IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
JUDICIAL WATCH, INC., )
)
Plaintiff, )
v. ) Civil Action No.
) 00-2973 (RJL)
FOOD AND DRUG ADMINISTRATION, et al, )
)
Defendants. )
__________________________________________)
PLAINTIFF’S SURREPLY IN SUPPORT OF ITS
OPPOSITION TO DEFENDANT’S MOTION FOR SUMMARY JUDGMENT
Plaintiff, Judicial Watch, Inc., by counsel,
respectfully submits this surreply in support of its opposition to Defendant’s
motion for summary judgment.
MEMORANDUM OF LAW
On October 13, 2000 Plaintiff served a
Freedom of Information Act (“FOIA”) request on FDA regarding the FDA’s approval
of the drug mifepristone (a.k.a. “RU-486"), the drug that chemically
induces abortion. After an
unsatisfactory response, Plaintiff filed suit on December 12, 2000. FDA served Plaintiff with a CD-Rom
containing approximately 9,300 pages of responsive documents on October 15,
2001 and later served Plaintiff with a Vaughn Index containing over 6,000
withheld documents. On November 2,
2001, The Population Council, Inc. and Danco Laboratories, LLC intervened. Defendants filed motions for summary
judgment on June 14, 2002.
FDA’s motion for summary judgment focused on
three claims: (1) FDA performed an adequate search; (2) FDA released all
responsive records; and (3) FDA validly withheld documents listed in its Vaughn
Index. Council and Danco’s motion for
summary judgment presented no new or different arguments and focused on the FDA
properly withholding information under FOIA exemptions. See Statement of Points and Authorities
in Support of Motion of The Population Council, Inc. and Danco Laboratories,
LLC For Summary Judgment (“Council’s Motion”) at 10.
Plaintiff submitted its opposition to the
motions for summary judgment on October 11, 2002. Plaintiff’s opposition countered all arguments made by Defendants
and demonstrated that: (1) FDA had not performed an adequate search; (2) FDA
had not submitted an adequately detailed Vaughn Index; and (3) FDA
improperly withheld information pursuant to Exemptions 3, 4, 5 and 6 of
FOIA. With regard to this last argument
in particular, Plaintiff clearly countered all arguments made by Defendants
regarding the withheld documents.
On December 20, 2002, Defendants submitted
their reply briefs. In their reply
briefs Defendants made several incorrect assertions and misstatements. First,
Defendants incorrectly alleged that Plaintiff failed to oppose Council and
Danco’s motion for summary judgment and that they are therefore entitled to
summary judgment. Second, Defendants made several misstatements regarding case
law and specific holdings and regarding the Vaughn Index FDA submitted
as well as individual exemptions.
Plaintiff’s surreply focuses on clarifying these false allegations and
misstatements.
ARGUMENT
I. Plaintiff’s Opposition Clearly and
Convincingly Countered All of Defendants’ Arguments, Therefore, Defendants
Are Not Entitled to Summary Judgment.
The purpose of an opposition to a motion for
summary judgment is to demonstrate the reasons why the moving party is not
entitled to summary judgment. In its
opposition Plaintiff did clearly and convincingly counter all of Defendants’
arguments set forth in their motions for summary judgment.
All of Defendants’ arguments were centered around issues directly related
to FDA and did not involve either Council or Danco. For example, the adequacy of the search and the adequacy of the
Vaughn Index are both issues involving FDA only. It was FDA who had the obligation to search for documents
responsive to Plaintiff’s FOIA request, as it was FDA’s obligation to submit an
adequately detailed Vaughn Index.
Neither Council or Danco had any direct involvement in the search or in
compiling the Index. While Council and
Danco may have an interest in FDA’s search and Vaughn Index, their
interest does not provide a separate argument or claim. Therefore, by claiming FDA failed to perform
an adequate search, submit an adequately detailed Vaughn Index and
improperly withheld documents, Plaintiff countered all the arguments made by
Defendants.
Council and Danco’s motion for summary
judgment did not present any new or different claims from those presented by
FDA. It was nothing more than a “me
too” motion. Council and Danco’s motion
centered on the claim that FDA properly withheld documents from Plaintiff. Council’s Motion at 10. Defendants claimed that the FDA properly
withheld the documents because the information was either a trade secret,
confidential commercial information and/or an unwarranted invasion of personal
privacy. Id. Each one of these claims was included in
FDA’s motion for summary judgment. Memorandum
of Points and Authorities in Support of Defendant’s Motion For Summary Judgment
(“FDA’s Motion”) at 17-25, 32-37.
Plaintiff countered each of these arguments in its opposition. Plaintiff’s Opposition to Defendant’s
Motion For Summary Judgment (“Opposition”) at 14-20, 30-39. Therefore, every claim made by Defendants in
their motions for summary judgment was countered by Plaintiff in its
opposition.
II. Defendants’ Reply Briefs Contain
Many Misstatements and Incorrect Applications of Law.
In their reply briefs, Defendants misstate
and misuse several cases. This misuse
ranges from cases being inapplicable because the holding pertains to a very
specific factual scenario, to cases that do not contain the proposition Defendants
claim. See e.g., Westinghouse Electric
Corp. v. Brown, 443 F.Supp. 1225 (E.D. Va. 1977); Nadler v. FDIC, 92
F.3d 93 (2nd Cir. 1996).
Additionally, Defendants’ reply briefs contain misstatements about the
adequacy of the Vaughn Index as well as the individual exemptions.
A. Defendants
Misuse and Misstate Several Cases and Holdings
In its reply, FDA cites Gulf & Western
Industries, Inc. U.S, 615 F.2d 527 (D.C. Cir. 1979) to demonstrate that
actual competitive harm is not necessary to properly withhold information under
Exemption 4 and suggest that Plaintiff’s opposition is incorrect. FDA’s
Reply at 26. However, Defendants
fail to acknowledge, or simply ignore the fact that Plaintiff itself cited to Gulf
and in fact quoted the exact same portion of the case. Opposition at 18. “[A]ctual competition and the likelihood of
substantial competitive injury is all
that is needed.” Id. at
530. Plaintiff’s opposition never
claimed that Defendants were required to prove actual competitive harm. Rather, Plaintiff pointed out that the
holding of Gulf required Defendants to prove actual competition. Proof of actual competition is still lacking
in the Defendants’ reply briefs and, as such, Defendants have not satisfied the
Exemption 4 standard set in Gulf.
In addition to misusing Gulf, FDA also
misuses Department of State v. Washington Post Co., 456 U.S. 595
(1982). In its reply, FDA suggests that
Plaintiff has “not done its homework” regarding what constitutes “similar
files” in relation to FOIA Exemption 6.
FDA claims that Washington Post holds that any information
applying to a particular individual meets the “threshold requirement for
Exemption 6 protection.” FDA’s Reply
at 37. However, FDA takes the Washington
Post quote out of context. The
actual wording of Washington Post holds,
“‘[T]he exemption [was] intended to cover
detailed Government records on an individual which can be identified as
applying to that individual.’ When
disclosure of information which applies to a particular individual is sought
from Government records, courts must determine whether release of the
information would constitute a clearly unwarranted invasion of that person’s
privacy.”
Washington Post, 456
U.S. at 602 (quoting H.R. Rep. No. 1497).
Defendants have not demonstrated in either
their initial motions for summary judgment or in their reply briefs that the
information withheld under Exemption 6 consist of records about
particular individuals. Defendants have
withheld the “names of agency personnel and government employees...names of
various HHS employees...names and employment addresses of various private
individuals.” FDA’s Motion at
33. These individuals are people
associated with the approval of mifepristone, not the subject of the files. Withholding the names of agency personnel
and government employees in files that do not pertain personally to those
employees is improper under the Washington Post holding.
Council and Danco also misstate and misuse
several cases in their reply brief.
Council and Danco claim in their reply that three cases support their
proposition that “courts have consistently upheld the application of Exemption
4 to the withholding of names of individuals and corporations.” Defendant-Intervenors’ Reply Memorandum
to Plaintiff’s Opposition to Defendant’s Motion For Summary Judgment
(“Council’s Reply”) at 9.
Defendants cite to Nadler v. FDIC, 92 F.3d 93 (2nd
Cir. 1996), Public Citizen Health Research Group v. FDA, 2000 U.S. Dist.
LEXIS 4108 (D.D.C. 2000) and Westinghouse Electric Corp. v. Brown, 443
F.Supp. 1225 (E.D. Va. 1977) as evidence of this proposition. However, none of these cases support
Defendants broad statement that courts have consistently upheld the application
of Exemption 4 to the withholding of names of individuals and corporations.
In Nadler, the Second Circuit held
that the FDIC could withhold disclosure of confidential information pursuant to
Exemption 4. Nadler, 92 F.3d at
93. The information FDIC sought to
withhold did not, however, include names of agency personnel or government
employees. The redacted information
consisted of:
detailed
commercial and financial terms and conditions of the rights and obligations
running between [Amore] and [Brewran], as set forth in the joint venture
agreement. The information withheld,
without limitation, is as follows: property...; statements of ownership
percentages for various aspects of the commercial venture as agreed to between
the joint venture partners...; budgets and cost estimates...; terms of
agreements for cost-sharing of the payment of expenses...; estimate values...;
[and] options provisions and terms governing the parties [sic] rights to elect
other courses of action for project development...
Id at 95.
Nowhere in the description of the redacted
information was employee names or addresses mentioned. Council and Danco claim that Nadler
stands for the proposition that the “release of name of company would work a
competitive harm under Exemption 4.” Council’s
Reply at 9. However, Defendants do
not supply a page in the opinion to find that proposition. The only logical explanation for this
omission is that Defendants’ proposition does not exist in Nadler. Defendants misstated and misused Nadler.
Very similar to Defendants’ misuse of Nadler,
Public Citizen is also misstated and misused. In Public Citizen, the Court held that the investigator
names and article titles could be withheld because release of the information
would cause substantial harm to the intervenor. Public Citizen, 2000 U.S. Dist. LEXIS at 1. The intervenor explained that the release of
the investigator names would cause substantial harm because:
researchers
retain knowledge of the test procedures used, the test results, and other
significant factors in the drug development process, such as competitor of
Searle could retain the same persons to conduct its own studies on another
COX-s Inhibitor drug...[and] thereby could improve the scientific accuracy and
accelerate the pace of its own drug development efforts....
Id. at 11. The names were found to be exempt from
release under Exemption 4 because of the confidential commercial information
the investigators retained and the possibility of those investigators being
wooed by a competitor, thereby accessing the confidential commercial
information. The exemption was not for
the mere association with a particular project or drug, and the holding did not
provide a blanket exemption for names of individuals under Exemption 4.
Council and Danco also misused Westinghouse. In Westinghouse, the Court held that
the information, which contained names, salaries, Social Security numbers and
other personal information of employees, could be withheld under Exemptions 4
and 6 of FOIA. Westinghouse, 443
F.Supp. at 1228. The Court held that
the names were exempt because the release of the names would cause a
substantial harm to Westinghouse’s competitive position. Id. at 1228-29. This competitive harm was based on the fact
that Westinghouse did business with “several highly competitive industries and
the competition to hire female and minority research and development employees
to meet affirmative action goals is intense.”
Id. at 1229. Because
Westinghouse provided evidence of “raiding – the hiring away by a competitor of
valuable employees”, the Court was satisfied that the warranted Exemption 4
protection. Id.
As with Public Citizen, the Westinghouse
court found that the names were directly related to a confidential commercial
interest. The names were not exempt
from disclosure per se, and mere association was not at issue. Defendants in this case have not provided
any such evidence or claimed that the name of agency personnel and government
employees or Danco’s employees are exempt from release because they fear these
individuals will divulge confidential commercial information and cause a
competitive harm. Additionally, Westinghouse
does not hold that names and addresses are consistently withheld under
Exemption 4. The holding of Westinghouse,
like the holding in Public Citizen pertains to a specific set of facts
which Defendants cannot duplicate.
In addition to misstating and misusing cases
for Exemption 4, Council and Danco also misstated and misused cases in regard
to Exemption 6. Defendants claim that
“privacy interests of individuals are cognizable under Exemption 6 even though
their names and addresses are associated with a business transaction or
relationship.” Council’s Reply
at 12. Defendants cite Campaign for
Family Farms v. Glickman, 200 F.3d 1180, 1188-89 (8th Cir. 2000)
as evidence of their claim. However, it
is a basic legal tenet that cases outside the ruling jurisdiction are at most
persuasive and are certainly not binding.
Defendants cite to an Eighth Circuit case and do not demonstrate that
this Court has either accepted the Glickman holding as precedent or that
this Court routinely follows the Eighth Circuit in matters it has yet to decide
for itself. Defendants use of Glickman
is an attempt by Defendants to demonstrate support for a claim that has not
been accepted by this Court or in this Circuit.
Additionally, Council and Danco claim that
the “association principle” they have concocted is “particularly true when the
disclosure of information will associate the individual with a group that is
targeted by violent extremists and disclosure dramatically increases the risk
of violence.” Council’s Reply at
12. Defendants cite to three cases as
evidence of this claim: Hudson v. Department of Army, 1987 U.S. Dist.
LEXIS 16736, *7 (D.D.C. Jan. 29, 1987), Falzone v. Department of Navy,
1986 U.S. Dist. LEXIS 17349, *3-4, (D.D.C. Nov. 21, 1986) and Hemenway v.
Hughes, 601 F. Supp. 1002, 1007-8 (D.D.C. 1985). Defendants use of these three cases is completely misplaced. In each of the cases used by Council and
Danco the subject of the fear of disclosure is international terrorists and the
fear that location information for overseas military personnel or overseas
journalists would cause a physical threat.
Nowhere in Hudson, Flazone or Hemenway did the Court
suggest that the holding should be extended to any other factual
situations. Defendants simply state
that Plaintiff’s distinction between domestic and international terrorism
should be rejected. Council’s Reply
at 12. However, Defendants do not
demonstrate why a distinction should not be made in light of the narrow
holdings of Hudson, Flazone and Hemenway. As the moving party it is Defendants burden
to carry.
Defendants’ misstatement and misuse of these
cases does not support their summary judgment position. Rather, these cases further highlight the
fact that Defendants have not provided this Court or Plaintiff with the
necessary burden of proof to sustain a motion for summary judgment.
B. Defendants Misrepresent the Adequacy
of the Vaughn Index and Exemptions.
Defendants suggest that the Vaughn
Index is adequate and the few errors pointed out by Plaintiff are the exception
and not the rule. FDA’s Reply at
33. This is simply not true. The obligation of the withholding agency in
a FOIA request is to submit a Vaughn Index which allows the trial court
and requestor to “be able to derive from the index a clear explanation of why
each document or portion of a document withheld is putatively exempt from
disclosure.” Campaign For
Responsible Transplantaion v. FDA, 180 F.Supp.2d 29, 32 (D.D.C. 2001)
(quoting Hinton v. Department of Justice, 844 F.2d 126, 129 (3rd
Cir. 1988)). The Court did not hold
that the agency’s obligation was satisfied if it required either the Court or
the requestor to retain experts, consult extraneous government documents or do
additional research. The obligation
stands alone and is not discharged simply because the answer is “out there
somewhere” and available to the Court and the requestor. In Founding Church of Scientology of
Washington, D.C. v. Bell, 603 F.2d 945 (D.C. Cir. 1979), this Court held
that one of the three “indispensable elements of a Vaughn Index” was that the
index be “contained in one document, complete in itself.” Id. at 949.
The Vaughn Index needs to provide a
“reasonably detailed justification, specifically identifying the reasons why a
particular exemption is relevant and correlating those claims with the
particular part of the withheld document to which they apply.” Mead Data Center v. U.S. Department of
the Air Force, 566 F.2d 242, 251 (D.C. Cir. 1977). FDA did not provide such an Index and the
vagueness of the Index is pervasive.
In addition to misstating the adequacy of the
Vaughn Index as a whole, Defendants also make several misstatements about the
individual exemptions. For example,
Defendants claim that Plaintiff failed to refute Council and Danco’s summary
judgment claim that the names and addresses of employees and manufacturers are
considered confidential commercial information. FDA’s Reply at 24-25, Council’s Reply at 2-3. However, Defendants fail to acknowledge the Gulf
holding that requires proof of actual competition to invoke Exemption 4
protection.[1] While FDA cites and indeed quotes from Gulf,
Defendants continue to insist that despite any evidence of actual competition,
the names and addresses of employees and manufacturers are exempt under FOIA
Exemption 4. Surely Defendants are not
suggesting that the individuals they purport to fear are competitors in the
abortion industry. According to
precedent, proof of actual competition is necessary to claim Exemption 4
protection. None of the Defendants,
including Council and Danco, have provided evidence of actual competition in
the use of mifepristone for chemical abortion.
As such, the names and addresses withheld by FDA under Exemption 4 have
been withheld improperly.
In the FDA’s reply it claims that Plaintiff’s
assertion that the Exemption 4 withholdings listed in the Vaughn Index
are inadequate in incorrect. FDA claims
that because Plaintiff has retained a medical expert, it should have understood
its Vaughn Index. FDA’s
Reply at 29. Once again,
Defendant’s claims are without merit.
First, Dr. Harrison, who submitted a declaration as an exhibit to
Plaintiff’s opposition, is not a retained medical expert. As set forth in her declaration, Dr.
Harrison is a board certified OB/GYN and worked on the Citizens’ Petition
submitted by the American Association of Pro Life Obstetricians and
Gynecologists, the Christian Medical Association and Concerned Women of America
in August 2002. Declaration of Donna
J. Harrison, (Opposition Exhibit 1) ¶1. In her declaration, Dr. Harrison described her familiarity with
the drug approval process and the basis for that familiarity and highlighted
for this Court what specific information was missing from the mifespristone
approval process. Id. at ¶¶ 2-4. The fact that Plaintiff submitted a
declaration from a medical professional familiar with the drug approval process
does not relieve the FDA from its obligation to provide a clear and accurate Vaughn
Index. Founding, 603 F.2d at
949. Neither the requestor nor the
Court should be required to retain medical experts to interpret a Vaughn
Index in any event. The FDA’s Vaughn
Index is insufficient regardless of whether Plaintiff or the Court has access
to expert witnesses and the availability of medical professionals does not
change that fact.
Additionally, FDA also claims Plaintiff
inappropriately referred only to the subject line of the Vaughn
Index. FDA’s Reply at 30. FDA’s complaint that Plaintiff referred only
to the subject line is without merit.
FDA’s Vaughn Index gives neither this Court nor Plaintiff much
else but the subject line to which to refer.
FDA takes issue with documents that Plaintiff refers to in its
opposition. FDA claims that two
documents, Documents 2269 and 3880, are clearly explained in the Vaughn
and attached declaration[2]. This is simply not true. Despite being aware that “IND” referred to
“investigational new drug”, the Vaughn Index simply described Document
2269 as an “ind submission.” Vaughn
at 568. Defendants do not describe what
type of IND submission Document 2269 is.[3] The document is simply described as a
submission. Plaintiff certainly could
guess at what Document 2269 consists of, but the point is that Defendants’
obligation is to provide enough detail so that such guesswork is not
necessary. See Founding, 603
F.2d at 949. (reviewing court should
not need to speculate).
The same can be said about Document
3880. Described only as “study reprints
1987-1988", Defendants fail to even define what a “study reprint” is. Defendants withheld many other documents
listed simply as “study reprints” but never defines the term. See Vaughn Index at 970-972.[4] If Plaintiff indeed has tunnel vision, as
FDA suggests, it is because Plaintiff has only been provided a tunnel. FDA’s Reply at 31.
Defendants also claim that Plaintiff
incorrectly applied the confidentiality test for confidential commercial
information to the documents Defendants withheld pursuant to Exemption 4. Council’s Reply at 7. Council and Danco claim that the information
withheld under Exemption 4 constitutes trade secrets, not confidential
commercial information, and does not require a showing confidentiality. Id.
However, in its motion for summary judgment FDA simply stated that the
“withheld records constitute trade secrets and/or ‘commercial or
financial’ information....” FDA’s
Motion at 19. (emphasis
added). FDA did not claim that all of
the information withheld under Exemption 4 was trade secrets.
Additionally, the Vaughn Index does not
properly differentiate between the information being withheld as a trade secret
and information being withheld as confidential commercial information. For example Document 523 is described as
“chemistry data ” and is withheld pursuant to “(b)(4), 18 USC 1905, 21 USC
331(j) and (b)(6)” claiming the document is “confidential commercial
information, trade secret, personal privacy.”
From this inadequate description, neither the Court nor the Plaintiff
can ascertain what part Defendants claim as a trade secret and what part is
claimed as confidential commercial information requiring the higher withholding
standard.[5] In Campaign For Responsible
Transplanation v. FDA, 219 F.Supp.2d, 106, 115 (D.D.C. 2002), this Court
stated that the differentiation between trade secrets and confidential
commercial information in Exemption 4 withholdings was crucial in a Vaughn
Index. The failure of FDA in Campaign
to differentiate between trade secrets and confidential commercial information
was one of the reasons this Court held that the FDA’s Vaughn Index was
inadequate. Id.
As with Exemption 4, Defendants also made
misstatements regarding Exemption 5. In
FDA’s reply it corrects several of the Vaughn entries Plaintiff pointed
out as inadequate in its opposition. FDA’s
Reply at 32-33. However, these
corrections do little to resuscitate the Vaughn Index as a whole.[6] First, even the entries FDA points out as
examples of adequate descriptions lack the requisite statement of harm. Draft documents are not exempt per se
under the deliberative process privilege of Exemption 5. The withholding agency must demonstrate how
disclosure will harm the parties. This
description of harm cannot be some vague or general harm, but the harm
associated with releasing the particular document. See King v. U.S. Department of Justice, 830 F.2d 210,
223-24 (D.C. Cir. 1987) (“A withholding agency must describe each
document or portion thereof withheld, and for each withholding it must
discuss the consequences of disclosing the sought-after information.”)
(emphasis in original).
In her first Declaration, Andrea Masciale
states that “disclosure of the withheld documents would discourage the frank
exchange of opinions and recommendations among such individuals. Disclosure, therefore, would be harmful to
the deliberative process within the FDA.”
Masciale Decl.I, ¶ 39.
This general statement of harm is not enough and does not discharge
FDA’s FOIA duty. The general
description provided by FDA consists only of a recitation of a legal standard and a
conclusory statement that it will harm the FDA’s deliberative process. This does not satisfy FOIA requirements or
the precedent of this Court. See
e.g., Campaign, 219 F.Supp.2d at 112.
Second, even those documents typically exempt
under FOIA Exemption 5, like drafts and internal memorandum, can be released if
the information is factual in nature and not advisory, or if the subject matter
of the document is adopted by the agency.
Founding, 630 F.2d at 953.
Defendants’ Exemption 5 entries are not described well enough to allow
the Court or the Plaintiff to ascertain whether the documents are advisory or
contain information that was ultimately adopted by FDA. For example, in FDA’s Reply it describes
Document 5140 as a document “properly described in the index as ‘e-mail re:
draft response re: supply of product w/attach.” It is listed from and to an ‘fda employee.’ The date of the document listed as April 5,
1999, makes clear that it is predecisional because mifepristone was not (sic)
approved by FDA on September 29, 2000.”
FDA’s Reply at 35. From
this scant description it is impossible to ascertain whether the information
contained in Document 5140 is factual or advisory in nature or whether the
information was ultimately adopted by FDA.
Without this pertinent information the Exemption 5 Vaughn entries
are inadequate.
Lastly, Defendants make misstatements
concerning Exemption 6 in their reply briefs.
In both reply briefs Defendants claim that the public’s interest in the
disclosure of mifepristone information is at best outweighed by privacy issues
and at worst “non-existent.” FDA’s
Reply at 38; Council’s Reply at 12.
Interestingly, neither of the Defendants’ reply briefs address the issue
of public interest laid out in Plaintiff’s opposition. Opposition at 34-37. Additionally, Defendants attempt to downplay
the public interest in mifepristone, its approval process, and who was involved
in the approval, by ignoring the obvious - - that mifepristone has already
caused a number of deaths and other medical problems. See Exhibit 1. The
public’s right to know about the approval of mifepristone is as basic as the
public’s right to not be subjected to dangerous and life-threatening
substances. This right to life and
health far outweighs Defendants alleged right to privacy.
CONCLUSION
Plaintiff’s opposition clearly and
convincingly countered each of Defendants’ claims and has demonstrated that
Defendants failed to meet their summary judgment burden. For the foregoing reasons, and for the
reasons set forth in Plaintiff’s opposition, this Court should deny Defendants’
motions for summary judgment.
Respectfully submitted,
JUDICIAL WATCH, INC.
_______________________________
Larry Klayman, Esq.
D.C. Bar. No. 334581
Paul Orfanedes, Esq.
D.C. Bar No. 429716
501 School Street, S.W., Suite 725
Washington, DC 20024
(202) 646-5172
Attorneys for Plaintiff
CERTIFICATION OF SERVICE
I hereby certify that on March 13, 2003, a true copy of the foregoing
PLAINTIFF’S SURREPLY IN SUPPORT OF ITS OPPOSITION TO DEFENDANT’S MOTION FOR
SUMMARY JUDGMENT was served by first-class mail, postage prepaid, on the
following:
Attorney
for Defendant FDA:
Edith
Shine, Esq.
Assistant
U.S. Attorney
FOOD
AND DRUG ADMINISTRATION
Judiciary
Center Building
555
Fourth Street, N.W.
Washington,
D.C. 20001
Attorneys
for Defendant The Population Council, Inc. and Danco Laboratories, LLC
Nancy
L. Buc, Esq.
Kate
C. Beardsley, Esq.
BUC
& BEARDSLEY
919
Eighteenth Street, N.W.
Washington,
D.C. 20006
_______________________
Meredith Cavallo
[1]In the Declaration of Executive 1, Defendants describe
various uses of mifepristone and alternative methods of chemical abortion. Declaration of Executive 1, ¶
However, Defendants fail to demonstrate that they face actual competition
regarding mifepristone use in chemical abortion - the subject matter of the IND
and NDA.
[2]FDA’s reply only responds to Documents 2269 and 3880
within the Exemption 4 section of Plaintiff’s opposition. Plaintiff opposition specifically referred
to well over one hundred and fifty examples of inadequate Exemption 4
entries. Defendants simply do not
respond to these other documents.
[3]FDA never defines what an “ind” submission
contains. Council and Danco defined an
“initial IND submission” in the Declaration of Sandra P. Arnold. Declaration of Sandra P. Arnold (“Arnold
Declaration”), ¶13. However, the Vaughn entry does not indicate whether
Document 2269 is the initial IND submission.
Additionally, this constant cross-referencing violates the holding of Founding
that the index be “one document, complete in itself.” 603 F.3d at 949.
[4]These entries alone amount to more than 4,000 pages
and are never described as anything more than “study reprints.”
[5]None of the Vaughn Index entries claiming both trade
secret and confidential commercial information as the reason for withholding
differentiate between what part of the document is a trade secret and what part
is confidential commercial information.
See Documents 524, 525, 529, 530, 532, 533, 600, 603, 633, 678-771, 841,
1704, 1705, 1707, 1708, 1712, 1716, 1749, 1754, 1758-1782, 1785, 1786, 1789,
1790, 1795, 1796, 1798, 1799, 1806, 1817, 1818, 2023-2025, 2027-2029, 2131,
2132, 2137, 2144, 2146-2153, 2156, 2166-2194, 2196-2199, 2201-2209, 2251, 2268,
2269, 2295, 2312, 2372, 2513, 2515, 2522, 2690, 2819, 2844, 2873, 2981, 2995,
2996, 3099, 3162, 3169, 3243, 3244, 3267, 3275, 3288, 3291-3293, 3488, 3490,
3547, 3554, 3787-3795, 3798, 3799, 3802, 3815-3817, 3821-3823, 4299, 4456-4683,
4728, 4729, 4731,-4734, 4737, 4762, 4763, 4774, 4775, 4199, 4200, 4203, 4206,
4239, 4262-4264, 4303-4305, 4323, 4327, 4329, 4330, 4338, 4342, 4345, 4347,
4349, 4350, 4407, 4425, 4453, 4454, 4462-4466, 4471, 4472, 4475, 4497, 4498,
4500-4504, 4519, 4523, 4536, 4539-4541, 4549, 4551, 4555-4557, 4565, 4566,
4572-4574, 4582, 4583, 4596-4601, 4607-4618, 4620, 4622-4627, 4629, 4630, 4632,
4633, 4655, 4656, 4658, 4659, 4664, 4667, 4679, 4684, 4691, 4705, 4706,
4777-4779, 5314, 6065, 6077and 6088.
[6]FDA also fails to address 12 other documents Plaintiff
pointed out in its opposition. Opposition
at 26-30. Defendants claim that the
6 entries containing “clerical errors” are isolated instances of inadequacy is
simply incredulous when reviewing the Vaughn Index. FDA Reply at 33. Even focusing only on the first 500 pages of
the Vaughn and only on documents withheld in full, it is clear that the
inadequacy of the entries permeates the Index.
See Vaughn Documents: 168 (“fda memo”); 169 (“fda memo”); 183
(“fda memo w/attach”); 367 (“e-mail re: mifepristone”); 518 (“memorandum for
the record”); 519 (“letter re: notification of commitment”); 630 (“letter re:
clinical investigators”); 683 (“call back message”); 810 (“fax re: advisory
committee meeting”); 818 (“letter re: advisory committee”); 846 (“form re:
important alert”); 847 (“routing and transmittal slip”); 862-686 (“e-mail re:
supplement”); 871 (“letter re: labeling w/attach”); 872 (“email re” cytotec and
mifepristone”); 873 (“e-mail re: supplement”); 876 (“e-mail re: cytotec and
mifepristone”); 880 (“e-mail re: call w/attach”); 897 (“notes re: meeting”);
898-899(“e-mail re:call”), 900 (“e-mail re: telephone call”); 905 (“e-mail re:
telephone call”); 906 (“e-mail re: approvable letter mifepristone”); 909 (“e-mail
re: update and inquiries”); 945 (“e-mail re: new assignment”); 947 (“e-mail re:
talking points”), 951 (“e-mail re: telephone call”); 953-954 (e-mail re: new
assignment”); 1001-1002 (“e-mail re: final footnote on cy grid line listing”);
1007 (“e-mail re: sending of new e-mail”); 1025 (“e-mail re: follow up
letter”); 1062 (“e-mail re: rollout plan”); 1165 (“e-mail re: population
council meeting 9/14/00"); 1174 (“e-mail re: spitz article”); 1187
(“e-mail re: meeting 9/12/00"); 1203 (“e-mail re: more on medguide”); 1241
(“e-mail re: information request letter”); 1243 (“e-mail re: exhibit e
comments”); 1267 (“e-mail re: inds in division”); 1268 (“e-mail re: ins in
different divisions”); 1290 (“e-mail re: revised table”); 1299 (“e-mail re:
registration/listing info”); 1364 (“e-mail re: surgical abortion”); 1392
(“e-mail re: referral of question to division”); 1413-1414 (“e-mail re: loa
question”); 1421 (“e-mail re: revisions of letter w/attach”); 1458 (“e-mail re:
distribution plan”); 1459 (“e-mail re: registry”); 1521 (“e-mail re:
timeline”); 1522 (“e-mail re: supply of drug for ind w/attach”); 1523 (“e-mail
re: supply of drug for ind”); 1548 (“e-mail re: meeting and letter response”);
1574 (“e-mail re: see attached for microsoft outlook users”); 1598 (“e-mail re:
off ‘cc’ list w/attach”); 1611 (“e-mail re: letter”); 1638 (“e-mail re: review
issues”); 1645-1646 (“e-mail re: ind and supply”); 1647 (“e-mail re: tablets
use”); 1657 (“e-mail re: action on 2/18"); 1658 (“e-mail re: update and
fda press inquiries”); 1663 (“e-mail re: reviews”); 1664 (“e-mail re:
distribution system”); 1665 (“e-mail re: information received”); 1671
(monitoring visits assessment list”); 1679-1680 (“operation procedures”); 1690
(“establishment inspection report endorsement”); 1691 (email regarding record
search”); 1692 (ru-486 records search”); 1696 (“letter re: corrective action to
483 observations w/attach”); 1867 (email re: establishment evaluation system
pending alert”); 1965 (“email re: request for documentation”).