IN THE UNITED STATES DISTRICT COURT
FOR
THE DISTRICT OF COLUMBIA
DENA BRISCOE, et al.,
Plaintiffs,
v. Civil Action No.: 1:03-CV-2084 (RMC)
U.S. POSTAL SERVICE POSTMASTER
GENERAL JOHN E. POTTER, et al., )
Defendants.
PLAINTIFFS’
OPPOSITION TO DEFENDANTS’
MOTION
TO DISMISS
Plaintiffs,
by counsel, respectfully submit their Opposition to Defendants’ Motion to Dismiss.
Respectfully submitted,
JUDICIAL WATCH,
INC.
______________________________
Paul J. Orfanedes
D.C. Bar No. 429716
Suite 500
501 School Street, S.W.
Washington, D.C. 20024
(202) 646-5172
Attorneys for Plaintiffs
TABLE
OF CONTENTS
TABLE OF CONTENTS.................................................................................................................... i
TABLE OF AUTHORITIES............................................................................................................. iii
INTRODUCTION............................................................................................................................. 1
STATEMENT OF FACTS................................................................................................................. 2
DISCUSSION.................................................................................................................................. 28
I. F.R.Civ.P. 12(b) Standard......................................................................................... 28
II. Plaintiffs’
Cause of Action Is Not Preempted............................................................. 29
A. A Bivens
Action Is Not Preempted When the Plaintiffs
Have Alleged That Defendants Interfered With,
Foreclosed and/or Rendered Effectively Unavailable the
Plaintiffs’
Procedural Rights.......................................................................... 29
B. Because
Plaintiffs Have Alleged That Defendants Interfered
With, Foreclosed and/or Rendered Effectively
Unavailable
Plaintiffs’
Procedural Rights, Their Bivens Action Is Not
Preempted............... 32
C. Plaintiffs’
Substantive Due Process Claim Is Not Preempted........................... 34
III. Defendants
Do Not Possess Qualified Immunity......................................................... 35
A. Plaintiffs
Have Sufficiently Alleged a Violation of Their
Fifth Amendment
Due Process Rights............................................................ 35
1. Plaintiffs
Have Sufficiently Alleged a Violation
of Their Procedural Due Process Rights in Counts
1-3 of Their
Complaint...................................................................... 35
2. Plaintiffs
Have Sufficiently Alleged a Violation of
Their Substantive Due Process Rights in Count 4 of
Their Complaint................................................................................ 37
B. Plaintiffs’ Fifth Amendment Due Process
Rights Were
Clearly
Established........................................................................................ 42
1. Plaintiffs’ Fifth Amendment Procedural
Due
Process Rights
Were Clearly Established........................................... 43
2. Plaintiffs’ Fifth Amendment Substantive
Due
Process Rights Were Clearly Established........................................... 44
CONCLUSION............................................................................................................................... 45
TABLE
OF AUTHORITIES
Cases
Alexander v. Perrill, 916 F.2d 1392 (9th Cir. 1990)............................................................................. 43
Anderson v. Creighton, 483 U.S. 635 (1987)..................................................................................... 43
Atchinson v. District of Columbia, 73 F.3d 418 (D.C. Cir. 1996)....................................................... 29
*Bishop v. Tice,
622 F.2d 349 (8th Cir. 1980)............................................................................... passim
Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971).......................................... passim
Browning v. Clinton, 292 F.3d 235 (D.C.Cir. 2001)........................................................................... 28
Bush v.
Lucas, 462 U.S. 367 (1983).................................................................................................. 32
*Butera v. District of
Columbia, 235 F.3d 637 (D.C. Cir.
2001).................................................. passim
Carlson v. Green, 446 U.S. 14 (1980)............................................................................................... 31
Collins v. City of Harker
Heights, Texas, 503 U.S. 115 (1992)......................................................... 42
County of Sacramento v. Lewis, 523 U.S. 833 (1998)............................................................. 37,
42, 44
Davis v. Passman, 442 U.S. 228 (1979)............................................................................................. 30
*DeShaney v. Winnebago
County Dept. of Soc. Servs., 489 U.S. 189 (1989)................................... 42
Doe v. United States Dep't of Justice, 753 F.2d 1092 (D.C. Cir. 1985)............................................... 37
EEOC v. St. Francis Xavier Parochial School, 117 F.3d 621 (D.C. Cir. 1997)................................... 29
*Estate of Anthony Phillips v. District of Columbia, 257 F. Supp. 2d 69
(D.D.C. 2003)...................................................................................................... 38,
39, 41, 44
Ewolski v. City of Brunswick, 287 F.3d 492 (6th Cir. 2002)...................................................... 37,
41, 42
Farmer v. Brennan, 511 U.S. 825 (1994).......................................................................................... 37
Fraternal Order of Police v. Williams, 263 F. Supp. 2d 45 (D.D.C. 2003).......................................... 42
Freeman v. Fallin, 254 F. Supp. 2d 52 (D.D.C. 2003)................................................................... 28,
35
*Grichenko v. USPS, et al., 524 F.Supp. 672 (E.D.N.Y. 1981),
aff’d without opinion, 751 F.2d 368 (2nd Cir. 1984)......................................................... passim
Harlow v. Fitzgerald, 457 U.S. 800 (1982)........................................................................................ 35
Kowal v. MCI Communication Corp., 16 F.3d 1271 (D.C. Cir. 1994)................................................. 28
*Metz v. United States, 723 F. Supp. 1133 (D. Md. 1989)............................................................ passim
Paul v. Davis,
424 U.S. 693 (1976)................................................................................................... 37
Powell v. Lennon, 914 F.2d 1459 (11th Cir. 1990)............................................................................... 43
*Rauccio v. Frank, 750 F. Supp. 566 (D. Conn. 1990)................................................................ passim
Saucier v. Katz,
533 U.S. 194 (2001)................................................................................................ 43
Stewart v. District of Columbia Armory Bd., 863 F.2d 1013 (D.C. Cir. 1985)..................................... 29
Statutes and Regulations
29 U.S.C. § 654............................................................................................................................ 1,
27
42 U.S.C. § 1983.............................................................................................................................. 35
Other Authorities
Fifth Amendment to the U.S. Constitution.................................................................................... passim
Federal Rule of Civil Procedure 12(b)........................................................................................... 28,
29
INTRODUCTION
Plaintiffs
bring this Bivens action against several
officials of the United States Postal Service (“USPS”) for depriving them of their procedural due process and
substantive due process rights secured by the Fifth Amendment to the U.S.
Constitution. In their procedural due
process claims (Counts 1- 3 of the Complaint), Plaintiffs allege that
Defendants knew the
USPS’s Washington, D.C.
Processing and Distribution Center located on Brentwood Road (“Brentwood facility”) was contaminated with anthrax,
but interfered with and rendered unavailable the procedures that Plaintiffs
could have, and would have, pursued to prevent their continuing exposure to the
deadly anthrax spores at the Brentwood facility where they worked. Specifically, Plaintiffs allege that
Defendants actionable conduct consisted of: (1) knowingly providing them with false
and/or misleading information, and/or failing to provide them with accurate
information, about the anthrax contamination at the facility; and (2)
threatening, intimidating and coercing Plaintiffs not to ask questions about
the safety of the facility for fear of retaliation. Plaintiffs further allege that Defendants’ actionable conduct prevented them from invoking in a timely manner the
protections and remedies afforded by their collective bargaining agreements, Occupational Safety and Health
Act (“OSHA”) of 1970, 29 U.S.C. § 654, et seq., and/or USPS emergency response procedures, thereby causing
them to continue to be exposed to the danger of injury and death from the
anthrax contamination at the Brentwood facility. In their substantive due process claim (Count 4 of the
Complaint), Plaintiffs allege that Defendants’ aforementioned actionable
conduct also created a
danger or enhanced and/or made Plaintiffs more vulnerable to the danger of
injury or death from anthrax contamination at the Brentwood facility in
violation of their substantive due process rights.
STATEMENT OF FACTS
A. The USPS Must Provide a
Safe Working Environment to Plaintiffs or Else Plaintiffs May Invoke Remedies
Under Their Collective Bargaining Agreements.
On
or about November 21, 2000, the USPS and members of the APWU employed at the
Brentwood facility entered into a collective bargaining agreement that affirmed
USPS management’s
obligation to provide a safe working environment, required USPS management to
follow safety procedures and correct unsafe conditions, and expressly provided
specific remedies, in the form of grievance and arbitration procedures, for
APWU members who believed they were being required to work under unsafe
conditions. Complaint
at ¶ 19. Under Article 14,
Section 1 of the APWU collective bargaining agreement, “It is the
responsibility of management to provide safe working conditions in all present
and future installations and to develop a safe working force.” Id. at ¶ 20. Article 14, Section 2 of the agreement
provides, in pertinent part, as follows:
The
Employer and the Union insist on the observance of safe rules and safe
procedures by employees and insist on correction of unsafe conditions. Mechanization, vehicles and vehicle equipment, and the
work place must be maintained in a safe and sanitary condition, including
adequate occupational health and environmental conditions. The Employer shall make available at each
installation the appropriate forms to be used by employees in reporting unsafe
and unhealthful conditions. If an
employee believes he/she is being required to work under unsafe conditions,
such employees may: (a) notify such
employee’s supervisor who will immediately investigate the condition and take
corrective action if necessary; (b) notify such employee’s steward, if
available, who may discuss the alleged unsafe condition with such employee’s
supervisor; (c) file a grievance at Step
2 of the grievance procedure within fourteen (14) days of notifying such
employee’s supervisor if no corrective action is taken during the employee’s
tour; and/or (d) make a written report
to the Union representative from the local Safety and Health Committee who may
discuss the report with such employee’s supervisor.
Id. (emphasis added). The terms of the APWU collective bargaining
agreement remained in effect at all times relevant to this lawsuit and remain
in effect until November 20, 2003. Id. at ¶ 21.
On
or about November 21, 2000, the USPS and members of the NPMHU employed at the
Brentwood facility entered into a collective bargaining agreement that, like
the APWU agreement, affirmed USPS management’s obligation to provide a safe
working environment, required USPS management to follow safety procedures and
correct unsafe conditions, and expressly provided specific remedies, in the
form of grievance and arbitration procedures, for NPMHU members who believed
they were being required to work under unsafe conditions. Id. at ¶ 22. Section 14.1 of the NPMHU
collective bargaining agreement states, “It is the responsibility of management
to provide safe working conditions in all present and future installations and
to develop a safe working force.”
Id. at ¶ 23. Section 14.2 of the agreement provides, in
pertinent part, as follows:
The Employer and the Union insist on the observance of
safe rules and safe procedures by employees and insist on correction of unsafe
conditions. Mechanization, vehicles and vehicle equipment, and the
work place must be maintained in a safe and sanitary condition, including
adequate occupational health and environmental conditions. If an employee believes he/she is being
required to work under unsafe conditions, such employees may: (a) notify such employee’s supervisor who
will immediately investigate the condition and take corrective action if
necessary; (b) notify such employee’s steward, if available, who may discuss
the alleged unsafe condition with such employee’s supervisor; (c) file a
grievance at Step 2 of the grievance procedure within fourteen (14) days of
notifying such employee’s supervisor if no corrective action is taken during
the employee’s tour; (d) and/or make a written report to the Union
representative from the local Safety and Health Committee who may discuss the
report with such employee’s supervisor.
Id. (emphasis added). The terms of the NPMHU collective bargaining
agreement remained in effect at all times relevant to this lawsuit and remain
in effect until November 20, 2004. Id. at ¶ 24.
On
or about September 19, 1999, the USPS and members of the NALC employed at the
Brentwood facility entered into a collective bargaining agreement that, like
the APWU and NPMHU agreements, affirmed USPS management’s obligation to provide
a safe working environment, required USPS management to follow safety
procedures and correct unsafe conditions, and expressly provided specific
remedies, in the form of grievance and arbitration procedures, for NALC members
who believed they were being required to work under unsafe conditions. Id. at ¶ 25. Section 14.1 of the NALC
collective bargaining agreement states, “It is the responsibility of management
to provide safe working conditions in all present and future installations and
to develop a safe working force.”
Id. at ¶ 26.
The Employer and the Union insist on the observance of
safe rules and safe procedures by employees and insist on correction of unsafe
conditions. Mechanization, vehicles and vehicle equipment, and the
work place must be maintained in a safe and sanitary condition, including
adequate occupational health and environmental conditions. The Employer shall make available at each
installation forms to be used by employees in reporting unsafe and unhealthful
conditions. If an employee believes
he/she is being required to work under unsafe conditions, such employees
may: (a) notify such employee’s
supervisor who will immediately investigate the condition and take corrective
action if necessary; (b) notify such employee’s steward, if available, who may
discuss the alleged unsafe condition with such employee’s supervisor; (c) file
a grievance at Step 2 of the grievance procedure within fourteen (14) days of
notifying such employee’s supervisor if no corrective action is taken during
the employee’s tour; and/or (d) make a written report to the Union
representative from the local Safety and Health Committee who may discuss the
report with such employee’s supervisor.
Id. (emphasis added). The terms of the NALC collective bargaining
agreement remained in effect at all times relevant to this lawsuit and remained
in effect until November 20, 2001. Id. at ¶ 27.
At all times relevant to this lawsuit, there was no collective
bargaining agreement in effect between the NAPS and the USPS. Id. at ¶ 28.
B. The USPS Must Provide a
Safe Working Environment to Plaintiffs or Else Plaintiffs May Invoke Remedies
Under OSHA.
At
all relevant times, employees at the Brentwood facility were entitled to the
full protections and remedies of OSHA, among other applicable laws and
regulations, including the right to a safe working environment, the right to
decline to perform work for health and safety‑related reasons, the right
to request health and safety inspections, and the right to file complaints
about unhealthy and unsafe working conditions.
Id. at ¶ 29.
C. USPS Officials Knew of
the Dangers Posed By Anthrax Sent Through The Mail.
At
all relevant times, USPS officials were aware that anthrax spores sent through
the mail could penetrate the sides of a sealed envelope. As early as 1988, the USPS required that bio‑hazardous
materials, such as anthrax, be contained in “fail‑safe packages” if they
were to be sent through the U.S. mail. Id. at ¶ 30.
These USPS regulations mandated that toxins such as anthrax be contained
in vials wrapped with waterproof tape, surrounded by absorbent material, and
sealed within two separate metal canisters.
Id. Regulations also
required packages to be labeled as containing disease‑causing agents and
clearly marked with a contact telephone number at the Center for Disease
Control and Prevention (“CDC”) in case of leakage or damage. Id.
In
October 1999, the USPS issued Management Instruction EL‑860‑1999‑3,
entitled “Emergency Response to Mail Allegedly Containing Anthrax,” which
outlined the hazards of exposure to anthrax and mandated emergency procedures
regarding mail suspected of containing anthrax.
Id. at ¶ 31. The Management Instruction expressly states:
The
Postal Service is committed to providing a safe and healthful work environment
for its employees. Suspected bioterrorism threats or suspicious incidents require prompt
action by health, safety, law enforcement, and laboratory personnel. Coordination and communication are essential
to protect first responders and employees.
Id.
Management Instruction EL‑860‑1999‑3 further states,
“It is management’s responsibility to minimize potential exposures through
quick isolation and evacuation until emergency response and law enforcement can
arrive and take control of the incident.”
Id. at ¶ 31. Pursuant to Management Instruction EL‑860‑1999‑3,
USPS officials must ensure the following:
1. All employees, through safety talks,
hazardous materials, first-responder training, and emergency action plan
training, must be instructed on initial actions to take if there has been a
suspected exposure to anthrax (or other biologically hazardous material).
2. Emergency action plans, crisis
management plans, hazardous materials spills response instructions, medical
service standing orders, and other related standard operation procedures must
be modified to incorporate appropriate guidance. Crisis management plans must be revised to do
the following:
a. Include appropriate actions to ensure
initial coordination with the FBI and outside responders through the Inspection
Service.
b. Detail other initial actions to isolate
and contain potential contamination and deal with potentially exposed
employees.
c. Cover subsequent actions, including
proper medical treatment (using current Center for Disease Control (CDC)
guidelines), employee counseling and media liaison.
The
emergency action plan must include the telephone numbers of the initial and
secondary contacts.
Id. at ¶ 33.
When anthrax exposure is suspected, USPS officials are specifically
directed by Management Instruction EL‑860‑1999‑3 to do the
following:
1. Alert employees to stay in evacuation
areas and not leave postal property so that they can receive necessary
information and medical follow-up if appropriate.
2. Invoke
the emergency action plan, including the following:
a. Effecting mechanical shutdowns
(including air handling equipment), isolation and evacuation.
b. Notifying the Inspection Service.
c. Notify Postal Service Aviation Mail
Security Office.
d. Notify postal and local community
emergency responders, which may include the health department, fire department,
or local law enforcement.
Id. at ¶ 34
(emphasis added).
D. The Brentwood Facility
Becomes Contaminated By Anthrax From The Daschle Letter.
On
Tuesday, October 9, 2001, an anthrax‑laden letter addressed to Senator
Tom Daschle at his U.S. Senate offices in Washington, D.C. was deposited in the
U.S. mail in New Jersey. Id. at ¶ 35.
On or about Thursday, October 11, 2001, the Daschle letter was received
by and processed at the Brentwood facility using Delivery Bar Code Sorter
(“DBCS”) machine #17 and was then moved by mail transport equipment to the
Government Mail Section for delivery to the Hart Senate Office Building. Id. at ¶_ 36,
37, 38. Shortly after this letter
was processed, DBCS #17
was opened and a large blower using compressed air was used to
blow debris and dust from the conveyor belts and optical reading heads of the
machine, spreading deadly anthrax spores throughout the Brentwood
facility. Id.
at ¶ 39.
E. The Hart Senate Office
Building Was Closed and Mail Delivery from the Brentwood Facility Was Suspended
Because Capitol Police’s Field Test Confirmed That the Daschle Letter Contained
Anthrax.
The
Daschle letter was delivered to the Hart Senate Office Building on Friday,
October 12, 2001. Id.
at ¶ 40. On Monday, October 15,
2001, the Daschle letter was opened in the Senator’s office and was found to
contain a suspicious, fine white powder.
Id. at _ 41. The Capitol Police were called immediately
and performed a field test on the letter, which was found to contain anthrax
spores. Id. at
¶_
41, 42. The ventilation system in
the building was immediately shut down, and the building was closed. Id.
Bundles of letters and packages were quarantined, and all mail delivery
was suspended. Id.
at _
42. Staffers in Senator Daschle’s
officer were tested and given antibiotics.
Even tours of the Capitol were cancelled. Id.
F. USPS Officials Created
a Danger and/or Enhanced or Made the Brentwood Facility Employees More
Vulnerable to Danger by Requiring Them to Work in an Environment That Was
Likely Contaminated with Anthrax.
By
contrast with the prudent and responsible safety precautions taken on Capitol
Hill, the USPS continued to operate the Brentwood facility, twenty‑four
hours per day, seven days per week, even though USPS officials knew that the
facility had processed the anthrax-laden Daschle letter and that anthrax spores
could leak from a sealed envelope during processing by the machines at the
facility. By continuing to operate the
facility, USPS officials caused Plaintiffs and all the Brentwood employees to work in
an unsafe workplace where they would be exposed to the danger of anthrax
contamination from the deadly anthrax spores that had leaked from the envelope
containing the Daschle letter. Id. at ¶ 43.
In
shocking disregard for the incipient danger of anthrax contamination at
Brentwood, USPS officials failed to implement Management Instruction EL‑860‑1999‑3,
and they failed to alert any of the facility’s employees in a timely manner
that the employees had likely been exposed, and were continuing to be exposed,
to anthrax contamination at the facility.
Id. Rather, at all
relevant times, USPS officials, including Postmaster General Potter and
Facility Manager Haney, among other supervisors and managers, repeatedly and
falsely assured Brentwood
facility employees that the facility was safe.
Id. at ¶ 44. USPS officials, including Postmaster General
Potter and Facility Manager Haney, among other supervisors and managers, also
repeatedly gave intentionally false and/or misleading information to Brentwood
facility employees, falsely assuring them that they had not been exposed to the
deadly bacteria when, in fact, the USPS officials knew that the facility was
likely contaminated with anthrax from the Daschle letter. Id.
Worse yet, USPS officials, including Defendants, also threatened,
coerced, and intimidated the Brentwood workers into not making inquiries about
the Daschle letter, the safety of the facility, or their own safety. Id.
After
the discovery of anthrax in the Daschle letter and during a regularly scheduled
“floor” meeting on Monday, October 15, 2001, Brentwood facility Electronic
Maintenance Technician (“ET”) Larry Littlejohn, whose job responsibilities
included maintaining DBCS machines (including DBCS #17 that had processed the
Daschle letter), requested that his supervisor provide a briefing on anthrax
and proper safety procedures. Id. at ¶ 45.
The supervisor not only refused to provide the requested safety
briefing, but he also threatened Littlejohn with a seven‑day suspension
and had him forcibly expelled from the building for publicly voicing his
concerns. Id. Littlejohn subsequently received notice that
he was being suspended for seven days. Id.
That same day, Postmaster General
Potter delivered a speech in Denver, Colorado during which he falsely declared
that the USPS mail system was safe, despite the fact that he knew the Brentwood
facility had processed the Daschle letter containing anthrax. Id. at ¶ 46. Thomas Day, USPS Vice President of
Engineering and anthrax and security expert, attended the conference with
Postmaster General Potter and began coordinating the USPS response to the
Daschle letter from Denver, Colorado.[1] Id. at ¶ 47.
G. Tests Confirmed That the
Daschle Letter Contained Highly Potent and “Weaponized”
Anthrax.
Later
that same day, Monday, October 15, 2001, the Daschle letter was sent to the
U.S. Army Medical Research Institute for Infectious Disease (“USAMRIID”) at
Fort Detrick, Maryland for further testing. Id. at ¶ 48. USAMRIID scientist Dr. John Ezzell tested the letter and concluded that, in his many
years of researching anthrax, he had never seen anthrax spores so potent. Id.
Dr. Ezzell characterized the anthrax in the
Daschle letter as being “weaponized.” Id.
Indeed, the anthrax spores were so potent that, when Dr. Ezzell opened the Daschle letter to test it, some of its
contents aerosolized instantly. Id. Dr. Ezzell
immediately began taking antibiotics and took the extreme and painful measure
of inhaling a bleach solution to kill any anthrax spores that he may have
inhaled. Id.
H. Unlike the Brentwood
Facility Employees, Senate Employees Were Tested and Given Antibiotics.
On
Tuesday, October 16, 2001, all Senate employees were tested for anthrax
exposure and given antibiotics as a countermeasure. Id. at ¶ 49. The results of these tests showed that at
least twenty (20) Senate staffers had been exposed to anthrax, including
staffers on a floor below Senator Daschle’s office and at least one staffer who
had not been at work when the letter was opened the previous day. Id.
I. USPS Officials Were
Notified That Anthrax in the Daschle Letter Was Dangerously “Potent.”
Also
on Tuesday, October 16, 2001, Major General John Parker, U.S. Army Commanding
General at USAMRIID, stated with respect to the anthrax spores contained in the
Daschle letter: “It’s a very potent form
of anthrax that was clearly produced by someone who knew what he was
doing.” Id. at
¶ 50. On the same day, the FBI
notified the USPS Inspection Service that laboratory tests revealed the Daschle
letter to contain a “potent” strain of anthrax.
Id. at ¶ 51. The Inspection Service, in turn, notified
Postmaster General Potter of the potency of the anthrax spores in the Daschle
letter. Id. Thus, USPS officials, including Postmaster
General Potter and, on information and belief, Vice President Day and Unknown
Officials Nos. 1‑10, clearly knew at least as early as Tuesday,
October 16, 2001, that highly dangerous anthrax contamination likely existed at
the Brentwood facility. Id.
J. Despite Knowing That
the Brentwood Facility Was Likely Contaminated with Anthrax, USPS Officials
Failed to Implement Their Own Emergency
Response Procedures, Failed to Advise Brentwood Facility Employees of the
Serious Risk of Injury or Death, and Falsely Represented That the Facility Was
Safe.
Nonetheless,
USPS officials, including Postmaster General Potter and, on information and
belief, Unknown Officials Nos. 1‑10, failed to invoke any of the USPS
emergency response procedures, including the procedures set forth in Management
Instruction EL‑860‑1999‑3 regarding suspected anthrax
contamination, and failed to evacuate or otherwise shut down the Brentwood
facility. Id.
at ¶ 52. Nor did any USPS
official, including Postmaster General Potter, Vice President Day, or Unknown
Officials Nos. 1‑10, advise Brentwood facility
employees, including Plaintiffs, of the substantial danger to which they were
likely being exposed. Id.
To
the contrary, on Tuesday, October 16, 2001, USPS officials, acting, on
information and belief at the direction of Postmaster General Potter, Vice
President Day, and/or Unknown Officials Nos. 1‑10, instructed Brentwood
facility supervisors, via the USPS e‑mail system, to provide false safety
briefings to Brentwood facility employees, falsely representing to the
employees that there was no evidence any
anthrax contaminated letter or mail had come through the facility at any time,
including the letter that was sent to Senator Daschle’s office. Id. at ¶ 53. Plaintiff Alston, a Brentwood facility
supervisor, received a copy of this false safety briefing from Manager of
Distribution Operations (“MDO”) John Cooke with instructions to give the false
briefing to employees under his supervision.
Id. at ¶ 54. Plaintiff Alston refused to give the false
safety briefing, which instead was given by another supervisor. Id.
The briefing was clearly false, as the USPS Defendants knew that the
Daschle letter contained anthrax and that it, like all mail destined for U.S.
Government offices in the District of Columbia, was processed at the Brentwood
facility. Id.
K. The House of
Representatives Was Shut down Because of Anthrax Contamination from a Letter
Processed at the Brentwood Facility.
On
Wednesday, October 17, 2001, Congressional leaders arranged for an
unprecedented shutdown of the U.S. House of Representatives after thirty‑one
(31) staffers tested positive for exposure to anthrax. Id. at ¶ 55.
L. Anthrax Contamination
Was Found in the Senate Mail Room That the Daschle Letter Passed Through Even
Though the Daschle Letter Was Never Opened There.
On
Wednesday, October 17, 2001, anthrax spores were found in a mail room at the Dirksen Senate Office Building, through which the Daschle
letter had passed unopened before being sent on to the Hart Senate Office
Building. Id.
at ¶ 56. Based on the Dirksen Building mail room findings, USPS officials,
including, on information and belief, Postmaster General Potter, Vice President
Day, and Unknown Officials Nos. 1‑10, knew or should have known, at
least as early as Wednesday, October 17, 2001, that the “weaponized” anthrax contained in the Daschle letter had
likely leaked from the envelope and contaminated the Brentwood facility,
creating a serious risk of injury or death to Brentwood facility employees,
even though the Daschle letter was never opened there. Id. at ¶ 57.
M. USPS Officials Ordered
the Brentwood Facility to Be Tested for Anthrax Contamination but Failed to
Invoke Emergency Response Procedures and Failed to Advise Brentwood Facility
Employees of the Serious Risk of Injury or Death.
Indeed,
these USPS officials clearly suspected, at least as early as Wednesday, October
17, 2001, that the Brentwood facility had been contaminated, because on that
date the USPS ordered that the Brentwood facility be tested for anthrax. Id. at ¶ 58. At no time on that day, however, did these USPS
officials invoke any of the USPS emergency response procedures, including the
procedures set forth in Management Instruction EL‑860‑1999‑3,
or otherwise evacuate or shut down the Brentwood facility. Id.
Nor did any of these USPS officials advise Brentwood
facility employees of the serious danger of injury or death to which they were
likely being exposed. Id.
N. Unlike the Brentwood
Facility, All Buildings on Capitol Hill Were Closed and Quarantined.
On
Thursday, October 18, 2001, all buildings on Capitol Hill were closed and
quarantined. Id.
at ¶ 59. Capitol Hill was treated
as a crime scene by the FBI. Id. By contrast, the Brentwood facility
continued to operate despite the USPS officials’ knowledge of the likely potent
anthrax contamination.
O. USPS Officials Failed to Invoke
Emergency Response Procedures and Failed to Advise
Brentwood Facility Employees of the Serious Risk of Injury or Death Despite
Confirmation Of Anthrax Contamination At The Facility.
At
least as early as the morning of Thursday, October 18, 2001, USPS officials,
including Facility Manager Timothy C. Haney and USPS Senior Vice President
Deborah Willhite, clearly knew the Brentwood facility
had been contaminated with anthrax. Id. at ¶ 60.
This knowledge is confirmed by notes kept by Facility Manager Haney,
which stated, on the morning of Thursday, October 18, 2001:
I met with Rick Edwards, representative of the Senate,
Deborah Wilhite (sic), and Terry Poole. Mr. Edwards was upset that the senator had
received an infected letter and wanted to know why it happened and what we were
going to do about it . . . When we left the meeting, I pulled Deborah aside and
let her know that the mail was leaking and that we were affected.
Id. (emphasis added). On information and belief, Facility Manager
Haney also informed Postmaster General Potter, Vice President Day, and Unknown
Officials Nos. 1‑10 that anthrax had leaked out of the envelope
containing the Daschle letter processed at the Brentwood facility, causing contamination
at the Brentwood facility. Id. at ¶ 61.
Indeed, Facility Manager Haney stated in an interview with a USPS Equal
Employment Opportunity Dispute Resolution Specialist that “[d]uring the period before the decision was made to close the plant, he communicated and met frequently with senior Postal
Service officials to exchange information, seek guidance, and direction.” Id.
P. Even Though the Daschle
Letter, Which Was Mailed from New Jersey, Was Never Opened by a New Jersey Mail
Carrier, He Contracted Anthrax.
Also
on the morning of Thursday, October 18, 2001, Postmaster General Potter and, on
information and belief, Vice President Day and Unknown Officials Nos. 1‑10,
were notified that the CDC had confirmed a New Jersey state medical examiner’s
finding on October 16, 2001 that a letter carrier in New Jersey, where the
Daschle letter had been mailed, was suffering from cutaneous
anthrax. Id. at
¶ 62. Based on these
circumstances, these USPS officials knew or should have known that the “weaponized” anthrax contained in the Daschle letter had
likely leaked from the envelope and contaminated the Brentwood facility,
creating a serious danger of injury or death to Brentwood facility employees,
even though the Daschle letter was never opened there.
Q. Despite Known Anthrax Contamination at the Brentwood Facility,
USPS Officials Falsely Represented That the Facility Was Safe and Discouraged
Employees from Seeking out Information or Asking Questions Regarding the Safety
of the Facility.
Nonetheless,
during a press conference at The White House on the morning of Thursday,
October 18, 2001, Postmaster General Potter again falsely represented that the
mail was safe. Id.
at ¶ 63. Plaintiffs Briscoe,
Gagnon and Porter saw news reports about Postmaster General Potter’s press
conference on television. Id. Plaintiff Alston heard news reports about
Postmaster General Potter’s press conference on the radio. Id.
At
approximately 12:30 p.m. on Thursday, October 18, 2001, Postmaster General
Potter held a press conference in an unused section of the Brentwood
facility. Id.
at ¶ 64. Employees were
discouraged from asking questions at, or even attending, the press conference. Id.
Some employees were told that they could not attend the press conference
while “on the clock.” Id. Consequently, a large number of employees,
including Plaintiff Gagnon, “clocked out” in order to attend the press
conference. Id. Other employees, like Plaintiff Butler, were
told “not to go anywhere near” the press conference. Id.
During
the press conference, and despite knowing from FBI and CDC reports, among other
sources, that the Brentwood facility had likely been contaminated with “weaponized” anthrax spores, Postmaster General Potter
falsely represented to the employees and members of the news media in
attendance that the Brentwood facility was safe. Id. at ¶ 65. Plaintiffs Briscoe and Porter saw news
reports about Postmaster General Potter’s statements on television. Id.
Plaintiff Alston heard news reports about Postmaster General Potter’s
statements on the radio. Id.
R. USPS Officials
Threatened Employees Who Questioned Whether the Brentwood Facility Was Safe.
Plaintiff
Gagnon was one of the many employees who “clocked out” on his lunch break in
order to attend the press conference. Id. at ¶ 66.
During a “question and answer” period, Plaintiff Gagnon raised his hand
to try to ask a question. Id. As soon as Plaintiff Gagnon raised his hand,
however, someone grabbed his arm from behind and forced it down. Id.
Plaintiff Gagnon looked back, and the man who grabbed his arm said that
“you can’t ask any questions” and flashed his Postal Inspector’s Badge. Id.
Plaintiff Gagnon responded that he was not doing anything illegal
and pulled his arm away from the Postal Inspector’s grasp. Id.
The Postal Inspector then threatened Plaintiff Gagnon that, if he tried
to ask any questions again, he would be arrested. Id.
Plaintiff Gagnon then left the press conference and returned to
work. Id.
Upon
his return to work, Plaintiff Gagnon’s supervisor was waiting for him. Id. at ¶ 67. The supervisor informed Plaintiff Gagnon that
she had been instructed by Facility Manager Haney to initiate proceedings to fire him
for going to the press conference and trying to ask questions. Id.
News of Plaintiff Gagnon’s attempt to ask a question at Postmaster
General Potter’s press conference and subsequent exchange with the Postal Inspector,
as well as his threatened firing, was widely discussed among many employees at
the Brentwood facility. Id. at ¶ 68.
The incident caused many Brentwood employees to feel intimidated and
made them fearful of asking questions of their supervisors about the safety of
the facility. Id.
S. Hazardous Materials
Testing Further Confirmed Anthrax Contamination at the Brentwood Facility and
Defendants’ Knowledge of Anthrax Contamination.
On
the same day as the USPS press conference at the Brentwood facility, the USPS
contacted the Fairfax County HAZMAT Team to have them perform quick, on‑site
field tests for anthrax at the Brentwood facility. Id. at ¶ 69. The Fairfax County HAZMAT Team sent over two
employees in full protective gear, i.e., “moonsuits,”
to take samples while the postal employees continued their normal duties
without any protection. Id.
The Fairfax County HAZMAT Team tested DBCS #16‑20 and the
Government mail section at the front end of the workroom floor. Id.
In the afternoon of that same day, inspectors from URS Greiner Woodward
Clyde Engineering Consultants (“URS”), also wearing protective “moonsuits,” began testing the facility for anthrax
contamination. Id.
at ¶ 70.
Brentwood
Facility Manager Haney’s notes about the results of the URS tests further
confirm that, at least as early as Thursday,
October 18, 2001, he knew the Brentwood facility was contaminated with anthrax:
URS was in the facility at 2:30 p.m. On my way back from the meeting, I was called
by [Postmaster General] Jack Potter and Adam Walsh, (America’s Most Wanted),
the Deputy Director of the FBI, and Chief Postal Inspector Kenneth Weaver. It was stated that they wanted to do a live
broadcast from the Brentwood workroom floor.
I contacted Corporate Media and the broadcast was coordinated. They all left after the broadcast (about
Noon). I then met with [redacted] from
URS along with some members of my staff.
We identified the machines that we had reason to feel the mail had been
run on. At 6:15 p.m., that night, I
spoke with Inspectors Weaver and Clemans to get
additional information from the letter.
They did not have the ID tag information at them time (sic), but we were
able to get this information from New Jersey.
By decoding the ID tag information, we were able to identify the actual
machine the mail had been processed on.
Since URS only had 30 swabs available, we did this machine and the
manual cases for ZIP Code 20510 (The Senate).
Again, they tested hot.
URS continued with the testing, but it was not completed until 02:30
a.m. on the 19th, at which time I went home.
Id. at ¶ 71 (emphasis added). On information and belief, Facility Manager
Haney informed Postmaster General Potter, Vice President Day, and Unknown
Officials Nos. 1‑10 about the results of the URS tests. Id. at ¶ 72; see also id. at ¶ 61.
T. Despite Knowledge of
Anthrax Contamination, Brentwood Facility Manager Haney Falsely Represented to
Brentwood Facility Employees That the Facility Was Safe and Threatened Workers Who Questioned Whether the
Facility Was Safe.
Despite
his knowledge that the mail-processing machines at Brentwood “tested hot,”
Facility Manager Haney, acting, on information and belief, at the direction of
Postmaster General Potter, Vice President Day, and/or Unknown Officials Nos. 1‑10,
falsely represented to Brentwood employees, including Plaintiffs Butler and
Worrell, at a series of “floor” meetings on October 18, 2001 that both the
building and the mail were safe and that the employees should continue to
work. Id. at ¶ 73; see also
id. at ¶ 61. Haney falsely told the employees that there
was no anthrax in the building and nobody was going to die from it,
notwithstanding that, according to his own notes, he clearly knew URS had found
anthrax contamination at the Brentwood facility. Id.
Facility Manager Haney also told the employees that the CDC would be
conducting tests throughout the building in “moonsuits,”
but they should not be alarmed because the facility was safe. Id.
Brentwood facility employee Joseph Curseen,
Jr., who later died of inhalation anthrax, was in attendance at one of these
meetings. Id.
During
one of these “floor” meetings on Thursday, October 18, 2001, Plaintiff Terrell
Worrell asked Facility Manager Haney about the possible dangers of the ever‑present
clouds of dust that were kicked up into the air by the mechanized equipment,
pressurized air hoses that cleaned the equipment, power oxen, forklift trucks,
and other power equipment. Id. at ¶ 74.
Haney would not answer Plaintiff Worrell’s question. Id.
Haney falsely represented to Plaintiff Worrell and the other employees
in attendance that, as soon as he had any anthrax test results, he would inform
the employees, but that the building and the mail were safe. Id.
He also stated that the USPS could not afford to have employees sitting
at home on administrative leave while tests were being performed. Id.
Haney further told the Brentwood facility employees that it would cost
the USPS $500,000 a day if the Brentwood facility were shut down. Id.
Haney even threatened the employees that, if they did not report for
work, they would lose their jobs. Id.
During
another “floor” meeting on Thursday, October 18, 2001, Brentwood facility
employee Kelvin Sanker asked Facility Manager Haney
why the machines and building were being tested by biological hazard experts in
“moonsuits,” but employees were not being tested or
evacuated. Id.
at ¶ 76. Haney refused to answer Sanker’s question and threatened to expel Sanker from the building.
Id.
U. USPS Officials Waited
Four Days to Identify the Machine That Processed the Daschle Letter.
By
Friday, October 19, 2001, if not well before that date, USPS officials knew
that DSBC #17 was the machine at the Brentwood facility that had processed the
Daschle letter, and they notified the CDC accordingly. Id. at ¶ 79.
V. USPS Officials Failed
to Invoke Emergency Procedures and Kept Brentwood Operational Despite
Requesting That All Brentwood Facility Employees Take Antibiotics for Anthrax
Exposure.
Reflecting
their recognition of the danger they created by exposing the Brentwood workers
to anthrax contamination at the facility, on Friday, October 19, 2001, USPS
officials, including, on information and belief, Postmaster General Potter,
Vice President Day, and Unknown Officials Nos. 1‑10, requested that the
District of Columbia Department of Health place all Brentwood employees on
antibiotics for exposure to anthrax. Id. at ¶ 80.
At no time on that day, however, did any USPS official, including the
aforementioned, invoke any of the USPS emergency procedures, including the
procedures set forth in Management Instruction EL‑860‑1999‑3,
or otherwise take steps to evacuate or shut down the Brentwood facility. Id.
Nor did any USPS official, including the aforementioned, advise
Brentwood facility employees of the substantial danger that USPS officials
created for the Brentwood employees by requiring them to continue working at
the anthrax-contaminated facility. Id.
W. USPS Officials Continued
to Falsely Represent That Testing Showed No Anthrax Contamination at the
Brentwood Facility Even after Taking DBCS Machine #17 Off-line Because of
Anthrax Contamination.
Also
on that same day, Postmaster General Potter falsely represented on a USPS ‑
TV news program entitled “Keeping Our Focus” and in an accompanying notice
posted on all employee bulletin boards at the Brentwood facility that early
reports of testing at the Brentwood facility showed no anthrax
contamination. Id.
at ¶ 81. “We are talking with
employees and sharing information as quickly as it becomes available,”
Postmaster General Potter also falsely claimed.
Id. On the same day,
Facility Manager Haney, acting, on information and belief, at the direction of
Postmaster General Potter, Vice President Day, and/or Unknown Officials Nos. 1‑10,
held another series of “floor” meetings with Brentwood employees, including
Plaintiffs Butler and Worrell, at which Haney again falsely represented that
the Brentwood facility was safe and that he was doing everything he could to
keep the employees safe. Id. at ¶
82; see also id. at ¶ 61.
Despite
Haney’s false assurances, rumors began to circulate that USPS officials knew
that the Brentwood facility, and DBCS #17
specifically, was contaminated with anthrax.
Id. at ¶ 83. As a result, at approximately 4:00 p.m. on
Friday, October 19, 2001, several Brentwood facility
ET’s assigned to work on DBCS #17 approached Plaintiff Alston and stated that
they had heard a rumor DBCS #17 was contaminated with anthrax. Id.
Plaintiff Alston told the ET’s to stay away from the machine until he
could determine if what they had heard was true. Id.
Plaintiff Alston asked Supervisors Mitchell and Lewis if they had heard,
or been told, that DBCS #17 or any other machine was contaminated with
anthrax. Id. at
¶ 84. Both answered no. Id.
At
approximately 4:15 p.m., however, MDO Cooke told Plaintiff Alston that DBCS #17
was not to be used because it was contaminated with anthrax. Id.
Thus, at some point on Friday, October 19, 2001, the machine that had
processed the Daschle letter, DBCS #17, was taken off‑line because it was
contaminated with anthrax. Id. at ¶ 87.
Nonetheless, Brentwood facility employees were not informed that the
Daschle letter had been processed on DBCS #17, nor were they informed why DBCS
#17 had been shut down. Id. Even further, no USPS official, including
Postmaster General Potter, Vice President Day, Facility Manager Haney or
Unknown Officials Nos. 1‑10, invoked any of the USPS emergency
procedures, including the procedures set forth in Management Instruction EL‑860‑1999‑3,
or otherwise took steps to evacuate or shut down the Brentwood facility or
advise Brentwood facility employees, including Plaintiffs, of the substantial
danger that USPS officials created for the Brentwood employees by requiring
them to continue working at the anthrax-contaminated facility. Id. at ¶ 80.
X. Despite Knowing That
the Brentwood Facility Was Contaminated with Anthrax, USPS Officials Did Not
Provide Brentwood Facility Employees Protective Gear and Threatened to Use
Disciplinary Action Against Those Who Were Concerned for Their Own Safety.
MDO
Cooke also told Plaintiff Alston that gloves and masks were available for employees’ use,
but that he should not pass them out to employees unless they specifically
asked for them, as there were not enough gloves and masks to give to all of the
employees on duty. Id.
at ¶ 85. MDO Cooke also told
Plaintiff Alston that, if any employees wished to leave work because they were
emotionally upset by the anthrax contamination, he should let them go, but should
take written disciplinary action against the employees upon their return to
work. Id. at ¶
86. MDO Cooke stated that these
instructions came from senior USPS officials, including, on information and
belief, Postmaster General Potter, Vice President Day, Facility Manager Haney,
and/or Unknown Officials Nos. 1‑10.
Id.
Y. USPS Officials Ordered
That DBCS Machine #17 Be Brought Back On-line Despite Being Contaminated with
Anthrax.
At
approximately 11:30 p.m., on Friday, October 19, 2001, Supervisor of Maintenance
Operations Jimmy Tihoe returned to work from his
scheduled two days off and was told by Acting Supervisor Tom Dickey that DBCS
#17 was contaminated with anthrax. Id. at ¶ 88.
Dickey also told Tihoe that employees were
refusing to work on the machine. Id. At that same time, Manager Chapman ordered
ET’s Edgar and Wright to get DBCS #17 up and running again. Id. at ¶ 89. ET’s Edgar and Wright protested because they
had heard rumors that DBCS #17 was contaminated with anthrax. Id.
Manager Chapman insisted that the machine was not contaminated and
ordered them to clean DBCS #17 by “blowing it out” with compressed air and to
get it on‑line immediately. Id. Other Brentwood employees heard managers
state that they needed DBCS #17 on‑line because another DBCS machine had
broken down, and DBCS #17 was needed to meet their processing goals. Id. at ¶ 90. As a result, DBCS #17 was brought back on‑line
notwithstanding that it was contaminated with anthrax. Id.
Z. As They Ordered That
Anthrax-Contaminated DBCS # 17 Be Brought Back On-line, USPS Officials Were
Advised That Brentwood Facility Employee Leroy Richmond Was Hospitalized With
Inhalation Anthrax.
Also
on Friday, October 19, 2001, Brentwood facility employee Leroy Richmond entered
the emergency room at Fairfax Inova Hospital and was
confirmed to be suffering from inhalation anthrax. Id. at ¶ 91. USPS officials, including, on information and
belief, Postmaster General Potter, Vice President Day, Facility Manager Haney,
and Unknown Officials Nos. 1‑10, were notified that Richmond had been
admitted to the hospital for possible inhalation anthrax. Id. at ¶ 92.
Indeed,
in the evening of the same day, Richmond’s wife called Facility Manager Haney
and left a message on his voice mail stating that her husband was suffering
from inhalation anthrax and that the facility must be shut down immediately. Id.
In addition, throughout the early morning hours of October 20, 2001,
Mrs. Richmond called other Brentwood facility supervisors to inform them that
her husband was suffering from inhalation anthrax. Id.
AA. USPS Officials Met With the D.C. Mayor’s
Office of Emergency Response Regarding Confirmation That the Brentwood Facility
Had Tested Positive For Anthrax Contamination And That Leroy Richmond Had Been Hospitalized With
Inhalation Anthrax.
Facility
Manager Haney’s notes clearly reflect that and
he clearly knew, at least as early as a 6:00 a.m. meeting with the D.C.
Mayor’s Office of Emergency Response (“OER”) on Saturday, October 20, 2001, he
knew “the facility tested positive” and that at least one Brentwood employee
was suffering from possible inhalation anthrax exposure. Id. at ¶ 93.
BB. USPS Officials Again Falsely Represented
That the Brentwood Facility Was Safe and That No Anthrax Contamination Had Been
Found.
Nonetheless,
Facility Manager Haney, acting, on information and belief, at the direction of
Postmaster General Potter, Vice President Day, and/or Unknown Officials Nos. 1‑10,
held another series of “floor” meetings with Brentwood facility employees,
including Plaintiffs Briscoe, Butler, and Worrell, on Saturday, October 20,
2001, during which he again falsely represented to the employees that the
facility was safe and no evidence of anthrax spores had been found. Id. at ¶ 94; see also id. at ¶ 61. Haney
falsely stated, “We have made it this far and we do not have any positive test
results for anthrax.” Id. He mentioned that one Brentwood facility
employee had been hospitalized and was being examined for potential inhalation
anthrax. Id. Haney falsely stated, however, that the
employee’s tests had been negative so far and that everything was okay. Id.
He then expressed concern that the mail volume being processed in the
facility was dropping, as were processing goals. Id.
Haney then told the employees that they needed to focus on processing
the mail and meeting their processing goals.
Id. He also falsely
promised that all news would be shared with the employees. Id.
CC. Brentwood Facility
Manager Haney Instructed Brentwood Facility Employees to Handle Suspicious
Letters and Packages, Contrary to Management Instruction EL‑860‑1999‑3,
and Threatened Workers Who Questioned His Instructions.
Facility
Manager Haney also told Brentwood employees, including Plaintiffs Briscoe,
Butler, and Worrell, at least three (3) times during this same meeting that if
they encountered any suspicious pieces of mail, they should pick it up with
their hands and carry it to red bio‑hazard bags that had been placed
throughout the building. Id. at ¶ 95.
When Brentwood facility ET David Norville, who
had received training for exposure to biological hazards while serving in the
military, questioned Haney about this instruction, Haney threatened to expel
him from the building. Id. Haney became very belligerent toward
employees who asked specific questions about the proper procedures for handling
suspicious letters and packages. Id. Haney even told one employee to “shut
up.” Id.
DD. Anthrax-Laden Mail
Processed at the Brentwood Facility Also Contaminated Another Capitol Hill
Building.
Also
on October 20, 2001, anthrax was found in the Ford Office Building where mail
was processed for the U.S. House of Representatives. Id. at ¶ 96. Mail delivered to the Ford Office Building
initially was processed at the Brentwood facility. Id.
EE. Brentwood Employee Thomas Morris Dies from
Inhalation Anthrax Contracted at the Brentwood Facility.
At
4:39 a.m. on Sunday, October 21, 2001, Brentwood employee Thomas Morris, Jr.
called 911 complaining of inhalation anthrax‑like symptoms. Id. at ¶ 97. Morris told the 911 dispatcher that he suspected
that he had been exposed at work to an envelope containing lethal anthrax
spores. Id. Morris died of inhalation anthrax several
hours later. Id.
FF. Brentwood Facility
Manager Haney Finally Decides to Close the Brentwood Facility and Advises Facility
Employees to Seek Medical Evaluation and Treatment.
At
approximately 11:00 a.m. on Sunday, October 21, 2001, CDC Representative Jim
Haslet told Facility Manager Haney that the Brentwood facility needed to be
closed. Id. at
¶ 98. After his conversation with
Haslet, Haney told all employees to gather in the cafeteria at 12:00 p.m. for a
meeting. Id. At the meeting, Facility Manager Haney told
the employees in attendance, including Plaintiff Worrell, that a postal worker
was in the hospital with a confirmed diagnosis of anthrax and that the facility
was being closed as a “precautionary measure.”
Id. at ¶ 99. The employees in attendance were directed to
go to Judiciary Square for medical evaluation and treatment. Id.
GG. USPS Officials Told Some Brentwood
Facility Employees to Stay Behind and Move the Mail out of the Facility Without
Protective Gear, While Failing to Advise Those Employees That the Facility Was
Contaminated with Anthrax.
Not
all employees were allowed to attend the meeting in the cafeteria,
however. Id. at
¶ 100. Approximately eight (8) to
ten (10) employees, including Plaintiff Butler, were paged on the public
address system and instructed to report to the MDO office. Id.
When Plaintiff Butler reported to the MDO office, he was told to take a
seat in the conference room, which he did.
Id. After the other
employees arrived, SMDO Talley entered the conference room and addressed the
group of employees. Id. Acting, on information and belief, at the
direction of Facility Manager Haney, SMDO Talley stated that she needed her
“best workers” to help her round up all of the mail at the Brentwood facility
and move it to the loading dock/platform area so that it could be loaded onto
trucks. Id. The employees, including Plaintiff Butler,
asked SMDO Talley what was going on in the cafeteria with the other
workers. Id. SMDO Talley responded by stating that she did
not know for sure, but that she thought the facility was going to be closed as
a “precautionary measure.” Id. She repeated that she, personally, did not
have any firm information that the building was contaminated, but that she
needed the help of her “best workers” to help get every piece of mail in the
building ready to be moved out as soon as possible. Id.
Not having any information to the contrary, the employees, including
Plaintiff Butler, did as SMDO Talley directed.
Id. at ¶ 101. At no time during the meeting were any of the
employees, including Plaintiff Butler, notified the facility had been
contaminated with anthrax. Id.
Plaintiff
Butler continued to work until 5:00 p.m., gathering mail throughout the
building and organizing it into flat trays, hampers, and other equipment, and
moving it to a platform so that it could be loaded on trucks for shipment. Id. at ¶ 102. At no time was Plaintiff Butler issued any
protective gear. Id. After finishing his work, Plaintiff Butler
went to his car in the parking lot. Id. at ¶ 103.
As Plaintiff Butler drove towards the exit of the parking lot, he saw a
manager handing out flyers to the next tour of workers arriving for their
shift. Id. Plaintiff Butler pulled over his car and
asked the manager for a flyer. Id. It was only upon reading the flyer that
Plaintiff Butler learned that the Brentwood facility was being closed due to
anthrax contamination and that all postal workers were being instructed to
report to Judiciary Square for medical evaluation and treatment. Id.
Other
employees, including Plaintiff Gagnon, remained at the Brentwood facility until
approximately 7:00 p.m. to turn off fans and air and dust handling equipment,
and otherwise close down the facility. Id. at ¶ 104.
Nonetheless, Plaintiff Gagnon agreed to stay behind to assist in closing
down the facility because he was fearful of losing his job after the threats he
had received on Thursday, October 18, 2001.
Id. Like Plaintiff Butler,
none of the employees who stayed behind to close down the facility were issued
any protective gear. Id.
HH. The Brentwood Facility Is Finally
Closed, Ten (10) Days after the Daschle Letter Had Passed Through the Facility,
and at Least Four (4) Days after the USPS Officials Knew for Certain That the
Facility Had Been Contaminated.
At
approximately 7:00 p.m. on Sunday, October 21, 2001, the Brentwood facility was
finally closed, ten days after the Daschle letter had passed through the
facility, and at least four days after the USPS officials knew the facility had
been contaminated. Id.
at ¶ 105. Even after the
Brentwood facility was closed on Sunday, October 21, 2001, truck drivers
employed at the facility were called in to transport potentially contaminated
mail to other postal facilities. Id. at ¶ 106.
The truck drivers worked late into the night and the early morning hours
of Monday, October 22, 2001 to remove potentially contaminated mail from the
Brentwood facility. Id. Like the other employees who stayed behind to
close down the facility, none of the drivers were issued any protective gear. Id.
Incredibly, mail that had been in the Brentwood facility was not
transported to other facilities for decontamination, but, rather, was sent to
other facilities to be processed and delivered to homes and businesses all
across the world. Id.
II. USPS Officials Told Mid-Level Managers at the Brentwood
Facility to Falsely Represent to Brentwood’s Floor Supervisors and Employees
That the Facility Was Not Contaminated with Anthrax.
On
Monday, October 22, 2001, Brentwood facility Supervisor of Maintenance
Operations Jimmy Tihoe arrived at the Brentwood
facility parking lot and, while walking through the gate to the Brentwood
facility, spoke with Mail Processing Manager Greg Hall. Hall told Tihoe
that senior Brentwood managers, acting, on information and belief, at the
direction of Postmaster General Potter, Vice President Day, Facility Manager
Haney, and Unknown Officials Nos. 1‑10, had told him and other mid‑level
managers to falsely represent to the floor supervisors and employees that the
Brentwood facility was not contaminated with anthrax. Id. at ¶ 107.
JJ. While USPS Officials Falsely Represented
That The Brentwood Facility Was Not Contaminated, Brentwood Employee Joseph Curseen Died Of Inhalation Anthrax And Other Brentwood
Employees Become Ill From Exposure To Anthrax.
On
the morning of Monday, October 22, 2001, Brentwood facility employee Joseph Curseen went to the hospital with flu‑like symptoms
and, later that evening, died of inhalation
anthrax. Id. at
_
108. That same day, two (2) more
Brentwood facility employees were hospitalized and nine (9) other employees
became ill with anthrax‑like symptoms.
Id. at ¶ 109. Since the anthrax contamination at the
Brentwood facility in October 2001, many Brentwood employees, including
Plaintiffs, have experienced and continue to experience anthrax‑like
symptoms, in addition to substantial emotional distress, pain, suffering, and
anxiety caused by these events. Id. at ¶ 110.
KK. USPS Officials Interfered With, Foreclosed
and/or Rendered Effectively Unavailable Plaintiffs and Other Brentwood
Employees’ Remedies to Require a Safe Working Environment by Their Knowingly
False and Misleading Statements.
At
all relevant times, Brentwood employees, including Plaintiffs, relied on the
knowingly false and/or misleading statements made by Postmaster General Potter
and Facility Manager Haney. Id. at ¶ 111.
At no time relevant to the acts and omissions alleged herein did
Plaintiffs understand these statements to be false. Id.
Had Postmaster General Potter and Facility Manager Haney not made false
and/or misleading statements to Plaintiffs that the Brentwood facility was safe
and that there was no evidence of anthrax contamination at the facility, among
other false and/or misleading statements, Plaintiffs would have invoked in a
timely manner the remedies available to them to require a safe working
environment under their collective bargaining agreements and the Occupational
Safety and Health Act of 1970, 29 U.S.C. § 654, et seq., as well as USPS
emergency response procedures. Id.
LL. USPS Officials Created a
Danger and/or Enhanced or Made Plaintiffs and Other Brentwood Facility
Employees More Vulnerable to a Danger by Exposing Them to an Extraordinary
Health Hazard That Caused Two Deaths.
As
a proximate result of Defendants’ knowingly false and/or misleading statements
and/or failure to invoke USPS emergency response procedures or otherwise
provide a safe working environment, Defendants created a danger and/or enhanced
or made Plaintiffs and other Brentwood Facility employees more vulnerable to a
danger by needlessly exposing them to an extraordinary health hazard – the “weaponized” anthrax spores contained in the Daschle letter
– for an unnecessarily prolonged period of time and suffered substantial
injuries, including but not limited to physical injuries, emotional distress,
pain, suffering, and anxiety. Id. at ¶ 112.
As
of the filing of Plaintiffs’ Complaint on October 15, 2003, the two-year
anniversary of the opening of the Daschle letter, the Brentwood facility
remained closed due to anthrax contamination.
Id. at ¶ 113.
DISCUSSION
I. F.R.Civ.P.
12(b) Standard
“For
a complaint to survive
a Rule 12(b)(6) motion to dismiss, it need only provide a short and plain
statement of the claim and the grounds on which it rests.” Freeman v. Fallin,
254 F. Supp. 2d 52, 57-58 (D.D.C. 2003) (citations omitted). “A motion to dismiss under Rule 12(b)(6) tests not whether the plaintiff will prevail on the
merits, but instead whether the plaintiff has properly stated a claim.” Id. at 58 (citations
omitted). “The plaintiff need not
plead the elements of a prima-facie case in the complaint.” Id. (citations omitted). “Thus, the court may dismiss a complaint for
failure to state a claim only if it is clear that no relief could be granted
under any set of facts that could be proved consistent with the allegations.” Id. (citations omitted).
In
deciding such a motion, a court must accept as true all factual allegations
raised in a complaint, and those same factual allegations must be construed
liberally, in the light most favorable to the plaintiff. See Kowal
v. MCI Communication Corp., 16 F.3d 1271, 1276 (D.C. Cir. 1994). At the Rule 12(b)(6)
stage, courts should not assess “the truth of what is asserted or determine
whether a plaintiff has any evidence to back up what is in the complaint.” Browning v. Clinton,
292 F.3d 235, 242 (D.C.Cir. 2001) (citation and
quotation marks omitted). In
addition, the plaintiff must be granted every favorable inference that can be
derived from the facts alleged. See Atchinson
v. District of Columbia, 73 F.3d 418, 422 (D.C. Cir. 1996). For purposes of Rule 12(b)(6), the Court may
only consider the facts alleged in the complaint, documents attached as
exhibits or incorporated by reference in the complaint, and matters about which
the Court may take judicial notice. See EEOC v. St. Francis Xavier Parochial School, 117 F.3d 621, 624-25 and n.3 (D.C. Cir. 1997).[2] Motions to dismiss generally are viewed with
disfavor and are to be rarely granted. See
Stewart v. District of Columbia Armory Bd., 863 F.2d
1013, 1017 (D.C. Cir. 1985).
II. Plaintiffs’
Cause of Action Is Not Preempted.
In
the case at bar, Defendants contend that the implementation of a comprehensive
remedial scheme such as Plaintiffs’ collective bargaining agreements, the FECA
and the OSHA is a “special factor” that militates against the creation of a Bivens remedy in this case. See Defendants’ brief at 5-11. As shown below, Defendants’ contention
has no merit.
A. A Bivens
Action Is Not Preempted When the Plaintiffs Have Alleged That Defendants
Interfered With, Foreclosed and/or Rendered Effectively Unavailable the
Plaintiffs’ Procedural Rights.
In Bivens v. Six Unknown
Fed.
Narcotics Agents,
403 U.S. 388 (1971), the U.S. Supreme Court recognized a private cause of
action arising under the U.S. Constitution for damages against a federal
official. Specifically, the Supreme
Court held that violation of the Fourth Amendment “by a federal agent acting
under color of his authority gives rise to a cause of action for damages
consequent upon his unconstitutional conduct.”
Id. at 390. Bivens-type
actions were later extended to support a cause of action based on a violation
of the Fifth Amendment due process clause.
See, e.g., Davis v. Passman, 442 U.S. 228 (1979).
In Grichenko v. USPS,
et al., 524 F.Supp. 672, 676-78 (E.D.N.Y. 1981), aff’d without opinion, 751 F.2d 368 (2nd
Cir. 1984), a USPS employee brought a Bivens
action under the Fifth Amendment due process clause against several USPS
officials. The plaintiff alleged that
the defendants violated his right to due process by failing to process in a
timely manner his injury claim under the Federal Employees Compensation Act
(“FECA”). The defendants moved to
dismiss the plaintiff’s Bivens claim,
arguing that the claim was preempted by FECA.
The
U.S. Court of Appeals for the Second Circuit (“Second Circuit”) affirmed the
district court’s ruling that the plaintiff’s procedural due process claim was
not preempted by FECA because his procedural due process claim was separate
from his substantive injury claim and was not dependent upon the outcome of the
Department of Labor’s decision on his substantive injury claim.[3] 524 F. Supp. at 675. In so holding, the court noted: “It is the
defendants’ interference, not the Department of Labor decision which lies at
the heart of this claim.” Id. at 677.
Thus, whether Grichenko would have been able
to prevail on his substantive injury claim, had it been timely
processed, was irrelevant to his right to maintain his procedural due process
cause of action. Id.
Importantly,
the court in Grichenko recognized that FECA “[gave]
Grichenko a legitimate expectation that where he
believes he has sustained a compensable injury his claim will be properly and
timely processed under the Act.” Id. at 677.
The court found that a FECA claim did “not provide an available, let
alone substitute remedy for the constitutional violation asserted,” i.e.,
the interference with the plaintiff’s procedural rights. Id.
Thus, the court did “not find any special factors ‘counseling
hesitation’ or suggesting the inappropriateness of a Bivens
type action.” Id. at 677 (quoting
Carlson v. Green, 446 U.S. 14, 19 (1980)). Moreover, the court also found that a Bivens-type remedy was particularly effective for
such a claim because it would serve not only to compensate the plaintiff but
also to deter similar conduct by the defendants in the future. Id. at 677 (quoting Carlson,
446 U.S. at 21 (“Bivens remedy, in addition to
compensating victims, serves a deterrent purpose.”)).
Similarly,
in Bishop, supra, a federal employee plaintiff brought a Bivens action under the Fifth Amendment due process
clause against several government officials.
The plaintiff alleged that the defendants had blocked his resort to
certain civil service remedies he was entitled to pursue by failing to provide
the plaintiff with accurate information and by their continuing threats and
intimidation. The court found that the
plaintiff’s procedural due process claim was not preempted by the comprehensive
civil service remedies enacted by Congress because the defendants’ interference
with the plaintiff’s procedural rights rendered those remedies “of little
avail” to the plaintiff. Id. at 357.
The court further stated that if the plaintiff could “prove defendants
interfered with his right to procedural due process, he is entitled to the
damages that actually resulted, which would include, for example, mental and
emotional distress.” Id.
In
Rauccio v. Frank, 750 F. Supp. 566 (D.
Conn. 1990), a case striking similar to the instant case, a USPS employee
brought a Bivens action under the Fifth
Amendment due process clause against several USPS officials. The plaintiff alleged that the defendants had
blocked his resort to certain civil service remedies that he was entitled to
pursue by the defendants failing to provide him with relevant information and
by their continuing threats, coercion, intimidation and deceit. The defendants moved to dismiss the
plaintiff’s Bivens claim, arguing that
the claim was preempted by the Civil Service Reform Act (“CSRA”) of 1978.
Similar
to the holdings in Grichenko and Bishop,
the court in Rauccio held that the plaintiff’s
due process claim was not preempted by the CSRA. The court emphasized that a Bivens remedy was proper where it is alleged that
the defendants had interfered with, foreclosed and/or rendered effectively
unavailable the plaintiff’s resort to the remedies that he was entitled to
pursue. In so holding, the court
correctly distinguished Bush v. Lucas, 462 U.S. 367 (1983) and
its progeny, stating in pertinent part:
However, as plaintiff points out, Bush v. Lucas
and its progeny are premised on the existence and availability of an adequate
system of procedural safeguards through which a plaintiff may seek relief. In the instant case, the plaintiff’s due
process claim is premised on the defendants’ interference with the procedural
mechanism which Congress has created for the protection of employees. It is in this critical respect that Bush
v. Lucas and the related cases cited by defendants are
distinguishable. In each, the availability
of an adequate procedural remedy was fatal to plaintiff’s Bivens
claims. In this case, assuming
plaintiff’s factual allegations to be true, defendants have rendered
effectively unavailable any procedural safeguard established by Congress. Thus, Bush and its progeny are
inapplicable to the facts of this case.
Id.
As a result, the court properly rejected the defendants’ preemption
argument and refused to dismiss the plaintiff’s Bivens
claim.
B. Because Plaintiffs Have
Alleged That Defendants Interfered With, Foreclosed and/or Rendered Effectively
Unavailable Plaintiffs’ Procedural Rights, Their Bivens
Action Is Not Preempted.
In
the instant case, as in the Grichenko, Bishop
and Rauccio cases discussed above, Plaintiffs’
Bivens claims under the Fifth Amendment
procedural due process clause, i.e., Counts 1-3 of Plaintiffs’
Complaint, are premised on Defendants’ interference with the procedural rights
that Plaintiffs were entitled to pursue and would have pursued absent
Defendants’ actionable conduct.
Specifically, Plaintiffs have alleged that Defendants prevented them
from invoking their procedural rights to require a safe working environment
under their collective bargaining agreements, OSHA, and/or USPS emergency
response procedures during the week of October 15-21, 2004. Defendants interfered with Plaintiffs’
procedural rights when: (1) they provided Plaintiffs with false and misleading
information and/or failed to provide accurate information to Plaintiffs about
the safety of the Brentwood facility, notwithstanding that they knew or should
have known the facility was contaminated with anthrax; and (2) they threatened,
intimidated and coerced Plaintiffs with disciplinary action, the loss of their
jobs, and/or arrest if they asked questions about the Daschle letter, the
safety of the facility or their own safety, requested safety instructions
regarding the same, or asked to be excused from work. See
Complaint at ¶¶ 19, 20, 22, 23,
25, 26, 29, 30-34, 43-47, 49-76, 78-84, 86, 87, 89, 92-97, 100, 101, 103, 105,
107, 111, 112.[4]
The
cases cited by Defendants in their brief are distinguishable from the
instant case because, in each of those cases, the availability of an adequate
procedural remedy was fatal to the plaintiff’s Bivens
claims. By contrast, in the instant
case, Defendants’ deceit, false information, threats, intimidation and coercion
rendered effectively unavailable the procedures Plaintiffs could have pursued,
and would have pursued, under their collective bargaining
agreements, OSHA and/or USPS emergency response procedures, to prevent their
continuing exposure to deadly anthrax spores.
Thus, the cases cited by Defendants are inapposite. In short, because Plaintiffs allege
Defendants interfered with, foreclosed, and/or rendered effectively unavailable
to them procedures they otherwise could have and would have pursued in a timely
manner to prevent their continuing exposure to anthrax, no “special factor”
militating against the creation of a Bivens
remedy exists in this case. See Grichenko, 524 F.Supp.
at 676-77; Rauccio,
750 F. Supp. at 570-71.
Moreover,
Plaintiffs’ collective bargaining agreements and the OSHA do “not provide an
available, let alone substitute remedy for the constitutional violation
asserted,” i.e., the interference with Plaintiffs’ procedural
rights. Grichenko,
524 F.Supp. at 677. In addition,
a Bivens-type remedy is superior to any other
type of action here because it would not only compensate Plaintiffs but also
would deter similar conduct by Defendants in the future. Id.
C. Plaintiffs’
Substantive Due Process Claim Is Not Preempted.
Similarly,
Plaintiffs’ Bivens claim under the Fifth
Amendment’s substantive due process clause, i.e., Count 4 of Plaintiffs’
Complaint, is not preempted because Plaintiffs have alleged in their Complaint that the Defendants’ interference with Plaintiffs’
exercise of the procedures by which they could require a safe workplace
environment under their collective bargaining agreements, OSHA and/or USPS emergency response
procedures also
prejudiced, i.e., outright foreclosed and/or rendered effectively
unavailable, any substantive claim that they would have brought thereunder. See Complaint at ¶¶ 111-12; see also Grichenko, 524 F.Supp. at 678, n.8 and Bishop, 622 F.2d 357 n.17. Plaintiffs alleged that the same acts by
Defendants that violated Plaintiffs’ right to procedural due
process also created a danger or enhanced or made Plaintiffs more vulnerable to
a danger under the Government/State Endangerment Theory recognized by the D.C.
Circuit in Butera v. District of Columbia, 235 F.3d 637, 646 (D.C. Cir. 2001). By effectively foreclosing or rendering
unavailable the procedures that Plaintiffs could have pursued, and would have
pursued, to require a safe workplace environment under their collective
bargaining agreements, OSHA and/or USPS emergency response procedures,
Defendants’ deceit, false information, threats, coercion and
intimidation concerning the anthrax contamination at the Brentwood facility
operated to make Plaintiffs more vulnerable to the danger of anthrax
contamination by continuing to expose Plaintiffs to such danger. Defendants’ actionable conduct is
particularly heinous because they knew that the strain of anthrax that
contaminated the facility was potent and “weaponized” and presented the danger of injury or death, which
culminated in the death of two Brentwood workers from anthrax contamination.
III. Defendants
Do Not Possess Qualified Immunity.
Qualified
immunity shields government officials from civil liability “insofar as their
conduct does not violate clearly established statutory or constitutional rights
of which a reasonable person would have known.”
Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). To evaluate a due process claim in which
government officials have raised the defense of qualified immunity, “the
Supreme Court has instructed that courts ordinarily follow a two-prong
analysis.” Butera,
235 F.3d at 646.[5] The first step is to determine whether
the plaintiff has alleged a violation of a constitutional right. Id.
Next, the Court must assess whether the right at issue was clearly
established at the time of the breach. Id. As shown below, Defendants do not possess
qualified immunity in this case.
A. Plaintiffs Have Sufficiently Alleged a
Violation of Their Fifth Amendment Due Process Rights.
1. Plaintiffs
Have Sufficiently Alleged a Violation of Their Procedural Due Process Rights in
Counts 1-3 of Their Complaint.
In
Grichenko, 524 F. Supp. at 676-78, Bishop,
622 F.2d at 357-58 and Rauccio, 750 F. Supp.
at 570-71, the courts found that the plaintiffs had pleaded viable procedural
due process claims under the U.S. Constitution because the plaintiffs alleged
that the defendants interfered with, blocked or rendered ineffective
their pursuit of procedures to access their remedies provided under federal law
by failing to provide the plaintiffs with relevant or accurate information, or
by deceiving, threatening, coercing, or intimidating the plaintiffs. Similarly, in the instant case, Plaintiffs
have alleged that Defendants interfered with, foreclosed and/or rendered
effectively unavailable their pursuit of procedures to require a safe workplace
environment under their collective bargaining agreements, OSHA and/or USPS
emergency response procedures by failing to provide Plaintiffs with relevant or
accurate information, deceiving, threatening, coercing, or intimidating
them. See discussion in Section II(B) infra at pp. 32- 34. Thus, Plaintiffs have sufficiently
alleged that Defendants violated their Fifth Amendment procedural due process
rights.
Defendants’
argument to the contrary is fundamentally flawed, as they wholly misconstrue
and mischaracterize Plaintiffs’ procedural due process claims. Defendants erroneously characterize Count 1
of Plaintiffs’ Complaint as a breach of contract claim, i.e., Defendants
breached certain provisions of Plaintiffs’ collective bargaining agreements
when they failed to provide Plaintiffs with a safe working environment. Defendants also mischaracterize Counts 2 and
3 of Plaintiffs’ Complaint as attempting to create a private right of action to
enforce OSHA regulations and USPS emergency response procedures. See Defendants Brief at 17-21. Plaintiffs’ claims, however, arise under the
due process clause of the Fifth Amendment to the U.S. Constitution because
Plaintiffs have alleged that Defendants interfered with procedural rights that
Plaintiffs were entitled to pursue.
Thus, Defendants’ arguments have no merit.[6]
2. Plaintiffs Have
Sufficiently Alleged a Violation of Their Substantive Due Process Rights in
Count 4 of Their Complaint.
In
Butera, the U.S. Court of Appeals for the D.C.
Circuit (“D.C. Circuit”) held that, under the Government/State Endangerment
Theory, an individual can assert a substantive due process right to protection
by a government official from third-party violence when the government official
affirmatively acts to increase or create the danger that ultimately results in
the individual’s harm. Butera, 235 F.3d at 651.[7] The D.C. Circuit stated that, to assert a
substantive due process violation, the plaintiff must show the government
official’s conduct was “so egregious, so outrageous, that it may fairly be said
to shock the contemporary conscience.” Id.
(quoting County of Sacramento v. Lewis, 523 U.S. 833, 847
n.8 (1998)). The court stated
further that, in a case where actual opportunity for deliberation by the
government official is practical, a plaintiff may prove the government
official’s conduct was “conscious shocking” by meeting the lower threshold of
mere deliberate indifference. Id.
at 651-52 (citations
omitted). “Deliberate
indifference has been equated with subjective recklessness, and requires the []
plaintiff to show that the [] official knows of and disregards an excessive
risk to [the victim’s] health or safety.”
Ewolski v. City of Brunswick,
287 F.3d 492, 513 (6th Cir. 2002) (quoting Farmer v. Brennan,
511 U.S. 825, 837 (1994)). “Whether a
[government] official had the requisite knowledge of a substantial risk is a
question of fact subject to demonstration in the usual ways, including
inference from circumstantial evidence.”
Farmer, 511 U.S. at 842.
Moreover, an official’s subjective awareness of a risk can be presumed
from a risk’s obviousness. Id.
In
Estate of Anthony Phillips v. District of Columbia, 257 F. Supp. 2d 69
(D.D.C. 2003), the plaintiffs, two injured firefighters and the estates of two
deceased firefighters who were injured or killed in a fire, brought suit
against the District of Columbia and several fire department employees for
violating their substantive due process rights.
Using the Government/State Endangerment Theory, the plaintiffs alleged
that the defendants violated their substantive due process rights by their
deliberate indifference in maintaining a policy and custom to not implement
recommendations to improve operation of the fire department and by not
following standard operating procedure. Id. at 74. The
Court found that the plaintiffs’ allegations the fire department officials had
been on notice of the serious consequences that could result from their failure
to train, equip and staff appropriately and had deficiently implemented the
fire department’s standard operating procedures demonstrated deliberate
indifference to the point that shocks the conscience and, thus, the plaintiffs
were able to maintain their claim for a violation of their substantive due
process rights. Id.
at 79.
In
Metz v. United States, 723 F. Supp. 1133 (D. Md. 1989), a federal
employee was knowingly exposed to anthrax while working at a chemical and
biological testing center at Fort Detrick,
Maryland. Shortly thereafter, the
employee became sick and was told by Fort Detrick
medical personnel that he should never advise anyone as to the nature of his
illness and the exposure to anthrax because of the “top secret” nature of his
job. Many years later, the employee
died. The deceased’s wife and daughter
brought, inter alia, an intentional infliction
of emotional distress claim against the United States. The plaintiffs alleged that the government
officials’ conduct in instructing the deceased not to tell anyone about his
exposure to anthrax was outrageous. The
court disagreed and dismissed the claim.
Id. at 1137. Importantly, however, the court indicated
that a government officials’ conduct would have been so outrageous as to be
beyond all bounds of decency if they had “prevent[ed]
[the employee] from learning of his own exposure” or “prevent[ed] him from
getting medical treatment.” Id.
In the case at bar, Plaintiffs have sufficiently alleged
under the Government/State Endangerment Theory that Defendants violated their
substantive due process rights by acting with deliberate indifference to the
point that shocks the conscience. First, Plaintiffs
have alleged, and this Court must accept as true for purposes of this motion,
that Defendants’ actions and/or inaction truly shock the conscience because
Defendants were aware of the serious risk of harm to Plaintiffs from exposing
them to anthrax contamination, especially this particular strain of “weaponized” anthrax, in the workplace environment at the
Brentwood facility. See Estate of
Anthony Phillips, 257 F. Supp. 2d at 79 (Defendant’s conduct found
conscience shocking because, inter alia, they
were put on notice of the serious consequences that could result from their
action or inaction.). More specifically,
Plaintiffs have alleged that Defendants were on notice that anthrax spores sent
through the mail could penetrate the sides of a sealed envelope during
processing at the Brentwood facility and, thereby, cause serious injury and/or
death to Plaintiffs for each of the following reasons:
1.
USPS regulations require that nothing less than a “fail-safe package” be used
for transporting bio-hazardous materials, such as anthrax, through the US mail
to prevent leakage (id. at ¶ 30);
2. On Wednesday, October 17, 2001, anthrax was
found in the Senate mail room that the Daschle letter passed through even
though the letter was never opened there (id. at ¶ 56, 57);
3. On the morning of October 18, 2001,
Defendants were notified that the CDC confirmed the New Jersey state medical
examiner’s finding on October 16, 2001 that a New Jersey Postal carrier was
infected with cutaneous anthrax even though the
Daschle letter, which was mailed from New Jersey, was never opened by the New
Jersey mail carrier ( id. at ¶ 62);
4. On October 20, 2001, anthrax was found in
the Ford Office Building where mail that is first processed at the Brentwood
facility is processed for the U.S. House of Representatives ( id. at ¶
96); and
5.
USPS officials were advised by USAMRIID and CDC officials that the particular
strain of anthrax in the Daschle letter was a very potent and finely milled
strain of anthrax and a very dangerous condition likely existed at the
Brentwood facility (id. at ¶¶ 48, 50, 51).
Second,
Plaintiffs have alleged, and this Court must accept as true for purposes of
this motion, that: (1) Defendants knew sufficient facts to suspect the anthrax
contamination at the Brentwood facility as early as when the Daschle letter was
discovered to contain anthrax and should have taken the appropriate measures to
protect Plaintiffs; and (2) Defendants had actual knowledge that the Brentwood
facility was contaminated with anthrax as a result of their testing of the
facility and/or the hospitalization of Brentwood facility employees who had
contracted inhalation anthrax, but yet with deliberate indifference, chose to
keep the Brentwood facility employees working at the anthrax-contaminated
facility by providing
false and/or misleading information and/or not providing accurate information
about the safety of the Brentwood
facility, which thereby created a danger or enhanced and/or made Plaintiffs
more vulnerable to a danger. Id.
at ¶¶ 43-47, 52-54, 58, 60-65, 69-74, 78-84, 87, 88, 91-94, 97, 99-107, 111; see
also Metz, 723 F. Supp. at 1137.
Third,
Plaintiffs have alleged, and this Court must accept as true for purposes of
this motion, that Defendants not only misled, lied and/or failed to provide
Plaintiffs with accurate information regarding whether the Brentwood facility
was contaminated with anthrax, but Defendants also intimidated and/or threatened
Plaintiffs with disciplinary action, loss of employment and/or arrest if they
asked questions about the Daschle letter, the safety of the facility or their
own safety, requested safety instructions regarding the same, or asked to be
excused from work. Id. at ¶¶ 44,
45, 64-68, 74-76, 78, 86, 95; see also Ewolski,
287 F.3d at 514 (Court found that conduct could be conscience shocking if
Defendant deliberately refused to take obvious steps that would decrease the
risk or abandoned the plaintiff in a dangerous environment.).
Fifth,
Plaintiffs have alleged, and this Court must accept as true for purposes of
this motion, that Defendants instructed Plaintiffs’ supervisors not to provide
protective gear such as gloves or masks to Plaintiffs unless Plaintiffs
specifically asked for the items because Defendants failed to properly maintain
sufficient quantities of protective gear.
Id. at ¶¶ 85, 102, 104, 106; see also Ewolski,
287 F.3d at 514.
Sixth,
Plaintiffs have alleged, and this Court must accept as true for purposes of
this motion, that Defendants became aware of the fact that DBCS #17 was the
machine that processed the Daschle letter and was infected with anthrax and
took the machine offline, only later to bring it back online at the risk of
serious injury to Plaintiffs so that Defendants could meet their production
goals because another machine had broken down.
Id. at ¶¶ 37, 83, 84, 87-90; see also Ewolski,
287 F.3d at 514.
Seventh,
Defendants actions and/or inaction are also truly conscience shocking because,
as Plaintiffs have alleged and this Court must accept as true for purposes of
this motion, Defendants untimely, deficiently and/or outright failed to
implement their own standard operating procedures, including Management
Instruction EL‑860‑1999‑3, regarding what course of action to
take when anthrax contamination is suspected and/or known to have
occurred. Id. at ¶¶ 43, 44, 52,
53, 58, 80, 111, 112; see also Estate of Anthony Phillips, 257 F.
Supp. 2d at 79 (Defendant’s conduct found conscience shocking because, inter
alia, the defendant deficiently implemented its
own standard operating procedures.).
Lastly,
Plaintiffs have alleged, and this Court must accept as true for purposes of
this motion, that the lower standard of deliberate indifference applies to the
instant case. Specifically, Plaintiffs
have alleged that Defendants had ample opportunity for deliberation, and, in
fact, did deliberate, over a number of days as to what course of action to take
once the Daschle letter was discovered to contain anthrax and/or after they
discovered anthrax contamination at the Brentwood facility. See Complaint
at ¶¶ 47, 51, 60, 61, 71-73, 79, 82, 86, 93, 94, 107; see also Ewolski, 287 F.3d at 511 (Court found that deliberate
indifference was the proper standard of culpability in case where defendants
had five hours to contemplate their actions and thus split-second decision
making was not required.); Cf. Lewis, 523 U.S. at 853-55 (Court
found that intent to harm standard of culpability proper, and not deliberate
indifference standard, where police made “practically instantaneous,” “split-second judgment” to chase a motorcycle
for 75 seconds over a course of 1.3 miles with speeds of up to 100 miles an
hour.).
Defendants
argue that Plaintiffs’ substantive due process claim should fail because this
Court and the U.S. Supreme Court have clearly stated that the governmental
employer’s duty to provide its employees with a safe working environment is not
a substantive component of the due process clause. See Defendants Brief at 2, 15-17
(citing Collins v. City of Harker Heights, Texas,
503 U.S. 115, 128-29 (1992) and Fraternal Order of Police v. Williams,
263 F. Supp. 2d 45, 48 (D.D.C. 2003)).
Defendants, however, wholly misconstrue Plaintiffs’ substantive due
process claim as merely alleging Defendants deprived Plaintiffs of a liberty
interest in a safe working environment.
Instead, as stated above, Plaintiffs’ substantive due process claim
arises under the Government/State Endangerment Theory of recovery, which states
that a government official is liable for third-party violence when the
government official affirmatively acts to increase or create the danger that
ultimately results in the individual’s harm, which the U.S. Court of Appeals
for the D.C. Circuit recognized in Butera, supra,
and the U.S. Supreme Court tacitly recognized in DeShaney
v. Winnebago County Dept. of Soc. Servs., 489
U.S. 189, 201 (1989). As a result,
Defendants’ argument has no merit.
B. Plaintiffs’ Fifth Amendment Due Process
Rights Were Clearly Established.
A
right is clearly established when a “reasonable official would understand that
what he is doing violates the right.” Saucier
v. Katz, 533 U.S. 194, 202 (2001) (quoting Anderson v. Creighton,
483 U.S. 635, 640 (1987)). An officer
will not be entitled to qualified immunity if “various courts have agreed that
certain conduct is a constitutional violation under facts not distinguishable
in a fair way from the facts presented in the case at hand.” Id.
This does not mean that a court must have previously found the action in
question unlawful, but only that “the unlawfulness must be apparent.” Anderson, 483 U.S. at 640; see also Alexander
v. Perrill, 916 F.2d 1392, 1397 (9th
Cir. 1990) (“[T]he law simply does not require that we find a prior case with
the exact factual situation in order to hold that the official breached a
clearly established duty.”); and Powell v. Lennon, 914 F.2d 1459,
1463 (11th Cir. 1990) (“plaintiff need not [] point to a prior case
holding the very action in question to be unlawful”).
1. Plaintiffs’ Fifth
Amendment Procedural Due Process Rights Were Clearly Established.
As
discussed more fully in section II(A) above, since the early 1980's, courts
have recognized that a plaintiff may maintain a Fifth Amendment procedural due
process claim if a plaintiff can show the defendant interfered with, foreclosed
and/or rendered effectively unavailable the plaintiff’s resort to the remedies
that the plaintiff was entitled to pursue by failing to provide the plaintiff
with relevant or accurate information, deceiving, threatening, coercing, or
intimidating the plaintiff. See Grichenko, 524 F. Supp. at 676-78; Bishop, 622
F.2d at 357-58; and Rauccio, 750 F.
Supp. at 570-71. Without a doubt, this
is a “clearly established” constitutional right of which a reasonable person
would have known.
In
the instant case, the gravamen of Plaintiffs’
procedural due process claims is that Defendants interfered with, foreclosed
and/or rendered effectively unavailable procedures that Plaintiffs were
entitled to pursue by failing to provide Plaintiffs with relevant or accurate
information, deceiving, threatening, coercing, or intimidating the
plaintiffs. As a result, Plaintiff were unable
to prevent their continuing exposure to anthrax. The case at bar is not fairly distinguishable
from the aforementioned cases, where courts have recognized a valid procedural
due process claim. See Grichenko, 524 F. Supp. at 676-78; Bishop, 622
F.2d at 357-58; and Rauccio, 750 F.
Supp. at 570-71. Defendants knew or
should have known that their conduct violated clearly established
constitutional rights.
2. Plaintiffs’ Fifth
Amendment Substantive Due Process Rights Were Clearly Established.
In
January of 2001, before the events that gave rise to this case, the D.C.
Circuit adopted the Government/State Endangerment Theory of recovery. See Butera, 235 F.3d at 646.
Specifically, the Court held that under the Government/State
Endangerment Theory, an individual can assert a substantive due process right
to protection by a government official from third-party violence when the
government official affirmatively acts to increase or create the danger that
ultimately results in the individual’s harm.
Id. at 651. The Court stated that to assert a substantive
due process violation under this theory, the plaintiff must show that the
government official’s conduct was “so egregious, so outrageous, that it may
fairly be said to shock the contemporary conscience.” Id.
In Estate of Anthony Phillips, this Court made clear, citing Lewis,
523 U.S. at 847, a case decided long before the events that gave rise to this
case, that for qualified immunity purposes, there is no doubt that the right to
be free from conscious-shocking executive action is firmly established. Estate of Anthony
Phillips, 257 F. Supp. 2d at 80.
In Metz, the court intimated that a government officials’ conduct
would be outrageous as to go beyond all bounds of decency if they prevented a
federal employee from learning of his exposure to anthrax or prevented him from
getting medical treatment. Metz, 723 F. Supp. At 437.
In
the instant case, the gravamen of Plaintiffs’
substantive due process claim is that Defendants knew the Brentwood facility
was contaminated with anthrax, but yet with deliberate indifference, chose to
keep the Brentwood facility employees working at the anthrax-contaminated
facility, thereby creating a danger or enhancing or making Plaintiffs more
vulnerable to the danger of anthrax contamination. Defendants made Plaintiffs more vulnerable
to this danger by providing
them with false and/or misleading information and/or not providing them with
accurate information about the safety of the Brentwood facility and/or threatening, intimidating
and/or coercing them to continue working at the anthrax-contaminated facility. In short, Defendants’ actions prevented
Plaintiffs from learning of their exposure to anthrax and prevented them from
getting medical treatment. The case at
bar is not fairly distinguishable from the Metz case where the court
intimated that preventing a federal employee from discovering his exposure to
anthrax or preventing that employee from getting medical treatment would be
outrageous as to go beyond all bounds of decency. Metz, 723 F. Supp.
at 1137. As a result, Defendants
knew or should have known that their conduct violated clearly established
constitutional rights.
CONCLUSION
For
all the foregoing substantial reasons, Defendants’ motion to dismiss must be
denied.
Respectfully submitted,
JUDICIAL WATCH,
INC.
______________________________
Paul J. Orfanedes
D.C. Bar No. 429716
501 School Street, S.W., Suite 500
Washington, D.C. 20024
(202) 646-5172
Attorneys for Plaintiffs
[1]At a subsequent community meeting hosted by the USPS on decontamination of the Brentwood facility, Vice President Day admitted that he was personally involved in meetings about whether to shut down the Brentwood facility in response to the anthrax contamination caused by the Daschle letter. Id. Day also admitted that decisions about the Brentwood facility were made at the top levels of the organization, including, on information and belief, by Postmaster General Potter and Unknown Officials Nos. 1‑10. Id.
[2]Although Defendants admit the Court may not consider materials outside of Plaintiffs’ Complaint, they nonetheless improperly attempt to influence this Court’s decision by citing a preliminary General Accounting Office report that is not mentioned in or attached to Plaintiffs’ Complaint. See Memorandum of Points and Authorities in Support of the Defendants’ Motion to Dismiss (“Defendants’ Brief”) at 1, 5 n.2, 15 n.3. Therefore, Plaintiffs have contemporaneously filed with this Memorandum of Law a Motion to Strike these references.
[3]Further confirming the independence of the plaintiff’s
procedural due process claim from his substantive injury claim, the court
stated that “a plaintiff should not encounter much difficulty in demonstrating
that an injury, including mental distress, resulted not from the
substantive loss, but from the deprivation of procedural due process
itself.” Id. at
678.
[4]Defendants concede Plaintiffs had remedies during the relevant time period that they could have pursued to require a safe and healthy working environment, such as filing reports and grievances. See Defendants’ Brief at 17 n.4. Indeed, Plaintiffs’ Complaint sets forth the remedies they could have pursued, and would have pursued, absent Defendants’ interference. See Complaint at __ 19-27 and _ 29. Contrary to Defendants’ contention, the fact that Plaintiffs could not pursue judicial enforcement of these procedures is of no consequence. It is Defendants’ deliberate and intentional interference with the procedures Plaintiffs were entitled to pursue that creates an actionable claim under the procedural due process clause. See Grichenko, 524 F. Supp. at 677 (“It is the defendants’ interference, not the Department of Labor decision which lies at the heart of this claim.”). For this reason, Plaintiffs need not show how any of the remedies they could have pursued, and would have pursued, absent Defendants interference would have prevented any injuries during the period before the Brentwood facility was closed.
[5]“Butera involved a suit brought against state officials pursuant to 42 U.S.C. § 1983. Butera, 235 F.3d at 640-41. The Supreme Court has held, however, that there is no distinction between a Bivens suit and suit brought under section 1983 for purposes of immunity.” Freeman, 254 F. Supp. 2d at 59 n.3 (citations omitted).
[6]Furthermore, because Count 1 of Plaintiffs’ Complaint is not a claim for breach of contract, Defendants’ argument that Plaintiffs do not have standing to bring a breach of contract claim is irrelevant and superfluous.
[7]Butera concerned the due process clause of the Fourteenth Amendment, whereas Plaintiffs’ claims here arise under the due process clause of the Fifth Amendment. However, “[t]he Supreme Court has consistently applied the same standards to determine deprivation of liberty without due process under the fifth and the fourteenth amendments.” Doe v. United States Dep't of Justice, 753 F.2d 1092, 1106 n.13 (D.C. Cir. 1985) (citing Paul v. Davis, 424 U.S. 693, 702 n. 3 (1976)).