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Judicial Watch • A Caputo Richard – 2003

A Caputo Richard – 2003

A Caputo Richard – 2003

Page 1: A Caputo Richard – 2003

Category:Federal Judges

Number of Pages:9

Date Created:February 3, 2005

Date Uploaded to the Library:September 04, 2014

Tags:A Richard Caputo, Caputo, Witter, Stanley, Richard, stock, 2003, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 Calendar Year 2003 U.S.C. app.  101-111) 	Pe.son Re:p01ting (Last name, First name, Middle initial) Caputo, Ric:hard 	Title (Ariclc Judges indicati active senior status; magistrate judges indicate full-or parttime) 
U.S. Distric1t Judge -Active Cbambes Office Address 235 North Washington Avenue 
P.O. Box 1246 Scranton, ll8501 Co-Trustee Court Organization Date Report 
U.S. Dist Ct. M.D. 	5/6/2004 Reporaype (check appropriate type) Reporting Period Nomination, Date 1/1/2003 Initial @Annual Final 
1213112003 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing 
-Trust 
CR1eportiing individual only; see pp. 14-16 offiling instructions) AGREEMENTS. NOlliJE (No reportable agreements.) 	Fees which have been billed and remain unpaid from the practice law, which left 12197, will remitted till when eollected. 
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III. NON-INVESTMENT JNCO:ME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investment Income NO:r-E -(No reportable non-investment income.) (yours, not spouses) Spouses Non-Investmen1t Income -(Ifyou were manied during any portion the reporting year, please complete this section. (dollar amount not requir1i:d c:xcept far honor.uia) 
 NONU -n-investment income.) 	REIMBURSEMENTS --transportation, lodging, food, entertainment (ll1cludes those spouse and dep1mdent children. See pp. 25-l:/ mstmctions.} 
 NONE -(No such repootable reimbursements.) LIABlLIT.IES. (Tulcludes th()se spouse and dependent children. See .32-34 ofinstructions.) NONE (No reponabte liabilit1.1.> 
 
 
Date Report 
Name Person Reporting 
Caputo, Richard 
5/6/2004 
 
income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Vil. INVESTMENTS and TRUSTS 
e:scription Assets (including trust assets) Income during reporting period Gross value end ,of reporting period Transactions during reporting period 
 
not exempt from disclosure (2) 
(1) (1) (1) 
Plac:e (X) after each asset exi:mpt from prior disclosure 
DNONE (No reportable income, as:iets, tr.msactions) -II Trust -W. Common Stock 
AIOOUDt Type (e.g.Code div.. rent. (A-H) int.) Div. Int 
Value Value Code2 Method {J-P) Code 
(Q-W) 
Type (e.g. buy, sell, m:rger, 
redemption) 
Date: Identity 
Month-Code2 Olde! buyer/seller 
Day (J-P) (A-H) (ifpriate 
 
transaction) 
partial 
3128 
-Cbevr1t1n nlda Chevron Tex.ac:o Corp. -Common 
Stock 
-Gl Common Stock 
-Joi m Johnson Common Stock 
Milerosoft Common Stock 
sold 
3128 
-Sa l..ee Common Stock 
c7. 
-lb1rley Davidson Common Stock 
 
 
,vai Corp. kin/a Carnival New Paired Stock 
10. 
-Cisc:o Sys. Inc. Commoo Sro.:k 
 
11. 
 
 
buy 
8114 
Group Inc. Common Stock 
llCOS Fas Inc. Common Stllck 
12. 
 
13. 
Ciiti.gr:oup Inc. Common Stock 
14. -OollSI tellation Brands Inc. Class Common Stock 
15. 
-DODllinion Res. Inc. {New) Common Stock 
 
-Dow Chemical Co. Com.moo. Stock 
 
16. 
 
17. 
-All_ergan Inc. Common Stock 
 
18. 
ffi.A JDiv. Int. 
buy 
buy 
buy 
buy 
buy 
buy 
8/14 
8/14 
8114 
8114 
8114 
8/14 lncome/Gaitt Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Collunuis and 04) $50,001-$100,000 $100,001-$1,000.000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes: =$15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 
(See Collumlis andD3) $250,000-$500,000 $500,001-$1.000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25;,Q00,001-$50,000.000 =$More than $50,000,000 Value Methcrd Codes =Appraisal Cost {Real Esiate Only) =Assessment Casb/Market 
(See Column C2) =Book Vallue =Otller =Bstimak:d 
 
Date Report 
Name Person Reporting 
5/612004  income, value, tranSCatiaas (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Caputo, Richard 
vn. INVES:ThIBNTS and TRUSTS Description Assets (including trust assets) l>Jaoe (X) after each asset from prior disclosure xell)t Income during reporting period (1) (2) Amount Type (e.g. Code div. rent. (A-H) int.) Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) Code3 (Q-W) (1) Type (e.g. buy, sell. IDllgel, redemption) Transactions during reporting period not exempt from (2) (3) (4) Dale: Value Month Code2 Day (J-P) (A-H) (5) Identity buyer/siller (1f private transaction) 
19. 20. 21. 23. 24. 25. 26. -Verizou Common Stock  Moirga11 Stanley Dean Witter l.iquidl Asset Fund -LPL Premier Money Market Slilares tock-Carniv:al Corp. Common -ommon Stock. -Compu1ter Assoc. Intl --Ca:disle Co. Inc. Common Stock -Col1000 Common Stock -Dfal Corp. New Common ro.:k sell buy sold sold 10131 11/6 4117 12115 
27. 28. 29. -Pfi:rer Inc. Common Stock -JDS Uniphase Common -MCI Worldcom Common tock 
30. 31. 33. 34. 35. 36. -Dell Computers Common Stock -Lu1cen:t Technologies Commo1 11.Stook  Agere Sys. Inc. Class COJm nenStock -Ag Sys. Inc. Class COJmnon Stock -Citilgmup Common Stock -Pn:cision Castparts Common Stock -Bristoil Myers Squibb Commi Stcx:k sell sell buy 8115 8/15 8/15 
 
 
 
DateofReport 
Name Person Reporting 
VII., INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) !icription Assets (inclluding trust assets) Pia fro (X) after each asset e:amipt mprior disclosure Incoim during reporting period (1) -Amount Type (e.g. Code div,, rent. (A-H) inL) Gross value end reporting period (2) Value Value Code2 Method (J-P) Code3 (Q-WJ> {l) Type (e.g. buy, sell, merger, redemption) Transactions during reporting period not exempt from (2) (3) Date: Value Month Code2 Day (J-P) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
37. 38. 39. 40. 41. 42. -Fle1tB 1:>ston Financial Commcm Stcick -an Inc. Common St.eek -Allergi -:s Fas Inc. Common Stok -Chiico --Hadey Davidson Ille. Common Stock --Micro;oftCorp. Commoo. Stock --Wbole, Foods Markets Inc. Common Stock buy buy buy buy buy buy 8/15 8115 8115 8115 8/15 8115 
43. 44. -Le111Cadi a Nat! Corp. Commo1 Sto;k --Cooper COS Inc. Common Stock buy buy 1215 12115 
45. 46. -H