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Judicial Watch • A Caputo Richard – 2004

A Caputo Richard – 2004

A Caputo Richard – 2004

Page 1: A Caputo Richard – 2004

Category:Federal Judges

Number of Pages:11

Date Created:January 5, 2006

Date Uploaded to the Library:September 04, 2014

Tags:A Richard Caputo, Caputo, shares, money, Richard, 2004, Market, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev.1/2004 
FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Pason Reporting (Last name, First name, Middle initial) Court Organization Date Report 
Caputo, Richard U.S. Disl Ct. M.D. 5/112005 Title (Article ill Judges indicate active senior status; Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) Nomination, Date 1/1/2004 
U.S. District Judge -Active Initial Annual Final 12/31/2004 Chambers Office Address the basis the infonnation contained this Report and any 
235 North Washington Avenue modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
P.O. Box 1246 
Scranton, 18501 Reviewing Officer. 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where YC!U have reportable information. Sign last page. POSITIONS. (Reporting indiVi.dual only; see pp. 9-13 filing instructions) NONE -(Noreportable positions.) 
POSIDON NAME Co-Trustee rust :::c 
(,..) 
r--rt  
,,.,z c:> 
z 
 
lrll .:;::: 
c:n II. AGREEMENTS. (Reporting individual only; see pp, 14-16 filing instructions) 
-;;1r--0 ::::;c fif1 
 NONE -(No reportable agreements.) c:::> (J1 
AND TERMS 
 
ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investment Income 
 
Date Report 
Caputo, Richard GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No suchreportablegifts.) LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.} 
 NONE (No reportable liabilities.) 
CODE 
FINAlf CIAL DISCLOSURE REPORT Page lof Name Person Reporting Caputo, Richard Date Report 5/1/2005 
 
VIL INVESTMENTS and TRUSTS -income, valne, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Traosaclions during reporting periodDescription Assets 
reporting period reporting period 
fmcluding trustassets} 
ffnot exempt :fi:om disclosure (1) (2) (1) (2) 
(2) (3) (4) 
(5) 
Place (X) after each asset exempt Amount Type Value Value Type (e.g. Date: Value 
Identity 
(e.g. 
from prior disclosure 	buy, sell, Month- 
buyer{ seller 
Code div. rent. Code2 Method 	Code2 Code 
(A-H} int) 
(J-P) Codc3 
(Q-W) 
DNONE {No reportable income, assets. bamaetions} Div. Int. 
-Allagal). Inc. -Common Stk -Citigroup JnC. -Common Stk 
Day 
(if private 
merger, 
redemption} 
(A-H) 
transaction) -Carnival Corp. kin/a Carnival New Paired 
Partial Sale 
CommonStk -Cendant Corp. -Common Stk 	Buy 7/13 
-Cendant Corp. -Common Stk 	Buy 8/17 
-Chicos FAS Inc. -Common Stk. 
-Cooper COS Inc. -Common Stk 	Buy 8117 
-Conoco Phillips -Common Stk 	Buy 
10. -Cisco Sys. Inc. -Common Stk 
11. 12. -Chevron n/k/a Chevron Texaco Corp. -Common Stk -Dominion Res. Inc. NEW -Common Stk Partial Sale 1212 
13. -Dow Chemical Co. -Common Stk 
14. -General Electric Company-Common Stk 
15. -Harley DavidsonInc. .:. Common Stk 
16. -lngeisoll Rand ComPao.ylimited Class A-CommonStk Buy 3124 
17. -Johnson Johnson Common Stk 
 
18. -Altria Group Inc. -Common Stk Income/Gain Codes: (Sec Columns and D4) Value Codes: {See Columns and D3) Value Method Codes (See Column C2) $1,000 less $50,001-$100,000 $15,000 less $250.000-$500,000 $25,000,001-$50.000.000 Appraisal =Book Value $1,001-$2,500 $100,001-$1,000,000 SlS,OQJ-$50.000 $500.001-$1.000,000 Cost (Real Estate Only) =Other ,501-$5,000 $5,001-$15,000 $1,000.001-$5,000,000 =More than $5,000,000 $50,001-SlOO,OOO M $100,00J-S250,000 Sl.000,001-$5,000.000 S5.000,00l-$25,000,000 =$More than $50,000,000 =Assessment Cash!Marlcet Estimated $15,001-SSO.OOO 
 
Name Person Reporting 	Date Report 
Caputo, Richard 	5/l/2005 
VII. INVESTMENTS and TRUSTS -income, value, transcations (iix:ludes those the spouse and dependent children. See pp. 34-57 filing instructions.) Incomeduring Gross value end Transactions during ICpOrting period Description Assets 
reporting period i:cportingperiod 
(including tnlSt assets) 
Ifnot exempt from disclosure 
(1) (2) (1) (2) 
(1) 
(5) 
(2) 
Place (X) after each asset exempt 
from prior disclOSUie Date:Value Value Value Gain Identity 
Amount Type 
(e.g. 
Code2 Method bay, sell, Month 
Code2 	Codcl buyer/seller 
Code div. rent. 
int.) (J-P) Code3 merger, Day 
(J-P) 	(A-H) (tfpriwtc 
redemption) 
transaclion) 
(Q-W} 
19. -Microsoft Corp. -Common Stk 
20. -SCP Pool Corp. -Common Stk Buy 8/17 
21. -Symantec Corp. -Common Stk Buy 12/21 
22. -Constellation Brands Inc. Class -Common Stk Sold 8/17 
23. -LPL Premier Money Market Shares Buy Var. 
24. -WYEIH-Common Stk Sold 3124 
25: IRA.#1 Div.Int. 
26. -Allergan Inc. -Common Stk 
27. -Bristol Myers Squibb Co. -Common Stk 
28. -Citigroup Inc. -Common Stk 
29. -Cendant Corp. -Common Stk Buy 4/1 
30. -Cendant Corp. -Common Stk Buy 6/18 
31. -Cendant Corp. -Common Stk Buy 
32. -Chicos FAS Inc. -Common Stk 
33. -Cooper COS Inc. NEW -Common Stk  Buy 6/18 
 
-Carlisle Companies Inc. -Common Stk 
35. 	 
-l>upt)nt E.l Nemour Company-Common Stk 
 
36. 
-Dell Inc. -Common Stk Income/Gain Codes: Sl.000 less (See Columns and 04} $50.001-$100.000 lue Codes: $15,000 less 
 
(See Columns and DJ) $250,000-$500,000 S25,000.00l-$50.000,000 
Value Method Codes =Appraisal (Sec Column C2) =Book Value $1,001-$2,500 $100,001-$1,000,000 $15.001-$50,000 $500,001-$1,000,000 Cost (Real Es.tale Only) =Other -=S2.501-$5,000 .HI $1,000,001-$5.000,000 $50,001-$100.000 $1,000.001-$5,000,000 $More than $50,000,000 Assessment =Estimated 
Buy 12/15 SS.001-$15.000 =More than $5,000,000 =SI00,001-S2S0,000 $5.000,001-$25,000,000 Cash/Market =SlS.001-$50.000 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reportingperiod 
(includingtrust assets) 
Ifnot exempt :from disclosure (1) (2) (1) (2) (2) (3) (4) (5) Place (X) after each asset exempt Value Value Type (e.g. Date: Value Gain Identity ofAmount Typefrom prior disclosure Code2 Method buy, sell, Month-buyetisellerCodcl Code2 Codel 
div. reot. 
Code3 merger, 
(1-P) (A-H) -H) 
(if private int.) 
redemption) transaction) 
(Q-W) 
37. -Harley Davidson Inc. -Common Stk. 
-lsbares NASDAQ Biotech Index Fund Buy 4/1 39. -JDS Uniphase COip. -Common Stk 
40. -Lucent Technologies Inc. -Common Stk 
-Leucadia National Corp. -Common Stk 
-Microsoft Colp. -Common Stk 
-Precision Castparts Corp. -Common Stk 
 
44. -Pfizec Incorporated -Common Stk 
-Sirius Satellite Radio Ind. -Common Stk Buy 11122 
46. -Symantec Corp. -Common Stk Buy 12115 
-Whole Foods Maxket Inc. -Common Stk. 
48. -Conoco Phillips -Common Stk Sold 1212 -Cooper COS Inc. NEW -Common Stk Sold 10/6 
so. -Verizon Communications Inc. -Common Stk Sold 7/9 
51. -Bank America Corp. (Fleetboston Fmancial) Sold 6/18 
CommonStk 
52. -Honeywell Intl Inc. -Common Stk Sold 6/18 
 
53. 
-IPL Prcmiec Money Marlcet Shares 
 
54. 
-MCI Worldcom -Common Stk Bankruptcy 12/16 Income/Gain Codes: $1.000 less $1,001-$2.SOO =$2.SOl-$5,000 $5.001-$15,000 =Sl5,001-$50,000 
{See Columns and 04) $50,001-$100,000 $100,001-Sl,000,000 $1,000,001-$5,000,000 =More tha $5,000,000 Value O>des: $15,000 or-less $15,001-$50,000 $50.001-SIOO.OOO $100,001-$250,000 
(See Colwnns 03) $250,000-$500,000 $500,001-$1,000,000 Sl.000.001-$5,000.000 $5,000,001-$25,000,000 =S25,000.00l-S50,000.000 SMore than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment =Cash/Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
-income, 
value, transcations (include lhose the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. 	INVESTMENTS and TRUSTS 
Income during Gross value end 
Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(I) 
Ifnot exempt from disclosure 
(1) (2) (I) 
(2) (3) (4) (5) Place (X) after each asset exempt Value Value Type (e.g. Date: Identity 
Amount Type (e.g. Value Gain from prior disclosure buy, sell, Month- 
Codel div. renl Code2 Method 	Code2 Codel buyer/seller 
mergec, Day 
.redemption) (J-P)(J-P) CQde3 (ifprivam 
tnnsaction)(A-H) int.) (Q-W} 
-Dial Cotp. NEW Common Stk 	Merga-3/30 
56. Wachovia Corp. Common Stock Dividend 
Eastern Peon PAS. Bond Interest 
58. Great Valley PABond Interest 
Peonsylwnia State HEFAHitSvcs Bond Interest 
60. State B/E Turnpike Comm. Bond Interest Buy 613 
 
61. 
Warwick School District Municipal Bond Interest Redeem 7/1 
 
62. 
l.PLPrcmia-Money Madcet Shares Interest 
 
63. 
Pfizer Inc. Common Stock Dividend 
 
IRA#2 	A Div. Int. 
 
64. 
 
65. 	 
-IPL Premier Money Market Shares 
 
66. 	 
-Standard Poois Dep Rcpts B/E Buy 2/10 
 
67. 	 
Direct Group Inc. (formerly Hughes Elect.) Dividend CommonStk 
 
68. 	 
News Corp. Class -Common Stk Dividend 
 
 
IPL Premier Money Maiket Shares Dividend 
70. Amcore Bank N.A. Certificate ofDeposit Interest Buy 6/15 
Capital Crossing Bank Certificate Deposit Interest Buy 6/15 
72. 	Community Bank Certificate Deposit Interest Buy 10/13 Income/Gain Codes: (SeeColumns and D4) Value Codes: (SeeColumns arul 03) Value Method Codes (See Column C2) Sl,000 less $50.001-$100.000 $15,000 less $250,000-$500.000 $25,000,001-SSO,OOO.OOO =Appraisal =Book Value $1,001-$2.500 Sl00,001-Sl,000,000 s1s.001.-sso.ooo S5o