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Judicial Watch • A Caputo Richard – 2010

A Caputo Richard – 2010

A Caputo Richard – 2010

Page 1: A Caputo Richard – 2010

Category:Federal Judges

Number of Pages:10

Date Created:September 10, 2013

Date Uploaded to the Library:September 04, 2014

Tags:A Richard Caputo, Caputo, ACCOUNTANTS, COMPILATION, account, Richard, states, united, 2010, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Caputo, Richard Court Organization U.S. Dist. Ct. M.D. Date Report 05/04/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Senior Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 197 South Main Street Wilkes-Barre, 18701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust Co-Executor Estate# 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
SEE ACCOUNTANTS COMPILATION REPORT 
Caputo, Richard 
 
 
 
 
Date Report 
05/04/2011 
Caputo, Richard 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME (yours, uot spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
 
IV. REIMBURSEMENTS transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
SEE ACCOUNTANTS COMPILATION REPORT 
 
 
 
Date Report 
05/04/2011 
Caputo, Richard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
SEE ACCOUNTANTS COMPILATION REPORT 
 
 
 
 
Date Report 
Caputo, Richard 
05/04/2011 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(I) (2) (2) 
Place (X) after each asset Amount Type (e.g., Value Value (e.g,, :Date Value Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sen, Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (ifprivate 
(Q-W) transaction) -Trust Int./Div. -Bard C.R. Incorporated -Common Stk 
-Bank Whitman Colfax, WA, 3.00% Cert Dep, due 03/12/12 Income Gain Codes: =$l ,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 $50,000 
(See Columns and D4) 450,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00J -$5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other ==Estimated 
 
SEE ACCOUNTANTS COMPILATION REPORT 
 
 
 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instruction) NONE (No reportable income, assets, transactions.) 
Description ofAssets 
(including trust assets) 
(5) 
Identity exempt from buyer/seller (ifprivate transaction) 
18. 
-Western Digital Corp -Common Stock Buy 07/20/10 
 
19. 
IRA#! Int/Div. 
 
20. 
-Am. Exp. Centurion Bank, 1.75% Cert Dep, due 09/16/11 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001-$15,000 E=$15,00I -$50,000 
(See Columns and 04) F=$50,001 -$!00,000 G=$100,001-$1,000,000 =$1,000,00I -$5,000,000 H2=More than $5,000,000 Value Codes J=$15,000orless =$15,001 -$50,000 =$50,00 -$I 00,000 I00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 ,P4 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
SEE ACCOUNTANTS COMPILATION REPORT 
 
 
Date Report 
Caputo, Richard 
05/04/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income during Gross value end ofreporting period Value Value Code2 Method (J-P) Code (Q-W) Type (e.g., buy,sell, redemption) Transactions duringreporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code! (5) Identity buyer/seller (if private transaction) 
35. Wachovia Bank 3.6% insured cash account, due 4/16/10 Interest Redeemed 04/16/10 
36. Luzerne Bank Accounts None 
 
Wachovia Bank Account -Insured cash None account 
38. 
Wachovia Bank Money Market Account Interest Closed 02/01/10 
 
39. 
Wachovia Bank Money Market Account Interest Open 01/20/10 
 
40. 
IRA#2 None 
 
41. 
-Whole Foods Market Inc. -Common Stk focomc Gain codes: =$1,000 less =$1.001 -$2,500 =$2,501-$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(See ColUllUls and 04) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000 =$50,00I -$I 00.000 =$I 00,00 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value =Other =Estimated 
 
SEE ACCOUNTANTS COMPILATION REPORT 
 
 
 
Date Report 
05/04/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and D4) F=$50.00J -$!00,000 =$100,00 -$1,000,000 41,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Markel =Appraisal =Assessment 
(Sec Column C2) =Other =Book Value =Estimated 
SEE ACCOUNTANTS COMPILATION REPORT 
 
Part VII -Line LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC 
banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open aud close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -LPL Financial Insured Cash Account -Bank account(s) maintained LPL Financial which are made deposits various FDIC banks. Cash the insured cash account transferred various banks throughout the year the discretion LPL Financial. LPL Financial does not provide information the filer with respect the dates that the interbank transfers occur. Therefore, the filer precluded from indicating the open and close dates the underlying bank accounts where the cash has been invested. The filer cannot direct, influence any other manner control the transfer the cash from one financial institution another. 
Part VII -Line -Orange County, Florida property -Information reported, prior years, represents 00% the value. However, the reporting persons one three individuals who own the property equal shares. 
Part VII -Line -This property Estate# 
 
SEE ACCOUNTANTS COMPILATION REPORT 
 
 
 
Date Report 
Caputo, Richard 
05/04/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Caputo 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544 
 
SEE ACCOUNTANTS COMPILATION REPORT 
 
ACCOUNTANTS COMPILATION REPORT 
The Honorable Richard Caputo 
United States District Court 
Scranton, Pennsylvania: 
The report intended solely for the information and use the Honorable Richard Caputo and The Committee Financial Disclosure, Administrative Office the United States Courts, and not intended be, and should not be, used anyone other than these specified parties. 
 
 
Wilkes-Barre, Pennsylvania May 2011