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Judicial Watch • Alan D. Lourie – 2010

Alan D. Lourie – 2010

Alan D. Lourie – 2010

Page 1: Alan D. Lourie – 2010

Category:Federal Judges

Number of Pages:7

Date Created:September 16, 2013

Date Uploaded to the Library:November 17, 2014

Tags:lourie, Alan D Lourie, price, vanguard, Washington, 2010, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Lourie, Alan U.S. Appeals-Fed Circuit 04/09/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
Howard Markey Nat Cts Bldg 
717 Madison Place 
Washington, 20439 
Reviewing Officer Date ANT NOTES: The instr11ctions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 416190 GlaxoSmithKline, successor former employer, provides pension and retiree group health and life insurance 
 
Lourie, Alan 
 
 
 
 
 
 
Name Person Reporting 
Date Report 
Lourie, Alan 
04/09/2011 
III, N-INVES TMENT ME, (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) Jan-Dec GlaxoSmithKline pension $88,273.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV, REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	Boston Patent Law Assoc June4 Boston, 	 
Intell Property Owners Educ June Washington, Foundation 	 
Harvard Law School October 13-14 Cambridge, 	 
Former clerks ofretiring chief October Washington, judge 
Philadelphia Law November Philadelphia, 
Association GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
 
Name Person Reporting 
Date Report 
Lourie, Alan 
04/09/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Vanguard Tax Exempt Fund Dividend Vanguard Tax Exempt Fund Dividend Franklin Templeton Mutual Shares Fund Dividend Vanguard Health Care Fund Dividend Rowe Price Cap Appreciation Fund (IRA) Dividend Vamguard Windsor Fund None Sold 02/16/IO Vanguard Inv Fund (IRA) Dividend Buy 03/08/10 Sold (part) 06/01/10 see VIII 
TIAA-CREF Interest Sold (part) 03/08/10 see VIII 
10. PNC Bank checking account Interest 
11. Treasury Notes Interest 
12. Vanguard 500 Index Fund Dividend 
13. Vanguard Extended Market Index Fund Dividend 
14. Vanguard Global Equity Fund Dividend 
15. Vanguard Internal Explorer Fund Dividend Buy (addI) 02/16/10 
16. Vanguard European Fund Dividend 
17. Rowe Price Short Term Bond Fund (IRA) Dividend Sold (part) 06115/10 see VIII Jncomc Gain Codes: =$1,000 less =$1.00I -$2,500 =$2,50 -$5 ,000 =$5,00 -$15,000 =$I 5,00 -$50,000 
(See Columns and D4) =$50,001-$100,000 G=$!00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.00 -$50,000 =$50,00 -$I 00,000 100,00 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$I ,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVE TMEN and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (I) (2) 
(3) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Vanguard Tax Exempt Fund Dividend 
19. Vanguard Tax Exempt Fund Dividend Buy (addl) 06/01/10 
20. Vanguard Limited Term Fund Dividend 
21. Price High Yield (IRA) Dividend 
22. Price New Horizon (IRA) Dividend 
23. Vanguard Dividend Growth Dividend 
24. Vanguard Prime Cap Core Dividend 
25. Vanguard Limited Term Fund Dividend 
26. Price GNMA Fund Dividend Buy (addI) 06/15/10 
27. Sequoia Fund Dividend Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 E=$15,001-$50,000 
(Sec Columns and 04) =$50,001 I00,000 J00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 
(Sec Columns and DJ) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Person Reporting 
04/09/2011 
Lourie, Alan 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Items and Part Vil not provide gains D4, because they were within IRA rollover that there was recognized gain. 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Alan Lourie 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544