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Judicial Watch • Alan D Lourie Financial Disclosure Report for 2010

Alan D Lourie Financial Disclosure Report for 2010

Alan D Lourie Financial Disclosure Report for 2010

Page 1: Alan D Lourie Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:7

Date Created:November 5, 2013

Date Uploaded to the Library:November 12, 2013

Tags:lourie, Alan D Lourie, price, vanguard, Washington, 2010, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Rev. 112011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report  
Lourie, Alan  U.S. Appeals-Fed Circuit  04/09/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report  Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
Howard Markey Nat Cts Bldg 
717 Madison Place 
Washington, 20439 
Reviewing Officer Date ANT NOTES: The instr11ctions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 416190 GlaxoSmithKline, successor former employer, provides pension and retiree group health and life insurance 

Lourie, Alan 

Name Person Reporting 
Date Report 
Lourie, Alan 
04/09/2011 
III, N-INVES TMENT ME, (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) Jan-Dec  GlaxoSmithKline pension  $88,273.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV, REIMBURSEMENTS transportation, lodging, food, entertainment.
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	Boston Patent Law Assoc June4 Boston, 	
Intell Property Owners Educ June Washington, Foundation 	
Harvard Law School October 13-14 Cambridge, 	
Former clerks ofretiring chief October Washington, judge 
Philadelphia Law November Philadelphia, 
Association GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
Lourie, Alan 
04/09/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Vanguard Tax Exempt Fund  Dividend Vanguard Tax Exempt Fund  Dividend Franklin Templeton Mutual Shares Fund  Dividend Vanguard Health Care Fund  Dividend Rowe Price Cap Appreciation Fund (IRA)  Dividend Vamguard Windsor Fund  None  Sold  02/16/IO Vanguard Inv Fund (IRA)  Dividend  Buy  03/08/10  Sold (part)  06/01/10  see VIII  
TIAA-CREF  Interest  Sold (part)  03/08/10  see VIII  
10. PNC Bank checking account  Interest  
11. Treasury Notes  Interest  
12. Vanguard 500 Index Fund  Dividend  
13. Vanguard Extended Market Index Fund  Dividend  
14. Vanguard Global Equity Fund  Dividend  
15. Vanguard Internal Explorer Fund  Dividend  Buy (add'I)  02/16/10  
16. Vanguard European Fund  Dividend  
17. Rowe Price Short Term Bond Fund (IRA)  Dividend  Sold (part)  06115/10  see VIII Jncomc Gain Codes: =$1,000 less =$1.00I -$2,500 =$2,50 -$5 ,000 =$5,00 -$15,000 =$I 5,00 -$50,000  
(See Columns and D4) =$50,001-$100,000  G=$!00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.00 -$50,000 =$50,00 -$I 00,000 100,00 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$I ,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVE TMEN and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (I) (2) 
(3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Vanguard Tax Exempt Fund  Dividend  
19. Vanguard Tax Exempt Fund  Dividend  Buy (add'l)  06/01/10  
20. Vanguard Limited Term Fund  Dividend  
21. Price High Yield (IRA)  Dividend  
22. Price New Horizon (IRA)  Dividend  
23. Vanguard Dividend Growth  Dividend  
24. Vanguard Prime Cap Core  Dividend  
25. Vanguard Limited Term Fund  Dividend  
26. Price GNMA Fund  Dividend  Buy (add'I)  06/15/10  
27. Sequoia Fund  Dividend Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=$15,001-$50,000  
(Sec Columns and 04) =$50,001 I00,000 J00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(Sec Columns and DJ) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
04/09/2011
Lourie, Alan 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Items and Part Vil not provide gains D4, because they were within IRA rollover that there was recognized gain. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Alan Lourie 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544