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Judicial Watch • Alan H. Nevas – 2005

Alan H. Nevas – 2005

Alan H. Nevas – 2005

Page 1: Alan H. Nevas – 2005

Category:Federal Judges

Number of Pages:22

Date Created:December 1, 2006

Date Uploaded to the Library:November 29, 2014

Tags:Alan H Nevas, rollover, Fidelity, stock, 2005, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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ALAN NEV 
U.S. DISTRICT JUDGE 
915 LAFAYETE BOULEVARD 
BRIDGEPORT, CONNECTICUT 06604 
 
FINANCIALDISCLOSURE OFFICE 
July 27, 2006 
Hon. Ortrie Smith Committee Financial Disclosure Columbus Circle, N.E. 
Washington, D.C. 20544 
Dear Judge Smith, response your recent letter re: 2005 filing, please advised the following: Part the None box should checked. Part VII, page line should amended Buy column Dl, 7/05 and column D3. Part VII, page line and should both amended Buy column Dl, 5105 and Kin D3. The items pages and are cash accounts held broker which have check writing privileges and which :fluctuate from month month. for 2004 report referenced paragraph your letter, please advised that 2005 report should amended reflect that still own this stock. The income column which represents dividends, the value code and the method GovemmentAct 1978 
Rev. 1/2006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting {last name, ru:st, middle initial) NEV AS, ALAN Court Organization U.S. DISTRICT COURT, CONN. Date Report 05/13/2006 Title (Article illjudges indicate active senior status; magistrate judges indicate full. part.time) U.S. DISTRICT JUDGE (SENIOR) Sa. Report Type {check appropriate type) Nomination, Date Initial AnnuaJ Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address U.S. COURTHOUSE 915 LAFAYETTE BOULEVARD BRIDGEPORT, 06604 the basis the informtion contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructicms accompanying this form must followed. omplete ail parts, checking the NONE box for each part where you have reportable informatipn. Sign lo.st page. POSJTIO NS. (Reporting individual only; see pp. 9-13 instructions.) 	NONE (No reportable positions.) POSITION 
PAST PRESIDENT 	FEDERAL JUDGES ASSOCIATION 
SECRETARY 	JEWISH HOME FOR THE ELDERLY 
 
 
JI. AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.)  [RJ NONE (No reportable agreements.) 
 
 
Date Report 
Name Person Reporting 
05/13/2006 
NEVAS,AlAN 
 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging.food, entertainment. 
(Inc/11-des those spotLre and depe7tde11tchildre1L See pp. 25-27 r>finstructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION GEORGE MASON LAW SCHOOL FOOD LODGING REIMBURSEMENT FURNISHED THE GEORGE MASON 
UNIVERSITY LAW ECONOMICS CENTER. FEDERAL JUDGES ASSOCIATION TRAVEL FOOD REIMBURSEMENT FOR ANNUAL BOARD MEETING. GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No reportable gifts.) 
VALUE 
VI. LIABILITIBS, (1nc/udes those spouse and dependent children. See pp. 32-34 instructions.) 
VALUE CODE 
 
 
 
 
 
Date Report 
NEVAS,ALAN 
05/13/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see pp. 34-57of filing instructions) NONE (No reportable income, assets, transactions-) 
Des cription Aisets 
(inclu ding trus set) 
 
Place (X) after each set 
exempt from prior dis closure Income ring reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (1) Jfnol cxcmpl from disclosure 
Amount Codel (A-H) Type (e.g. div.1 rent, int) Value Code2 (J-P) Value Method Code3 (0-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code2 (J-P) (4) Gain Codel (A-H) (5) Identity buyer/seller (if private transaction) CORNERSTONE BANK COMMON STOCK Dividend VORNADO REALTY COMMON STOCK Rent GARDEN HOMES MAPLE APARTMENTS, Rent RESULT MERGER-SEE ABOVE SPRINGDALE CENTER ASSOC. Rent MATCHCAP-HARBOR VILLAGE, LLC Dividend BUY 5/24 MATCHCAP-SEARS FARM, LLC Dividend BUY 2/22 MATCHCAP-SEARS FARM, LLC Dividend BUY 2/22 FLEET BANK Interest BANK WESTPORT SAVINGS NAME CHANGE FAIRFIELD COUNTY BANK 
10. FAIRFIELD COUNTY BANK Interest FORMERLY BANK WESTPORT 
11. COLONIAL BROADWATER None 
12. 
13. SCM FOG LLC SER 2003 HERON HOUSE CORP. BOND Interest 
14. STAR INTL ACADEMY MICH CTFS MUNI BOND lntere.1 
15. MONROE CNTY DEV AGY CIVIC MUNI BOND Interest 
16. PHILADELPHIA AUTH FOR INDL DEV. MUNI BOND Interest 
17. SIMS FREEDOM BAY LLC Interest Income Gain Codes: =$1,UOO lc.s K=$!5,00I -$50,IJllO L=$50,IJIJI -Slllll,IJIJIJ =$11Xl,UIJI -$250,IXXl 
(Sec Colunms and 03) N=$250,llOI -$51Xl,IJIJIJ 0=$500,IJIJI -$1,IXXl,IXlO =$1,IJllO,IJOI -$5,IJOO,IXXl =$5,IXXl,IXJI -$25,000,IXXl Value Mclhod Codes =$25,IXXl,OO! -$50,IXJO,!JOO =Cos1 (Real Es1a1c Only) ,,,Mon: than $50,000,Ullll T=Cash Market 
(Sec Column CZ) =Apprilisal V=Olhcr =A-.scssmcnt =Book Value =Bstimatcd 
 
 
Date Report 
NEVAS,ALANH 
05/13/2006 
VII. INVESTMENTS and TRUSTS --income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Asets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (1) l(not exempt from dj$Cf05urc 
Amount Codel (AH) Type (e.g. div. rent, int) Value Code (J-P) Value Method Code (0-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Codel (AH) (5) ldentity buyer/seller (if private transaction) 
 
TAXABLE BOND 
18. SIMS BENCHMARK LLC TAXABLE BOND Interest 
19. SIMS BENCHMARK SER 2005 TAXABLE BOND Interest 
20. ALLIANCE CAPITAL RESERVES Interest part brokerage acct. 
21. 
22. FIDELITY -IRA Dividend ROLLOVER 7/20 ROLLOVER IRA#l 
23. -BERKSHIRE HATHAWAY INC. COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
24. CREDIT ACCEPTANCE CORP. MICH. COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
25. EXPEDITORS INTL. COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
26. -GLADSTONE CAP CORP COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
27. -GLADSTONE COML CORP COMMON STOCK ROLLOVER 1120 ROLLOVER IRA#l 
28. -NORTH FORK BANCORPTN INC. COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
29. -PROGRESSIVE CORP. OHIO COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
30. -STUDENT LOAN CORP. STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
31. -UNITED PARCEL SERVICE INC. COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
32. -WORLDCOM INC. NEW COMMON STOCK ROLLOVER 7/20 ROLLOVER IRA#l 
33. -FIDELITY MID CAP STOCK SELL 7/18 lncomc Gain Codes: (Sec Columns and 04) 
Value Codes (Sec Colunms and D3) 
Value Mclhod Codc.i (Sec Colunm C2) 
 
 
A=SJ,IXlllorlc. 
F=$511,IXll -$HXl,lXJU =$15,000 orlcS.ii 
N=$250,()(11  $51Xl,!XIU =$25,U(}(),OOI  $50,lXXl,lXlU 
Q=Appraisal =Book Value =$!,(}()] -$2,51XI =$1UU,il01 -$1,lXXl,(}(}ll K=$15,UUI -$511,{)(}(l =$51111,IXll  $1,IXlO,OUO =CD!t (Real Estate Only) V=Olhcr =$2,501 -$5,IXXI HI=$1,UIXl,!Xll -$5,lXXl,UllO =$5U,1Xll  (}(},U!Xl =$J,{)(}(),(}()J -$5,IX){),tKXI =More lhan $50,()(111,0110 
S=Ac;sc:;.wcnl W=E.itimalcd =$5,()(11 -$15,UIXl E=$15,1Xll -$511,IXlll H2=More lhan $5,UOO,IXltl =SHKl,11111 -$250,tXXI =$5,IKlO,IXll -$25,lltXl,t)(}() 
T=Cash Market 
Date Report 
05/13/2006 
NEVAS, ALAN 
VII. INVESTMENTS and TRUSTS -instructions) 
 
-income, value, transactwns (includes those the spouse and dependent children. See pp. 34-57 filing NONE (No reportable income, assets, transactions.) 
Description ASel (including trust asseL =Cash Markel 
(Sec Colunm CZ) O=Appraisal V=Olhcr S=ASC.i.Slllcnl =Book Value W=Eslimalcd 
 
 
 
Date Report 
NEV AS, AlAN 
05/13/2006 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (inctudes those the spouse and dependent children. see pp. 34-57 instructions) NONE (No reportable income, assets, transactions-) 
Description ofAO IC..> =$1,001 -$2,5CXJ =$2,501 -$5,0IXJ =$5,CJUI -$15,UlJU E=$15,lJUI -$50,UOU (Sec Colunms and D4) =$50,IXJI llJU,OOU =$100,00J -SJ,IJUO,OIJU =$1,000,001 -$5,IJUO,OCXJ =More lhan $5,0IJU,Ollll Value C.Odc.o; =$15,lXX> Ic.o;s K=$15,001 -$50,(JUO =$50,001 -$HIO,OOO =$100,00! -$250,IXXI (Sec Colunms and DJ) =$250,001 -$51Xl,CJU!I 0=$500,IXJI -$!,IXXJ,000 =$1,000,001 -$5,!XJO,OIJU P2=$5,0IXJ,OIJJ -$25,0110,IXXJ =$25,0IXJ,OOJ -$50,lXXJ,OOO More lhan$50,000,000 (Sec Colunm C2) V=Olbcr Value Mclhod Codc.c; =Cost (Real Esca1e Only) T:;;()ashMarkcl 
Q=Appraisal =A.c;cssmcnl =Book Value =E.ilimalcd 
 
 
 
 
Dale Report 
NEVAS,ALAN 
05/13/2006 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (includes those the spouse ana dependent children. see pp. 34..s1 filing instructwnsJ NONE (No reportable income, assets, transactions.) 
Description Ao;set.o; (including trust asset,tX>O Value Mclhod Codc.c; -.$25,lXXl,illll -$50,lXXl,OOO =Cost (Real fatale Only) P4=Mo11: than $50,lXl0,000 T=Cash Markel 
(Sec Colunm C2) Q=Appraisal V=Othcr =A.c;cssrncnl =Book Value W=.qintated 
 
 
Date Report 
05/13/2006 
NEV AS, AlAN 
VII. INVESTMENTS and TRUSTS income, value, transactions (inc/wier those the spouse and dependent children. see pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Description Asset.;; (including trust asseli) Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (1) Jfnot cxcmpl Crom disc.lurc 
Place (X) after each asset exempt from prior disclosure Amount Codel (A-H) TJpe (e.g. div.,rent, int) Value Code (J-P) Value Method Code (0-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Codel (A-H) (5) Identity buyer/seller (if private transaction) 
 
85. COUNTRYWIDE FINANCIAL COMMON STOCK Dividend SELL 7/18 
86. FIDELITY MUNI Interest SELL 7/18 
87. 
88. FIDELITY IRA Dividend ROLLOVER SEE BELOW 
89. -BERKSHIRE HATHAWAY INC. COMMON STOCK ROLLOVER ROLLOVER IRA#2 
90. -FIDELITY EUROPE CAPITAL APPRECIATION SELL 7/06 
91. -FIDELITY GROWTH COMPANY SELL 2/22 
92. -FIDELITY LOW PRICED STOCK SELL 7/06 
93. -FIDELITY DIVIDEND GROWTH SELL 2/22 
94. -FIDELITY VALUE BUY 2/25 
95. SELL 7/06 
96. -FIDELITY LATIN AMERICA BUY 2/25 
97. SELL 7/06 
98. -FIDELITY SELECT ENERGY BUY 2/25 
99. SELL 7/06 
100. -FIDELITY CASH RESERVES BUY 7/20 AND7/29 
101. SELL 7/20 AND8/ PROCEEDS Income Gain Codes: =$I;!Xl0 less B=$J,[J(ll -$2,500 =$2,501 -$5,!XXI 0=$5,!Xll-$15,0!XI 13=$15,!IOJ -$511,!XIO 
(Sec Column and 04) F=$511,!IOl -$100,llOO =$100,001 -$1,0!Xl,!Xlll HI=$1,0!Xl,[)(ll -$5,[)(Xl,1100 HZ=More lhan $5,0!Xl,!Xlll Value Codes =SlS,lXX> less =$15,001 -$50,!XXI L=$50,!Xll HXl,1100 =$J!X),00l -$2511,!XXI 
(Sec Coiunm and 03) =$2511,00J -$5!Xl,!Xlll =$5!Xl,00l -$1,!XXl,!Xlll =$1,!XXl,!Xll -$5,1100,IXIO P2=$5,llOO,OOJ -$25,UIXl,IXlO Value Method Codes =$25,IXXl,0111 -$50,!IOO,[)(JIJ =Cost (Real fatale Only) ,,More lhan $50,!Xlll,O!XI T=Cash Markel 
(Sec Colunm CZ) O=Appraisal V=Olhcr =A>scssmcnt =Book Value =Estimated 
 
 
 
Date Report 
NEVAS,ALAN 
05/13/2006 
VII. INVESTMENTS and TRUSTS --income, value, transactions r;nc1udes those the spouse and dependent children. see pp. 34-57 instructions! NONE (No reportable income, assets, transactions.) 
Description Aiseli (including trust assets} 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (1) JCnot exempt from discl05urc 
Amount Code (A-H) Type (e.g. div.,rent, int.) Value Code (J-P) Value Method Code (0-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Codel (A-H) (5) Identity buyer/seller (if private transaction) 
 
ROLLED 
102. OVER IRA#2 
103. -FIDELITY SMALL CAP SELL 2/22 END -FIDELITY IRA 
104. 
105. IRA#2 Interest 
106. Dividend 
107.-BERKSHIRE HATHAWAY INC. COMMON STOCK ROLLOVER 7/21 ROLLOVER FROM FIDELITY 
108. SELL 7/22 
109. -CALAMOS GROWTH INCOME FUND BUY 7/21 
110. -CAPITAL INCOME BUILDER FUND BUY 7/21 
111.-CAPITAL WORLD GROWTH INCOME FUND BUY 7/21 
112. -FEDERATED MARKET OPPORTUNITY FUND BUY 7/21 
113. -LOOMIS SAYLES STRATEGIC INCOME FUND BUY 7/21 
114. -TEMPLETON GLOBAL BOND FUND BUY 7/21 
115. -VAN ECK FDS GLOBAL HARD ASSETS BUY 7/21 
116. -TREASURY BANK, BUY 7/25 
117. -BMW BANK BUY 7/25 Income Gain OXJcs: =$1,lX)O Jc.-;s =$1,IXll  $2,5()() =$2,501 -$5,()(XI =$5,IXll -$15,0IXJ J>Sl5,(J(il -$50,IXIO 
(Sec Colunms and D4) F=$50,!Xll  IUO,!IOO =$IOIJ,(JOI -$1,llOIJ,IXIO =$!,Otxl,()()1-$5,00IJ,OOIJ =More than $5,0()(J,!XJO Value Codes J=SJ5,0()()orlc...c;. K=$15,001 -S50,IXXJ =$50,()()J -$HXJ,OOO =SIOO,IJIJI -$250,()(XJ 
(Sec Columns and 03) =$250,!IOI -$5!Xl,!X)() =$500,tXn -SJ,!XXl,!X)() =$1,000,!X)l -$5,!XIO,!XXJ P2=S5,(J(X),!Xll -$25,0llO,!XXI Value Mclhod Code..,, =$25,!XXl,00! -$50,000,()()() =Cost (Real fatale Only) =More than $50,!XJO,()(JO T=Ca.des: =SI,()()I) =$1,!Xll -$2,51)() =$2,50! -$5,!XXl =$5,!Xll -$15,0UO  =$15,!Xll -$511,()(10 
(Sec Coiunm and 04) =$50,()(Ji -$J()(J,!Xl0 =$i00,UOI -$1,()(XJ,UOO =$1,0UO,!Xll -$5,!XXl,O!Xl =More than $5,000,000 Value Codes =.$15,UUO less K=$15,00J -$50,0!XJ L=$50,()(Jl -$1!XJ,O!Xl =SllXJ,001 -$250,!Xl!l 
(Sec Cniumns and 03) =$250,001 -$5!Xl,O!JO 0=$5110,!Xll -$1,tXXl,!XJO =$1,0UO,!Xll -$5,!XJO,(J()() =$5,!XXJ,!Xll -$25,0!XJ,!XXJ Value Method Codes =$25,()(XJ,OOI -$50,0!Xl,!XJO =Cost (Real ES!a!C Only) =More than $50,!XJO,OUO T=Cash Markel 
(Sec Colunm C2) Q=Appra.isal V=Olher S=Ascs.lllcnl =Book Value W=E. Jess K=$15,001 -$50,000 L=$50,1Xll -$JIX),01Jll =$1CXl,Otll -$250,IXXl 
(Sec Column< and D3) N=$250,001 -$51Jll,IXJO 0=$50!),00J -$1,IJ!Xl,IJ!)I) =$1,IJ!Xl,IXJI -$5,llllO,lXXJ =$5,IXlll,lllll -$25,0!Xl,IXJO Value Method C.Odcs =$25,lXXl,OOJ -$50,IJ!Xl,OOO =Cost (Real Es1a1e Ooiy) =More than $50,000,0llll T=Cash Markel 
(Sec Colunm C2) O=Appraisal V=Olhcr =Ao;;css:mcnt =Dook Value W=-.1timdlCd 
 
Date Report 
NEVAS,ALAN 
05/13/2006 
VII. INVESTMENTS and TRUSTS --income, value, transactions (includes those espouse and dependent children See PP-34-57 instructions) NONE (No reportable income, assets, transactions-) Des cription Asset..-i;; (includi trus set) Income duri reporti period Gros. value end reporting period Transac tioni during reporting period 
(1) (2) (1) (2) (1) nol exempt from disclosure 
Place (X) after each set exem from prior dis losure Amount Codel (A-H) Type (e.g. div., rent, int) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g. sell, mer ger, redem ption) (2) (3) (4) (5) Date Value Gain Identit MonthCode2 Codel buyer/sel ler Day (J-P) (A-H) (if private transac tion) 
 
169. CISCO SYSTEMS INC. COMMON STOCK None 
170. COMMERCE BANCORP INC. COMMON STOCK Dividend 
171. VERIZON 7.375% PFD CORP. BACKED TRUST CERT. Interest SELL 5/31 
172. DIA,MOND OFFSHORE COMMON STOCK Dividend 
173. DOMINION CNG CAP 7.8% Interest PARTIAL SALE 6/27 
174. EXPEDITORS INTL WASH INC. COMMON STOCK Dividend 
175. EXPEDITORS INTL WASH INC. COMMON STOCK Distribution 
176. EXXON MOBIL CORP. COMMON STOCK Dividend 
177. FIRST BANCORP COMMON STOCK Dividend SELL 7/18 9/13 
178. FIRST ISRAEL INC. COMMON STOCK None 
179. GENERAL ELECTRIC COMMON STOCK Dividend 
180. HOME DEPOT COMMON STOCK Dividend 
181. HUDSON UNITED BANKCORP COMMON STOCK Dividend 
182. INTL. BUSINESS MACHINES CORP. COMMON STOCK Dividend BUY 4/1 
183. SELL 7/18 
184. KEYCORP NEW COMMON STOCK Dividend Partial Sale 1/07 
185. LOOMIS SAYLES STRATEGIC INCOME FUND DLtribution BUY 7/18 lncomc Gain Codes: =$1,000 lcs.i =$1,001 -$2,500 =$2,501 -$5,IXXl =$5,IXJI -$15,IJIXI E=$15,1Xll -$51J,1Xlll 
(Sec Colunms and 04) =$51J,OOI -$100,IXJO =Slllll,001 -$1,IXXl,!Xlll =$1,UIXJ,IXIJ -$5,IXXJ,OIXJ H2=Morc lhan $5,UOO,IXIU Value Code. =SJ 5,lXXl Jess =$15,UUI -$50,IXXl =$50,0lll HXl,000 =$100 ,001 -$250,IXXI 
(Sec Columns and 03) =$250,IXll -S51Xl,IXJU =$51J0,1Xll -Sl,IXXl,Ollll =$1,IXXl,IXll -$5,IXlO,llOO =$5,IXXl,IXll -$25,IJOO,IXXl Value Method Cod =$25,IXXl,OOI -S51l,IXXl,IXJO =Cost (Real Estate Only) =More than S51l,1XlO,OIXl T=Cash Market 
(Sec Colunm C2) O=Appraisal V=Othcr =AiSC5.ifllcnl 
U=Book Value =Estimated 
 
 
 
Date Repurt 
NEVAS, ALAN 
05/13/2006 
VII. INVESTMENTS and TRUSTS --income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description A-;selU Value Codc.i =Sl5,IXX> le