Skip to content

Judicial Watch • Alan H. Nevas – 2007

Alan H. Nevas – 2007

Alan H. Nevas – 2007

Page 1: Alan H. Nevas – 2007

Category:Federal Judges

Number of Pages:16

Date Created:November 11, 2008

Date Uploaded to the Library:November 29, 2014

Tags:Alan H Nevas, Appraisal, 2007, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Hon. Ortrie Smith 
Committee Financial Disclosure l-) 
r 
One Columbus Cjrcle, N.E. 
Washington, D.C. 20544 c::- 
Re: 2007 Filing o:J> 11: 
Dear Judge Smith: O.) receipt you letter July 23. 
 
 
 
 
UNITED STATES DISTRICT COURT 
DISTRICT CONNECTICUT 
UNITED STATES COURTHOUSE 
915 LAFAYETTE BOULEVARD 
BRIDGEPORT, CONN. 06604 
 
TELEPHONE: 
CHAMBERS 
203-579-5983 
ALAN NEVAS 
DISTRICT JUDGE 
July 29, 2008 
The assets listed page line 81, and page lines 8487 were listed 2006 filing. (See page lines 98-99 and page 10, line 100). 
The funds listed Part VII, page lines and are part the American Funds Family, are the funds listed page lines and 55. 
United St3.tes Distict JLdg;::: 
AHN: lbb Government Act 1978Rev. 1/2008 FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) NEV AS, AlAN Court Organization U.S. DISTRICT COURT, CONN. Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Date Report 06/12/2008 Reporting Period 01/01/2007 12/31/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE (SENIOR) Chambers Office Address U.S. COURTHOUSE 915 FAYETTE BOULEVARD BRIDGEPORT, 06604 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ NS, (Reporting individual only; see pp. 9-13 filing i11stmctions.) NONE (No reportable positions.) 
POSITION NAME PAST PRESIDENT FEDERAL JUDGES ASSOCIATION SECRETARY JEWISH HOME FOR THE ELDERLY 
 
 
c..n .... c.. 
 
I_... 
 
c:: 
::;;z: 
f1 
c..ny 
C-r 
-;o...::::: 
JJ. AGREEMENTS. (Reporting indfridual only; see pp.14-16 filing instmctions.) rn:...::. 
-nl 
[{] NONE (No reportable agreements.) 
PARTIES AND TERMS rt1 
 
 
 
 
 
06/12/2008 
NEV AS, ALAN 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouse1 Non-Investment come you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[ZJ NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE 
 
06/12/2008 
NEV AS, ALAN GIFTS. (Includes those spouse arid dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI, LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instmctions.) NONE (No reportable liabilities.) CREDITOR BANK AMERICA LINE CREDIT DESCRIPTION VALUE CODE 
 
 
06/12/2008 
NEV AS, ALAN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes 11iose spouse and dependent children; see PP 34-60 filing illstmcti011s.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place 11(X)11 after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) VORNADO REALTY COMMON STOCK RD,CT Dividend Rent SPRINGDALE CENTER ASSOC. STAMFORD, Rent MATCHCAP-HARBOR VILLAGE, LLC lnt./Div. MATCHCAP-SEARS FARM, LLC Int.JD iv. MATCHCAP-SEARS FARM, LLC Int./Div. SIMS MACKENZIE LLC Int./Div. SIMS FOX HILL, LLC Int./Div. FAIRFIELD COUNTY BANK Interest 
10. COLONIAL BROADWATER, None 
11. SCM FDG LLC SER 2003 HERON HOUSE CORP. BOND Interest SELL 03/21 
12. STAR INTL ACADEMY MICH CTFS MUNI BOND Interest 
13. MONROE CNTY DEV AGY CIVIC MUNI BOND Interest 
14. SIMS FREEDOM BAY LLC TAXABLE BOND Interest 
15. SIMS BENCHMARK LLC TAXABLE BOND Interest 
16. SIMS BENCHMARK SER 2005 TAXABLE BOND Interest 
17. SIMS EVERGREEN REV TAXABLE BOND Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Eslate Only) :::;Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
06/12/2008 
NEV AS, ALAN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) (X)11 
Place after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (!) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Markel 
(See Column C2) =Book Value V=Olher =Estimated 
 
06/12/2008 
NEV AS, ALAN 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing bzstmcaans.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. -TEMPLETON GLOBAL BOND FUND 
36. -VAN ECK FDS GLOBAL HARD ASSETS FUND PARTIAL SALE 11/27 
37. -VAN ECK INTL. GOLD FUND BUY 11/27 
38. -HSBC FINANCE CORP. BOND 
39. -TREASURY BANK, SELL 08/06 
40. -VOLKSWAGEN BANK USA 
41. -BMW BANK 
42. -SAFRA NATIONAL BANK 
43. -FIRSTBANK PUERTO RICO 
44. -COLE TAYLOR BANK 
45. -HUNTINGTON NATIONAL BANK OHIO 
46. -BANK DEPOSIT PROGRAM END IRA# 
47. 
48. IRA#2 Interest 
49. Dividend 
50. Distribution 
51. -CALAMOS GROWTH INCOME FUND CLASS SELL 04/18 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$2).0,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00I -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash M NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes $15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
 
NEV AS, ALAN 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse a11d dependent children; see pp. 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Transactions during reporting period 
Gross value end 
Income during 
reporting period 
reporting period 
(including trust assets) 
(2) 
(!) 
(!) 
(2) 
(2) (5) 
Value 
Gain 
Date 
Value 
Type (e.g., 
Identity 
Amount 
Value 
Type (e.g., 
Place (X)11 after each asset 
 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) 
(Q-W) 
 
Code 
Month-Code buyer/seller Day 
(if private transaction) 
(A-H) 
(J-P) lncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
0611212008 
NEV AS, ALAN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing i11stmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00J -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 $50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :::::Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
NEVAS, ALAN 
06/12/2008 
VII. INVESTMENTS and TRUSTS -income, mt11e, 1ra11sactio11s rl1lc1udes those spo11se a11d depe11de111 childrm; see pp. 34-60 fili11g instroctions.J NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) Amount Code (A-H} (2) Type (e.g., div., rent, int.) (!} Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
103. LOOMIS SAYLES STRATEGIC INCOME FUND Dividend SELL 05/21 
104. MARATHON OIL CORP. COMMON STOCK Dividend 
105. ORASCOM TELECOM GDR REG None BUY 07/06 
106. PEPSICO INC. COMMON STOCK Dividend 
107. PIM ALL ASSET FUND MUTUAL FUND Dividend SELL 03/06 
108. PIMCO TOTAL RETURN FUND CLASS Dividend SELL 04/17 
109. PROCTER GAMBLE CO. COMMON STOCK Dividend 
110. WALGREEN CO. COMMON STOCK Dividend 
111. CALAMOS GROWTH FND Distribution BUY 01/04 
112. Distribution BUY 01/12 
113. Distribution BUY 07/20 
114. TEMPLETON GLOBAL BOND FUND CLASS Dividend BUY 07/20 
115. TEMPLETON GLOBAL BOND FUND CLASS Dividend 
116. TEMPLETON GLOBAL BOND FUND CLASS Dividend 
117. TEMPLETON GLOBAL BOND FUND CLASS Dividend 
118. REGIONAL SCH DIST CONN G/0 BOND Interest 
119. CONN SPECIAL TAX OBLIG BOND Interest Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250 lOl -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmenl =Cash Markel 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
NEV AS, ALAN 
06/12/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (!) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-Jl) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-.$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
06/12/2008 
NEV AS, ALAN 
VII. INVESTMENTS and TRUSTS income, value, transactions