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Judicial Watch • Aleta A. Trauger – 2006

Aleta A. Trauger – 2006

Aleta A. Trauger – 2006

Page 1: Aleta A. Trauger – 2006

Category:Federal Judges

Number of Pages:21

Date Created:September 3, 2007

Date Uploaded to the Library:December 28, 2014

Tags:trauger, Aleta, Aleta A Trauger, 2006, assets, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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SELF INITIATED AMENDMENT 
UNITED STATES DISTRICT COURT Middle District Tennessee 
825 U.S. Courthouse 
801 Broadway 
Nashville, Tennessee 37203 
 
 
May 17, 2007 
Committee Financial Disclosure 
Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, 20544 lTl o(/)z::>c_ :::u ..: f11 c::= c::i-- ;:o 
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,,, 
Re: Amended Financial Disclosure for 2006 -.. 
fTl 
Dear Committee: 
 
When filing 2006 Report, inadvertently omitted that, after the death April, was appointed Co-Executor her estate, along with Amended 2006 Report, which discloses that position Part and the assets her estate Part VII, numbers 64-69. 
Please contact me, should you need further information concerning this new matter. 
 
AAT/db Enclosure POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member, Board Trustees Cornell College, Mt. Vernon, Iowa Member, Board Trustees St. Bernard Academy Member, National Council Vanderbilt Law School 
 
 
Co-Executor Estate ,...., 
JJ, AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
(EJ NONE (No reportable agreements.) 
 
 
------- 
 
 
 
05/17/07 
Trauger, Aleta 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[fil NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 
Income from law firm partnership attorney partner Trauger Tuke. 
2.2006 Service board directors--Qualifacts Systems, Inc. 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[fil NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION 
 
 
 
Trauger, Aleta GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
(KJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR Nashville Bank Trust DESCRIPTION Mortgage oaw firm buildinoint liability with other partners) VALUE CODE Nashville Bank Trust Nashville Bank Trust Line credit firm building 
 
 
 
 
 
Trauger, Aleta 
05/17/07 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during.reporting period 
(including trust assets) reporting period -reporting period 
Pface 11(X)11: after:each asset Amoun.t. Type{e.g. Valn.e Value Type{e.g. Date Value Gain Ideniity 
exempt from prior disclosure .Code dv., rei:it, Code2 Method buy; sell, Month Code2 Code buyer/seller 
(A,H) int.) (J-P) Code3 redemption) (lP} (A-H) (ifprivate 
(QcW) transaction) Accts. SunTrust Bank, Nash ville, Interest The Equitable A.B.A. Group IRA Interest 
Robertson Stephens Emerging Growth Fund Interest 
Coventry Health Care Inc. common stock None gift 12/28 WestEndUMC 
gift 12/28 Martin Meth. College 
gift 12/28 Cornell College JncomeGain:CodCs: =Sl,OQO prless =sJ;OO  $2,500 =s2,so1 -S5,ooo =S5,00I -$15,000 =.Sl5,001 -S50,000 
(See Columns and D4) =$50,001-SIOO;ooo =$100,001-H,000,000 =sr,000,001-ss,000,000 =More than SS;00-0,000 
2. V2lue Codes =$1-5,000 less =S!5;001 -S50,000 ,,sso,001-srno;ooo M=SI00,001 .,$250,QOO 
(See Columns and D3) N=S250,00I -$500;000 =$500;001 -$1 ;000,000 =SI,000;001 -$5;000,000 n=s5;000;001  s25;ooo,ooo 
3>ValueMethod Codes =s2s,ooo,001 -sso,000,000 =Cost (Real Estate Only) =More than S5Q,OOO,OOO T=CashMaTket 
(See.Column C2) Q=Appiaisal =j)tber =Assessment =Book Value Estimated 
Name Person Reporting 
 
Trauger, Aleta 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting, period 
(including trust assets) reporting period reportin$ period 
(2) (I) (3) (4) 
Place 11(X)11 after each asset Amount Type.(e.g. Value Vah1e TiJle (e:g. Date Value Gain Identity 
exempt from prior disclosure Codel clivc, ren Code2 Metl.iod buy, sell, MonthCode2 Code buyer/seller 
(AcH). int) (J-P) Cbde.3 redemption) Day (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
 
18. Knox County, munic. bonds None 
Date Report 
05/17/07 
instructions.) 
19. 
Rutherford Co., gen. oblig. bonds None 
 
20. 
!TECH Partners, L.P. Dividend 
 
21. 
Promissory note from Paul Ney, Jr. None 6119 paid off 
 
22. 
Moore County, timber land None 
23. 
Qualifacts Systems, Inc. None 
 
24. 
Metro Nashville Electric Revenue bonds None Income GainCodes: =S.J;OOO.or less ;Sl,001 -2,500 =os2;so1 -ss,ooo =$5,001 -$15,000 =Sl5,00J -SS0,000 
(See Coliiinris and D4) =S50,001 -s.wo;ooo G=sioo,001 -.s1,ooo;ooo HI=stooh;oo1-ss;ooo.ooo H2=More than.$5,000,000 Value Codes =SJ S,000 or.less K=s1s;oo1 -sso,ooo =S50;00i 4100;000 =$100,001 -S250,000 
(See.Columns and D3) =$250;00.l  S500,000 =S500,00J -Sl,000,000 =si;o-Oo:oot s$;ooo,ooo =ss;ooo,001 -s25,ooo,ooo Value Method Codes =s25,ooo,001 -S5d,ooo;ooo =Cost (Real Estate Only) =More than S5o,ooo;ooo T=Cash Market 
(See Column C2) =Appraisal V=Other sesSmept =Book Value =EstiTn.ated 
 
 
05/17/07 
Trauger, Aleta 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(irtdudillg trust assets) 
Place(X) after each asset 
exemptJrom prior disclbsure 
transaction) 
Income during Gross value atend Transactions during reporting period 
reportinKperiod reporting period 
(2) (2) (5) 
Amount Type(e.g. Value Value Type(e,g. Date Value Identity 
div.. rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
.(A-H) or.int.) (J-P) Code3 redemption) Day {A-H) (if private 
 
(Q-W) 
35. 	 
Elizabethton, water sewer revenue None bonds 
 
36. 
A.G. Edwards Sons Brokerage Acct. 
 
37. 
-American Balanced Fund, Inc. Dividend buy var. div. reinvest. 
 
 
38. 	 
buy 1/3 
 
39. 	 
buy 10/30 
 
40. 	 
buy 12/28 
 
 
41. 	-Capital Income Builder Fund Dividend buy var. div. reinvest. 
42. 
buy 1/3 buy 10/30 buy 12/28 
45. 	-Capital World Growth Income Fund Dividend 
buy var. div. reinvest. 
46. 
buy 1/3 
47. 
buy 10/30 
48. 
buy 12/28 
49. 	-Growth Fund America, Inc. Dividend buy var. div. reinvest. 
50. 	buy 1/3 
51. buy 10/30 
:i. Irne GinCodes: A=1,000 .or. less =SI,001. S2,500 C=S2,501-$5,000 =SS,001 -SI5,000 =S15,00I  S50,000 
(SeeCi>ltimns and.D4) =S50,QQ -SJQ0,000 lQ0,00 SJ ;000,000 .,;s1;ooa,001 -ss;ooo,aoo =More than S5,000,000 
2.. ValIe Codes =H5,000 less K=SIS,001  $50,000 L=S50,00I .$lOO;QOO M=s 1oo;oo1-s2so;ooo (See Co.lumns and D3) =S250,00J -S500,000 =$500,00  Sl,000,000 PI. 41,ooo:oot -ss,000,000 =S5,000,001 -S25,000,000 Yalu Method codes =S25;000,00! -S50,000,000 cost (Rea!Estate.Only) =Ca.ih Market 
(See Column C2) =Appraisal =Other =;AssC$smet =BoOkValue =EStiinated =Mor than S.50,000,000 
 
05117107 
Trauger, Aleta 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gr0ss value end Transactions during reporting period 
(includfo.g trust assets) reportjng period reporting period 
(4) 
Place (X) after each asset Amount. Type(ecg. Value Va!iie Type (e.g. Date Value Gain Identity 
exempt from prior disclosure Code.I div. rent; Code2 Metl)od buy, sell, Month Code2 Code buyer/seller int.) (J-P) Code3 redemption) (A-H) (if private 
 
transaction) 
52. buy 12/28 
-Investment Co. America Dividend buy var. div. reinvest. 
buy 113 
buy 10/30 
56. buy 12/28 
 
68. -First Republic bond fund None liquidated 5125 Income Gain:Codes: =Sl,OOO,or:less =1,001 -s2;500 CS2,50.I S5,000 5,001 415,000 =$1 5,001  $50,000 
(See: Columns and 04) =sso,001 -s100,ooo =s1 00;001-s1,ooo,Ooo =SI ,000,001 S5,i)OQ,000 =More than $5,000,000 Vii.hie.Codes =$15,000.or.less 15,00! -S5o;ooo =S50,00!-S!OO;OOO M,,Sl 00,001.-S250,000 
(SeeCotiunns and DJ) =S250,00l -S500;000 =S500,00! -St;ooo;ooo =St,000;001. s5;ooo,ooo =S5;000,001 -s25;ooo,ooo Value MethOd Codes ,,s2s;ooo;oo1 -sso,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market Column C2) =Appraisal V=Other S=A.!issment 
U=Book Value Estimated 
 
Trauger, Aleta 
05/17/07 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(incl tiding trust.assets) repqrting period reporting period 
 
(2) (4) 
PlaceJQ() after each asset AmolIlt Type(e.gc Value Value T)pe(e;g; Date Value Gain Identify 
exempt: from prior disclosure Code I div., rent, Code2 Method buy, sell, Month .Code2 Code buyer/seller 
(A-H) int) (J-P). Codd redemption) Day (A-H) (ifprivate 
transaction) 
 
-Mtn. States Bank account None distributed 9/3 Income Gain Codes: =St,000 orless .,s I;00I-$2,500 =$2;501 -S5;000 =$5,001 -$15;000 E=HS,00 -S50,000 (SecColum and D4) =$50,00J -$100,000 .;s100,001.c SI.;000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes =SI5,000.orkss K=SI5;oor-$50,000 L=$50,001-SI00,000 roo,oo -$2so;ooo (See Columus and 03) =S250,ooI -$500,000 O=S500;001-s1,ooo,ooo =SI;OOO;OOI -55,00(),000 =$5,000,001 -S25,000,000 =$25,000,001 -$50,000,000 =More than $50,000;0QO (See.Column C2) V=Other Value Method. Codes =Cost (Real Estate Ooly) =Cash Market =Appraisal. AssesSment =Book Value W=EStiinated 
 
Trauger, Aleta 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parlo/Report.) 
 
VII. 
16. Not taking into account the outstanding mortgage. 
33. Discharged bankruptcy. 
63. Bought 2004 Medicsight (name change MGT Holdings 12/06) -amendment letter enclosed. 
 
 
 
Trauger, Aleta 
05117107 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. gnat 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E Washington, D.C. 20544 
 
 
825 U.S. Courthouse 
801 Broadway 
Nashville, Tennessee 37203 
 
April 24, 2007 ,..._, 
(/) .,o-UJZ __, ::0 
Committee Financial Disclosure cl> :::oz CJl 
Administrative Office the United States Courts Suite 2-301 r+l Cl)> 1r 
One Columbus Circle, N.E. rri 
Washirigton, 20544 
 
Re: Amendment Part VII of2004 and 2005 Disclosure Reports 
Dear Committee: preparing disclosure report for 2006nd discovered inadvertent apologize for this inadvertent oversight. Please consider this letter amendment Part VII Disclosure Reports for 2004 and 2005, and please contact you need any further information. 
AAT/db POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member, Board Trustees Cornell College, Mt. Vernon, Iowa Member, Board Trustees St. Bernard Academy Member, National Council Vanderbilt Law School 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
(KJ NONE (No reportable agreements.) 
 
 
 
 
04/24/2007 
Trauger, Aleta 
Jfl. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
@[J NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2006 Income from law firm partnership attorney partner Trauger Tuke. 
 
2.2006 Service board directors-CQualifacts Systems, Inc. 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
(KJ NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION 
 
 
04/24/2007 
Trauger, Aleta 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
rKJ NONE (No reportable gifts.) 
 
VALUE CODE 
SOURCE DESCRIPTION VALUE 
liability with other 
 
 
 
 
 
04/24/2007 
Trauger, Aleta 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructwns.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross.value:atend reporting period Transactions dilr:ing reporting period 
Place (X) aftet each asset exempt from prior diSclosure Amount: Code (A-H) Type(;g, div., rent, or: int:) Value Code2 Value Method Code3 (Q-W) Type(e:g. buy, sell, redemption) Date Month-Day Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (if private Q:ansaction) Accts. SunTrust Bank, Nashville, Interest 
The Equitable A.B.A. Group IRA Interest 
Robertson Stephens Emerging Growth Fund Interest 
Coventry Health Care Inc. common stock None gift 12/28 WestEndUMC 
gift I2/28 Martin Meth. College Income Gain Codes: A=Sl,000.or less =Sl;OOl -S2;500 C=S2;501 -$5,000 =S5,00l -Sl5,000 =S15;00 -$50,000 (Sec Columns and D4) =sldo,001 -.s1,ooo,ooo =s1;000,001 -ss;ooo;ooo H2. =More than $5,000,000 =$50,0QI -S.l-00,QOO Value Codes =$15,000QrJess K=$15;001.  sso,ooo =S50;00l -SlOO;Ooo =SI 00,0tH -S250,000 (See Column and D3) =$250;001 $500;0oo o=SSOO,OOl-Sl;Q00,000 r141;000;001-5;ooo,ooo P2=S5;000,001 -s2s.ooo;ooo =s25,o.o.o;oo,i -s5();ooo,o =Motet.banS50,000,000 Yaluc:Meilii>