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Judicial Watch • Alex Kozinski Financial Disclosure Report for 2007

Alex Kozinski Financial Disclosure Report for 2007

Alex Kozinski Financial Disclosure Report for 2007

Page 1: Alex Kozinski Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:10

Date Created:November 18, 2008

Date Uploaded to the Library:November 12, 2013

Tags:KOZINSKI, Alex Kozinski, speaking, travel, 2007, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 USC app.  101-111) Person Reporting (last name, first, middle initial) Kozinski, Alex Court Organization Ninth Circuit Court Appeals Date Report 05/07/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 125 Grand Avenue Suite 200 Pasadena, 91105 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
NAME ORGANIZATION/ENTITY  All Limited Partnerships  Reported Section VII 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
(') 
m[ZJ NONE (No reportable agreements.) 

Date Report 
Kozinski, Alex 
05/07/2008 
Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) March  Abraham Lincoln Univ. Law School -Honorarium (donated 50l(c)(3)) 500 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 111-12/31 	Self-employed attorney 

IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 

PAID 
Travel Lodging for Judge 	
Defense Research Feb. 22-25 Lake Tahoe, Nev. Speaking Travel Lodging for Judge Institute Engagement 	
Abraham Lincoln Univ. March Long Beach, CA. Speaking Mileage Law School Engagement 	
The Federalist Society March New York, N.Y. Speaking Travel Lodging 25-28 Engagement 	
Bar Assoc. ofN.Y. City Oct. New York, N.Y. Speaking Travel Lodging Engagement 

Date Report 
Kozinski, Alex 
05/07/2008  Federalist Society  Nov. 14-17  Washington, D.C.  Speaking  Travel Lodging  
Lawyers Convention  Engagement  

Date Report 
Kozinski, Alex 
05/07/2008 GIFTS, (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [ZJ NONE (No reportable gifts.) SOURCE 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ 	NONE (No reportable liabilities.) CREDITOR 

Date Report 
0510712008
Kozinski, Alex 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  (!) (2)  
Amount  Type (e.g.,  Value Value  
Code  div., rent,  Code Method  
(A-H) int)  (J-P) Code (Q-W)  

(I) 
Type (e.g., 
buy, sell, 
redemption) 
Transactions during reporting period 

(2) Date Month-Day 
(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =$1,000 less 1,00 -$2,500 =$2,501 -$5,000  D=$5,00l -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00! -$250,000  
(Sec Columns and D3) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  Vther =Estimated  

Date Report 
Kozinski, Alex 
05/07/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Date Report 
Kozinski, Alex 
05/07/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 14-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period reporting period 
(2) 
(2) (2) (3) (4) 
Place (X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code2  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date Value 
Gain 
Month-Code2 
Code 
Day (J-P) 
(A-H) 
Identity buyer/seller (if private transaction) 
35. -SCHWAB SP 500 INDEX FUND(SWPIX)  Dividend  
36. -GOODYEAR TIRE(GT)  Dividend  sell  11/1  
37. -3M(MMM)  Dividend  sell  11/1  
38. -CTF ACCR TREAS  Interest  redemption  8/15  K  
39. -SEP. TRDG. REG.  Interest  
40. SCHWAB MONEY MARKET FUND  Interest  
41. VANGUARD TOT STOCK MKT  Dividend  buy  11/9  

INDEX (VTSMX) 
42. -SCHWAB TOTAL STK Dividend MKT-INV (SWTIX) 
-SPARTAN EQUITY Dividend INDEX(FUSEX) 
DREYFUS SHORT Dividend INTERGOVERNMENT(DSIGX) 
Fidelity Cash Reserves(FDRXX) Interest 
46. 
DIRECTV GRP FUND Dividend 

47. 
DIRECTV EQUITY FUND Dividend 

NEWS CORP STOCK FUND Dividend 
DIRECTV BALANCED FUND Dividend 
50. 
DIRECTV FIXED INCOME Dividend 
51. LIMITED PARTNERSHIPS: Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  D=$5,001-$15,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -S5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001 -$50,000 s50,001 -s100,ooo $100,001 -$250,000  
(See Columns and D3) $250,00 -$500,000 $500,001 -$1,000,000 $1,000,00 -$5,000,000 =15,000,00 -$25,000,000 s25,ooo,oo -s5o,ooo,ooo More than $50,000,000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment  T=Cash Mark  
(See Column C2)  U=Book Value  V=Other =Estimated  

Date Report 
Kozinski, Alex 
05/07/2008 
VII. INVESTMENTS and -income, value. transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (!) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (1) Type (e.g., buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H) Iden seller vale ction) buyer/ (ifpri trans  

52. (PTR) HISTORIC PRE. PROP.  Interest  
53. (PTR) WINGATE HSG.  Interest Income Gain Codes: =$1,000 less SI,001 -$2,500  cS2,50! -$5,000 s5,oo -SI 5,ooo $15,001 -$50,000  
(See Columns and D4) 450,00 -$100,000 $100,00I-$1,000,000 $1,000,001 -$5,000,000 More than $5,000,000 Value Codes =$15,000 less  K$J5,001-$50,000  LS50,001-$!00,000 $100,00! -$250,000  
(See Columns and D3) $250,00 -$500,000 s500,001 ,ooo,ooo $1,000,00 -$5,000,000 45,000,00 -$25,000,000 s25,ooo,001 -$50,000,000 More than $50,000,000 Value Method Codes =Appraisal ost (Real Estate Only) -=Assessment =Cash Market  
(See Column C2) =Book Value =-Other  W=Estimated  

Date Report 
Kozinski, Alex 
05/07/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReporL} 

Date Report 
Kozinski, Alex 
05/07/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544