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Judicial Watch • Alice M. Batchelder – 2010

Alice M. Batchelder – 2010

Alice M. Batchelder – 2010

Page 1: Alice M. Batchelder – 2010

Category:Federal Judges

Number of Pages:9

Date Created:September 9, 2013

Date Uploaded to the Library:June 28, 2014

Tags:medina, BATCHELDER, Midcap, ALICE, Alice M Batchelder, Phoenix, ISHARES, asset, Property, account, Growth, 2010, Codes, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Batchelder, Alice 6th Cir. Ct. Appeals 0S/11/2011 Title (Article IIl judges indicate active senior status; 	5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
active Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
 
Reviewing Officer 	Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followe~L Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; seepp. 9-13 filing instructions.) 	NONE (No reportablepositions.) POSITION NAME ORGANIZATION/ENTITY 
 member 	National Conference Bar Examiners Constl Law Drafting Committee 	 
member Intellectual Property Law Technology Advisory Council the University Akron School Law 
member 	Cleveland Chapter Bd. Advisors Federalist Society 
member 	Board Trustees Grove City College see note 	 
member Board Directors Foundation for Research Economics and the 
Environment 
 
 
 
II. AGREEMENTS. (Reporting individual only; seepp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Batchelder, Alice 
Name Person Reporting 
 
 
 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE 	SOURCE AND TYPE 
National Conference Bar Examiners 
 10/14 	National Conference Bar Examiners Spouses Non-Investment Income -lf you were married daring any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
 jan dee 	OPERS pension 
 jan dec 	Ohio House Representatives salary 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children, see pp. 25-27 offiling instructions.) NONE(No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE 	 
National Conference Bar Mar. 25-28 Philadelphia Con Law drafting comm. Examiners 	 
Alliance Defense Fund Aug. 3-5 Scottsdale, Arizona seminar presentation 	 
Foundation for Research Aug. 7-12 Gallatin Gateway, educational seminar Economics and Environment participation 	 
National Conference Bar Oct. 14-17 Honolulu, Con Law drafting comm. Examiners 
 
 
Date Report 
08/11/2011 
INCOME 
(yours, not spouses) 
 
$3,000.00 
$3,500.00 
 
ITEMS PAID PROVIDED transportation, lodging and food 
transportation, lodging and food transportation, lodging and food 
transportation, lodging and food 
 
Name Person Reporting 	Date Report 
 
 
 
08/11/2011 GIFT (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
~-] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. ancludes those oyspouse und dependent children; seepp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
Old Phoenix Natl Bank unsecured note 
Old Phoenix Natl Bank Mtge/Note Property 
Old Phoenix Natl Bank Mtge/Note Property 
Old Phoenix Natl Bank Mtge/Note Property 
Old Phoenix Natl Bank Mtge/Note Property 
Old Phoenix Natl Bank Mtge/Note Property 
First Natl Bank Wyoming Mtge/Note Property 
Farmers Savings Bank Mtge/Note Property 
Farmers Savings Bank Mtge/Note Property #20 
 
10. 
Old Phoenix Natl Bank Mtg/Note Property 
 
11. 
Old Phoenix Natl Bank Mtge/Note Property #14 
 
12. 
Old Phoenix Natl Bank Mtge/Note Property #11 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end Transactions during reporting period 
 
Description Assets Income during 
(including trust assets) reporting period reporting period 
 
(1) (2) (l) (2) (1) (2) (3) 14) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value  Gain Identity 0 
Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
 
exempt from prior disclosure div., rent, Code (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Brokerage Account IRA account -see note Dividend none IRA asset: Wells Fargo Bank Deposit Sweep Account IRA asset: iSHARES Treas Index IRA asset: iSHARES SP Midcap 400 Value Index Fund IRA asset: iSHARES SP Midcap 400 Growth Index Fund IRA asset: iSHARES TRUST MSCI EAFE Index Fund IRA asset: iSHARES IBOXX Investment Grade Corp Bond Fund IRA asset: iSHARES SP 500 Value Index Fund IRA asset: iSHARES SP 500 Growth Index Fund 
10. Brokerage Account IRA Account -see note Dividend none 
11. -IRA asset: Wells Fargo Bank Deposit Sweep 
12. IRA asset: iSHARES SP Midcap 400 Value Index Fund 
13. IRA asset: iSHARES SP Midcap 400 Growth Index Fund 
14. IRA asset: iSHARES TRUST MSCI IAFE Index Fund 
15. IRA asset: iSHARES BOXX Investment Grade Corp. Bond Fund 
16. IRA asset: iSHARES Treas Index Fund 
17. IRA asset: iSHARES SP 500 Value Index Fund Income Gain Codes: =$L000or ess B=$1,0oi $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and 134) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 ~M~fe than $5~o0o~ooo Value Codes (See Colum~ts and D3) =$15,000 less =$250,001 $500,000 =$15,001 $50,000 =$500,00 1,000,000 =$50,001 $100,000 -$1,000,001 $5,000,000 =$100,001 $250,000 ~$5,000;00i; $25;000~000 ValueMelhodCodes -$25,000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessment =CaSh Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
18. 
 
19. 
 
20. 
 
21. 
 
22. 
 
23. 
 
24. 
 
25. 
 
26. 
 
27. 
 
28. 
 
29. 
 
30. 
 
31. 
 
32. 
 
33. 
 
34. 
 
 
Description Assets (including trust assets) 
Place (X) after each asset 
exempt from prior disclosure 
 
-IRA asset: iSHARES SP 500 Growth 
Index Fund Brokerage Account SEP IRA 
Account see note 
 
-IRA asset: Wells Fargo Bank Deposit Sweep 
-IRA asset: RPM, Inc. stock 
-IRA asset: J.M. Smucker Co. class stock 
IRA asset: iSHARES SP Midcap 400 
Value Index Fund 
IRA asset: iSHARES SP Midcap 400 
Growth Index Fund 
IRA asset: iSHARES TRUST MSCI EAFE Index Fund 
IRA asset: iSHAKES BOXX Investment Grade Corp. Bond Fund 
IRA asset: iSHARES Treas Index 
IRA asset: iSHARES SP 500 Value 
Index Fund 
IRA asset: iSHARES SP 500 Growth 
Index Fund Brokerage Account --see note 
-IRA asset: Wells Fargo Bank Deposit Sweep 
Account asset: :iSHARES SP Midcap 
400 Value Index Fund 
Account asset: iSHARES SP Midcap 400 Growth Index 
Account asset: iSHARES TRUST MSCI 
EAFE Index 
 
 
 
 
Income during 
reporting period 
Amount 
Code 
 
(A-H) Income Gain Codes: .... --$11000 less (See Columns and D4) =$50,001 $100,000 
 Value Codes =$15,000 less (See Columns and D3) =$250,001 $500,000 =$25,000,001 $50,000,000 
 Value Method Codes =Appraisal (See Column C2) =Book Value 
 
 
 
(2) 
Type (e.g., div. rent, int.) 
Dividend 
Dividend =$1,001 $2,500 =$100,001 $1,000,000 =$15,001 $50,000 =$500~001 $1,000,000 =Cost (Real Estate Only) =Other 
Gross value end Transactions during reporting period reporting period 
(1) ~aine Code 
(J-P) 
(2) (1) (2) (3) (4) (5) 
Value ..... Type (e.g., Date Value Gain identity 
Method: buy, sell, inna/dd/yy Code Code buyer/seller 
 
Code redemption) (Q-W) none 
none =$2~501 $5,000 =$ii000,0oi $5,000;000 =$50;001 $100;000 =$i,000;001 .$510001000 =More than $50;000,000 =Assessment =Estimated (J-P) (A-H) (i~private transaction) =$5,001 $15,000 =$15,001 $50,000 ~6~ th~ $5,000;000 =$I00!001 $250;000 =$5;000i001 $25,000,000 =Cash Market 
 
 
VII. INVESTMENTS TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period repoiting period 
(1) (2) (1) (2) (I) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Value Method Type (e.g., buy, sell, 
(A-H) int.) (J-P) Code redemption) 
(Q-W) 
 
35. 	 
-Account ass iSHARES BOXX Investment Grade Corp. Bond Fun 
 
36. 	 
-Account asset: iSHARES Treas Index 
 
37. 	 
-Account asset: iSHARES SP 500 Value Index Fund 
 
 
38. 	 
-Account asset: iSHARES SP 500 Growth Index Fund 
 
39. 	 
REAL ESTATE see note4 
 
 
40. 	 
Prop. duplex Medina, Ohio Rent 
 
41. 	 
Prop. 2-family Medina, Ohio (1/3 Rent interest) 
 
42. 	 
Prop. Single family Medina, Ohio Rent (1/3 interest) 
 
43. 	 
Prop. duplex units Medina, Ohio Rent (1/2 interest) 
 
44. 	 
Prop. duplex units Medina, Ohio Rent (1/2 interest) 
 
45. 	 
Prop. 2-fam. 3-fam. Houses --D Rent Medina, (1/2 int) 
 
46. 	 
Prop. Apartments Medina, Ohio Rent (I/3 interest) 
 
47. 	 
Prop. duplex units Medina Rent 
 
48. 	 
Prop. Farm Lodi, Rent 
 
49. 	 
Prop. hog feeder, Lodi, (1/5 int) None 
 
50. 	 
Prop. single family Medina Rent 
 
51. 	 
Prop. single family Medina, Rent (1/2 interest) lheomc Gain Codes: =$1,000 iess =$1,00i $2;500 c--$2;50t 000 (See Colunms and =$50,001 $100,000 --$100,001 $1,000,000 :$i,0001001~ $5,000,000 Value Codes =$t5,000 less ~$15,001 $50,000 =$50,001 $100,000 (Sce Columns and D3) =$250,00] $500,000 =$500,001 $1,000,000 =$i,0oo,o0i $5;000;000 
Transactions dur reporting period 
(2) (3) (4) (5:, 
Date Value Gain Identity 
mrn]ddgyy Code Code buyerlseller 
 
(J-P) 	(A-H) (if private transaction =$5,00t 5,00~ =$15,00 $50,000 =More than $5,000,000 =$I00,001 $2501000 =$5,ooo,oo~ $25,ooo,ooo Value Method Codes =$25,000,001 $50,000,000 =Appraisal =Cost (Re~l EStaie Only) =More than $50~000,000 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
 
 
08/11/201 
 
Batcheider, Alice 
 
VII. INVESTMENTS and TRUSTS -income, v.l.e, transactio.s (Includes those spouse and dependent children; see pp. 34-60 fili.g instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) atler each asset exempt from prior disclosure 
 
52. 	 
Prop. Commercial bldg Medina (I/3 interest) 
 
53. 	 
Prop. duplex Medina, (see See. VIII) 
 
54. 	 
Prop. vacant lot Medina, (1/2 interest) 
 
55. 	 
Prop. --~ Vacant land Medina 
 
56. 	 
Prop. single family Medina, 
 
57. 	 
Prop. single family Medina (1/2 interest) 
 
 
58. 	 
Prop. commercial bldg Medina 
 
59. 	 
Prop. Comm. Bldg with apt. -Medina 
 
60. 	 
Prop. duplex Medina (1/2 interest) 
 
 
61. 	 
Prop. --~ vacant land Big Horn County, 
 
62. 	 
MISCELLANEOUS 
 
63. 	 
Floating Rate Demand Note Interest Plus 
 Inc0me Gain C~gesi ~$i;000 less (See Columns and D4) =$50,001 $100,000 
 Value Codes =$15,000 less (See Columns and D3) =$250,001 $500,000 
Income during Gross value end 
reporting period reporting period 
(i) (2) (1) (2) (1) 
Amount Type (e.g., Value Value Type {e.g., 
Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) 
(Q-W~ Rent Rent 
None 
None Rent Rent Rent Rent Rent Sold Rent 
Interest =$1~001 =$2,506 =$2,501 $5,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =$15,001 $50,000 =$50,001 $100,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 
Transactions during reporting period 
 
(2) (3) (4) (5) Date Value Gain Identity mrrgdd!yy Code2 Code buyer/seller 
(J-P) 	(A-H) (if private transaction) 
11/23/10 Neuendorff =$5,001-$15~00 =$15,001- $50,000 =More than $5,000,000 M=$100,001 -$250,000 =$5,000,001- $25,000,000 =$25,000,00i $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment -Cash Market (See Column C2) =Book Value =Olher =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndlcatepart report.) 
Note Re: assets Sec. VII whose value method reported have again used the Medina County Auditors most recent appraisal figures. unable provide the date the appraisal any these cases because was not provided me. These appraisals are the basis for our real estate taxes. 
Note has been the case prior years, each the funds included our brokerage accounts iShares fund. broker advised 2008 that: 
 
Barclays Global Investors the manager for the following positions held your account: 
ISHS MIDCAP 400 VALUE 
ISHS MIDCAP 400 INDEX 
ISHS MSCI EAFE INDEX 
ISHARES INVESTMENT FUND 
ISHS TREAS IND 
ISHS 500 VAL INDX 
ISHS 500 GRWTH 
 
These are still all the positions held these brokerage accounts. 
Note Line See. VII have idea why the program still will not let type both the dash (which apparently necessary convince the program that these are all assets the brokerage account) and the fact that this account asset. Hence, account ass. Who knew? 
Note All properties except the one line Section VII are Medina County, Ohio. The property Line 61is Big Horn County, Wyoming. 
Note Three liabilities have been removed from Section 
MtgeiNote Property #21 was paid off when sold that property (see Section VII line 60) 
Mtge/Note Property was paid off 
Mtge/Note Property #20 was paid off 
 
Note The audit feature advises that should list the assets the entity which trustee. assuming that this not true when that entity educational institution, and the audit has simply detected the term trust the item. Otherwise, this requirement ridiculous, and cannot comply with it. 
Batchelder, Alice 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Alice Batchelder 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544