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Judicial Watch • Allyne R. Ross – 2010

Allyne R. Ross – 2010

Allyne R. Ross – 2010

Page 1: Allyne R. Ross – 2010

Category:Federal Judges

Number of Pages:50

Date Created:September 13, 2013

Date Uploaded to the Library:December 11, 2014

Tags:ALLYNE, Allyne R Ross, 2010, Market, INVESTMENTS, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report ROSS, ALLYNE U.S.D.C. EDNY 05/10/2011 Title (Article 11I judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. DISTRICT JUDGE Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
with applicable laws and regulations. 
225 CADMAN PLAZA EAST, 915 
BROOKLYN, 11201 
 
U.S. DISTRICT COURT, E.D.N.Y. 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followett Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI ONS. (R,~on~ng i,,d~vld~al o,ay; see rp. 9-, of:ling instructlon~) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Trustee 	Trust 
 
 
II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of:ling instructions.) 	NONE(No reportable agreements.) DATE PARTIES AND TERMS 
Ross, AIIvne 
Name Person Reporting 
 
III. NON-INVESTMENT INCOME. (Reporting individaal and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE Spouses Non-Investment Income -If you were married daring anyportion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
1.1/1 2/28 Partner Willkie Farr Gallagher LLP 
2.3/3-12/31 Partner Stroock Stroock Lavan 
 
 
IV. REIMBURSEMENTS -transro.n~on, lodging, food, entertainmen~ 
(Includes those spouse and dependent children; see pp. 25-27 filling instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE 
 
 
Date Report 
05/10/2011 
INCOME (yours, not spouses) 
ITEMS PAID PROVIDED GIFTS. anclndes those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. ancludcs those oI~pou~e und ,~ependent children; see pp. 32-33 filing instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
Name Person Reporting 	Date Report 
VII. INVESTMENT TRU STS -income, vulue, ~unsuctions anaudes tho~e spo.se and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 	 
Trust 	 
-Life Insurance Policy issued 
Northwestern Mutual 	 
IRA 	 
-BP PLC 	 
-Hartford Fin Svcs 	 
-Cisco Systems Inc. 	 
-Google 	 
-Dreyfus Liquid Assets (money market fund) 	 
-Ericsson 
 
10. 	 
-General Electric 
 
11. 	 
-Annaly Captial Management 
 
12. 	 
-American Express 
 
13. 	 
-Eli Lilly Co. 
 
14. 	 
-Citigroup 
 
15. 	 
-Penn West Energy Trust 
 
16. 	 
-Pepsico Inc. 
 
17. 	 
-Intel 
 
 
None Dividend 
Buy 07/23/10 
Buy 10/06/10 
Buy 01/08/10 
Buy 08/13/10 See Part VIII 
Buy 08110/10 
Buy 01/08/10 Value Codes =$15;000 less =$15 001 $50 000 =$501001 ~:$100~000: ~$100~001 $2~0i~: 
(See Columns and D3) =$250;001 $500;000 =$500;001 $ii000,000 Pi--$ii~i~1 ~i~ ~i~;~i ~i~0,000 Value Melhod Codes 
(See Column C2) 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -inco,,e, vuiue, t~ansactio,~ anctndes those olspouse ond dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
18. -Microsoft 
19. -Windstream Corp. Buy 02/25/10 
20. -Viacom 
21. -ishares Barclays Short Treas. Bond Fund 
22. 23. 24. -ishares TRFTJE XINHUA China Index -Powershares Exch-Traded Fund Final PFD Portfolio -Enterprise Prods Partners Buy 02/05/10 
25. -Provident Energy Trust 
26. -Putnam Premier Income Trust 
27. -Enerplus Resources 
28. -Abbott Laboratories Buy 03/09/10 
29. -Abbott Laboratories Sold 05/17/10 
30. -Bank America Corp. buy 04/16/10 
31. 32. -BlackRock Global Energy Resources Trust -Yahoo Inc. Sold 07/21/10 
33. -Boardwalk Pipeline Partners 
34. -Motors Liquidation Co. (Formerly General Motors Corp) 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, vutue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
35. -Proctor Gamble Co. Buy 01/08/10 
36. -New York Community Bancorp 
37. 38. -Eaton Vance Limited Duration Income Fund -Hospitality PPTYS buy 07/09/09 
39. -JohnsonJohnson 
40. -JohnsonJohnson 
41. -Kellogg Co. Buy 01/08/10 
42. -Pengrowth Energy Tr. 
43. -Bristol Myers Squibb Sold 03/04/10 
44. -Dow Chemical 
45. -Conoco Phillips 
46. -Linn Energy Sold 09/21/10 
47. -CohenSteers Infrastructure Fund See Pa~VIII 
48. 49. -Fiduciary/Claymore Opportunity Fund -Keycorp Cony. Pfd. Sold (part) Sold 06/18/10 04/14/10 
50. -Invesco Mortgage Capital Buy 10/07/10 
51. -Quest Communications Buy 09/20/10 Value Codes =$15~000 less =$15,001 $50,000 =$50,00125100,000 =$100,001, $250i000 
(See Col ....CI and D3) ~9~0~001 $5001~ ~$500,001 $1,000~0o0 ~$L0~!~i $5~0001o00 =$51000;001 $25,000.000 ~$2~!000,00i $56i~00:000 ...... ........ :M6~eihan $501000!000 Value Method Codes Q--Appralsal .... R~ost(RealEstateOnly)S=AsseS~bh~ T=CashMarke* 
(See Column C2) =B~k ValUe --Oth~ =Estima~d .... 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE(No reportable income, assets, transactions.) 
52. -Inshares FTSE NAREIT MTG REITS 
Index Fund 
53. -Kome Anderson Energy Dev. Co. Buy 06/22/10 
54. -Novartis Buy 05/17/10 
55. -3M Buy 10/28/10 
56. -IRA lnt./Div. 
57. -Dominion Resources See Park VIII 
58. -Johnson Johnson 
59. -Saving Acct. Citibank 
60. -Keycorp Preferred 
61. -Morgan Stanley Cap 
62. -Provident Energy Trust 
63. -John Hancock Bank Fund 
64. -Annaly Capital Management Inc. 
65. -Kayne Anderson Energy Total Return Fund 
66. -Cohen Steers Infrastructure Fund See Part Villi 
67. -Power Shares ETF Buy 02/05/10 
68. -Bristol Myers Squibb Co. Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2.501 $5.000 =$5.001 $15.000 =$15.001- $50.000 
(See Colamns and D4) =$50,001 $100.000 =$t00.001 $1.000.000 =$1.090.001 $5.000.000 =More than $5,000.000 Value Codes =$15.D00 less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
{See Columr~ and D3) =$250.001 $500.000 =$500.001 $1.000.000 =$1.000.001 $5.000.000 =$5.000.00t $25,000.000 =$25.00(1.001 $50.000.000 =More than $50.000.000 Va/ue Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
69. -Pace Oil and Gas 07/19/10 
70. Trust Dividend 
71. -Dodge Cox Stock Fund Redeemed 03/10/10 
72. Citibank Accounts Interest 
73. BNP Paribas Stoxx Structured Note None 
74. Citibank Tax-Free Reserves Fund Dividend See Part VIII 
75. SP Variable Participation Notes None See Part VIII 
76. Asta Five None See Part VIII 
77. Vanguard Limited-Term Tax-Exempt Fund 78. Vanguard Limited-Term Tax-Exempt Fund Dividend Redeemed (part) Buy 01/12/10 04/21 
79. Vanguard Limited-Term Tax-Exempt Fund 80. Vanguard Limited-Term Tax-Exempt Fund 81. Vanguard Limited -Term Tax-Exempt Fund 82. Vanguard Limited-Term Tax-Exempt Fund 83. Vanguard Limited-Term Tax-Exempt Fund 84. Vanguard High Yield Tax-Exempt Fund Dividend Redeemed (part) Redeemed (part) Redeemed (part) Redeemed (part) Redeemed (part) Buy 04/23/10 04/29/10 06/14/10 09/20/10 1/24/10 01/19/10 
85. Vanguard High-Yield Tax-Exempt Fund Buy 02/19/10 Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2,~ =$1,000 les~ =$50,001 $100.000 =$15.000 less =$250.001 $500.000 =$25,000,001 $50,000,000 =Appraisal =Book Value :$1,001 $2.500 =$100,001 $1.000,000 =$15.001 $50.000 =$500,001 $1.000.000 =Cost (Real Estate Only) =Other =$2.501 $5.000 =$1.090,001 $5.1.~),000 =$50.001 $100.000 =$t.000.001 $5.000.000 =More than $50.000.000 =Assessment =Estimated =$5.001 $15.000 =More than $5.000.000 =$100.001 $250.000 =$5.000.001 $25.000.000 =Cash Market =$15,001 $50,000 
 
Name Person Reporting 	Date Report 
VII. INVEST MENT and TRU STS -income, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
86. 	 
Vanguard High-Yield Tax-Exempt Fund Redeemed 03/03/10 (part) 
 
87. 	 
Vanguard High-Yield Tax-Exepmt Fund Redeemed 04/23/10 (part) 
 
88. 	 
Vanguard Tax-Exempt Money Market Dividend Redeemed 03/10/10 Fund (part) 
 
89. 	 
Vanguard Tax-Exempt Money Market Redeemed  04/07/10 Fund (part) 
 
90. 
Vanguard Emerging Markets Index Fund Dividend 	Buy 04/29/10 
 
91. 
Vanguard Mid-Cap Index Fund Dividend 	Buy 09/01/10 
 
92. 	 
Western Asset Municipal Money Dividend Redeemed 01/21/10 Market Fund (part) 
 
93. 	 
Western Asset Municipal Money Redeemed 04/16/10 Market Fund (part) 
 
94. 	 
Western Asset Municipal Money Buy 04/28/10 Market Fund 
 
95. 	 
Western Asset Municipal Money Redeemed 07/21 Market Fund (part) 
 
96. 	 
Western Asset Muncipal Money Market Redeemed 10/15/I Fund (part) 
 
97. 	 
General American Investors Dividend 
 
98. 	 
WFG-WPX Partners LLC None 
 
99. 	 
Goldman Sachs High Yield Fund Dividend Redeemed 02/19/10 (part) 
 
100. 	 
Goldman Sachs High Yield Fund Redeemed 04/22/10 
 
101. 
 Columbia Acom Fund Dividend 	Buy 02/19/10 
 
102. Morgan Midcap Value Fund Dividend 	Buy 04/22/10 hac0~e Gain Codes: =$L000 011~i~ ~$ii~i $21500 =$2;501 $5~000 =$5.001 $15.000 =$15,001 $50,000 (See Columns and D#)F ~$~0 00l $100000 ~$i~0 000 000 =$1 0O0,001 090,000 --M0re than $5,000,000 Va~ue Codes =$15.000 .... =$15~001 $50,000 =$50;001 i;~i00~000 ~$100,~i $~0i000 
(See Cot .....C1 and D3) =$250,001 =$500~001 $i;0001000 ~i000i~i: ~0:~0: =$25,000.001-$50.000,000 --M~ iha~ ~i000;000 Value Method Codes .... =cO~t (R~S Estate ~Ass~ =~h Mark~l ralsa 
(See Column C2) =Other =Book Value =Est~raa~ed ....... 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
103. Bemstein Global Diversified Strategies L.P. None 
104. Bemstein Global Opportunities Hedge Fund 105. Bemstein New York Municipal Portfolio Dividend Dividend Buy 01/14/10 
106. Bemstein New York Municipal Portfolio Buy 12/07/10 
107. Agrium None Buy 08/19/10 
108. Agdum Buy 11/08/10 
109. Alcoa None Buy 11/05/10 
110. Alcoa Buy 12/07/10 
111. Astrazeneca Dividend Buy 05/18/10 
112. Astrazeneca Buy 06/03/10 
113. Astrazeneca Buy 12/10/10 
114. Astrazeneca Buy 12/13/10 
115. Bemstein Tax-Managed International Portfolio 116. Bemstein Tax-Managed International Portfolio 117. Supervalu 18. Supervalu 19. Supervalu Dividend Dividend Buy Buy Sold (part) Sold (part) Sold 05/10/10 05/12/10 03/22/10 05/04/10 06/29/10 Income Gain Codes: =$l.000 less =$1.901 $2.500 =$2.501 $5.000 =$5.601 $15.0~) =$15,001 $50.000 
(See Columns and 134) =$50,001 r:$100.000 =$100,001 $1.000,000 L0O0.091 $5.0~).000 =More than $5,000.000 
2.Value Codes =$15.1~0 less =$15,0~1 $50,000 =$50.001 $100,000 =$100,001 $250,000 
(See Columns and D3) =$250,001 $500.000 =$500~001 $1.000.000 =$1.000.001 $5.000.000 =$5.000.001 $25.000.00~ =$25,000.001 $50.000.000 =More than $50.000.009 Value Method Codes =Appraisal =Cost (Real Estate On/y) =Ass~essment =Cash Markel 
(See Colomn C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVEST MENTS TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
~-~ NONE (No reportable income, assets, transactions.) 
120. 
121. Cablevision Systems Dividend Buy 04/29/10 
122. Centurylink None Buy 09/22/10 
123. Industries Holdings None Buy 08/10/10 
124. Industries Holdings Buy 09/09/10 
125. Comerica Dividend Buy 05/05/10 
126. Commercial Metals Dividend Buy 04/21/10 
127. AltriaGroup Dividend  Buy 03/25/10 
128. Altria Group Sold 05/24/10 
(part) 
129. Altria Group Buy 09/24/10 
130. Altria Group Buy o9/3O/lO 
131. Altria Group Buy 10/24/10 
132. Altria Group Sold 12/02/10 
133. Cash Balance Sanford Bernstein Interest 
134. Delta Air Lines None Buy 03/21/10 
135. Delta Air Lines Buy 03/24/10 
136. Delta Air Lines Buy 1/08/10 Income Gain Codes: =$1.000 less =$1.001 $2.50~ =$2,501 $5,000 =$5.001 $15.000 =$15.001- $50.000 
~See Columns and =$50.001 $100.000 ....  =$100,001 $1.000,000 =$,000.001 $5.090.000 =More than $5.000.000 
2.Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $1~0.000: =$100.001 $250.000 
1See Columns and D3) =$250.001 $500.000 =$500.001 $1.000,000 =$1.000.001 $5.000,000 =$5,000,001 $25.~00,000 =$25,000.001 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estima~:ed 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
137. Delta Air Lines Buy 12/20/10 
138. Ace Ltd. 139. Ace Ltd. Dividend Sold (part) Sold 03/08/10 04/28/10 
140. Direct None Buy 05/05/10 
141. Eaton Corp. Dividend Buy 11/03/10 
142. Eaton Corp. Buy 12/06/10 
143. Edison/ntemational None Buy 12/20/10 
144. Hewlett Packard Dividend Buy 04/29/10 
145. Hewlett-Packard Buy !05/12/10 
146. Hewlett-Packard Buy 05/26/10 
147. Hewlett-Packard Buy 06/29/10 
148. Hewlett-Packard Buy 07/01/10 
149. Hewlett-Packard 150. Hewlett-Packard 151. Hewlett Packard 152. Hewlett-Packard 153. Hewlett-Packard Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 08/02/10 09/03/10 09/15/10 09/17/10 10/01/10 =$15,001 $50.000 Value Codes =$15000 ..... K--$i51001 $~0,000 =$50;001 $100,000 ........ =$100,001 $250;000 
(See Columns and 03) ~$~ff~;~] $i;000,000 ;$i!00~0oi $5i000i000 --$5;000,001 S25;000,000 P~--M~e th~ s~o,oooio0o Method Codes Q~A i~iSa~ =Cash Market 
(See Column C2) =Book Vatue =Other ~Estimated ..... 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRU STS -income, volue, transactions (Includes those spouse and dependeni children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
154. Hewlett-Packard 
155. Hewlett-Packard 
156. Hewlett Packard 
157. Hewlett-Packard 
158. Gap Dividend 
159. Gap 
160. Gap 
161. Cameron International None 
162. General Motors None 
163. Health Net None 
164. AOL None 
165. AOL 
166. Hess Dividend 
167. Hess 
168. Hess 
169. Hess 
170. Kimberly-Clark Dividend 
 
Sold (part) Sold (part) Sold (part) Sold (part) Buy 10/06/10 10/27/10 12/10/10 12/17/10 03/11/10 
Buy 04/07/10 
Buy 07/29/10 Buy 11/18/I01 Buy 11/08/10 
Buy 02/16/10 
Sold 07/12/I0 
Buy 07/28/10 
Buy 08/17/10 
Buy 08/24/10 
Sold (part) Buy 12/22/10 08/09/10 InCome Gain Codes: =$I.000 less -$1,001 $2.500 =$2.501 $5.0~0 =$5.001 $15.000 =$15.001 -$50.0@) 
tSee Columns and D4) =$50.001- $100.000 =$100.001 $1.000.000 =$1.000.001 $5.000.000 =More than 55,000.000 Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
(See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.000 =$I.000.001 $5.000.000 =$5,000,001 $25.000.000 =$25.000.0~ $50.000.000 =More than $5(3.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmenl =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
 
 
VII. INVESTMENTS and TRU STS -incor, vulue, transactions anciades those spoase and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
171. Kimberly-Clark Buy 11/03/10 
172. Kroger None Buy 11/23/10 
173. Aetna Dividend Sold 05/05/10 
(part) 
174. Lear None Buy 06/25/I0 
175. Lear Buy 10/28/10 
176. Marathon Oil Dividend Buy 05/20/10 
177. Marathon Oil Buy 106/18/10 
178. Marathon Oil Buy 06/22/10 
179. Newfield Exploration None Buy 02/16/10 
180. Newfield Exploration Buy 03/22/10 
181. Newfield Exploration Sold 06/15/10 
(part) 
182. Newfield Exploration Buy 10/04/10 
183. Steel Holding None Sold 04/28/10 
184. Parker Hannifin Dividend Buy 08/06/10 
185. Parker Hannifin Buy 08/23/10 
186. Parker Hannifin Buy 12/06/I0 
187. E.I. Dupont Dividend Sold 04/16/10 
(part) Income Gain Codes: =$1.000 less =$1.001 $2.500 =$2.501 $5~000 =$5,001 $15.000 =$15.001 $50.000 
(See Columns and D4J =$50.001 $100.000 100.001 1.000,000 --$1,00O,001 $5.000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 $50.090 =$50.001 $100.000 =$100.001 -$250,000 
ISee Columns and D3) =$250,001 $500.000 -$500.001 $1.000.000 =$1.[]00.001 $5.000.000 =$5.000.001 $25.000.000 =$25,000,001 550.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmen~ =Cash Market 
(See Column C2) =Book Value =Other =Estimaled 
 
Name Person Reporting Date Repor~ 
VII. INVESTMENTS and TRUSTS -income, volue, ~ansoction~ (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
(including [~st a~e~) 
...... exempt 
188. E.I. Dupont Sold (part) 05/28/10 
189. E.I. Dupont Sold 06/21/10 
(part) 
190. E.I. Dupont Sold 06/28/10 
191. Raytheon None Buy 11/19/10 
192. Raytheon Sold 12/09/10 
(part) 
193. Royal Caribbean Cruises None Buy 01/20/10 
194. Royal Caribbean Cruises Sold 11/02/10 
(part) 
195. Safeway Dividend Buy 03/25/10 
196. Safeway Buy 04/05/10 
197. Ensco Dividend Buy 02/18/10 
198. Ensco Buy 02/22/10 
199. Ensco Buy 04/22/10 
200. Ensco Buy 05/06/10 
201. Ensco Buy 06/02/10 
202. Ensco Sold 07/15/10 
203. Ford Motor Co. None Buy 02/01/10 
204. Ford Motor Co. Buy 02/03/10 
(See Columns Bl~nd D4) =$50,001 ;$100,000 ~$100;001 $1;000,000 HI-fi,000,001 $5,000,000 =More than $5,090,~ Value Codes =$15,000 less =$15,00i  SS0;000 =$50,00i $i00,00~ 
(See Col ....CI and D3) =$250,001:~ $50~.000 :~i ~$i ~000,00i $5+0001000 =$25,000;001 $50,000,000 ..... P~=Morethan$50;o00,o00 Value Mcthod Codes Q-A rasa ......- R=COst(R~a Eslateony) SAssesSm~nt ......-......... 
(See Column C2) =Book Value =Other =Eslimated 
 
Name Person Reporting Date Report 
 
05/10/2011 
VII. INVESTMENTS and TRU income, vulue, ~unsoetions anaudes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
205. 
 Ford Motor Co. 
 
206. 
 Ford Motor Co. 
 
207. 
 Ford Motor Co. 
 
208. 
 Ford Motor Co. 
 
209. 
 Ford Motor Co. 
 
210. 
 Ford Motor Co. 
 
211. 
 Ford Motor Co. 
 
212. 
 Archer-Daniels Midland .213. Archer-Daniels Midland 
 
 
214. 
 Archer-Daniels Midland 
 
215. 
 Archer-Daniels Midland 
 
216. 
 Archer-Daniels Midland 
 
217. 
 Sara Lee Corp. 
 
218. 
 Sara Lee Corp. 
 
219. 
 Sara Lee Corp. 
 
220. 
 Sara Lee Corp. 
 
221. 
 Sara Lee Corp. 
 
 
Buy 03/15/10 
Buy 04/20/10 
Buy 05/11/10 Dividend Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy 06/25/10 10/15/10 ll/ll/10 11/22/10 02/17/10 05/04/10 10/21/10 
Buy 10/26/10 Dividend Sold (part) Buy 12/10/10 04/15/10 
Buy 05/07/10 
Buy 05/25/10 
Buy 06/14/10 
Sold (part) 10/01/10 Value Codes =$i5;000 less =$15,001, $50,060 .... 
{See Columns and D3) =$250:001 S5001000 =S500,00i $1,000,000 =$25.000.001- $50,000.000 Value Method Codes =Appraisal =cOst (Real Estate Only~ 
(See Column C2) =Book Value =Other ~E~i~hi~d 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
222. Accenture PLC Ireland Dividend Buy 10/04/10 
223. Accenture PLC Ireland Buy 11/01/10 
224. Allergan. None Buy 11/18/10 
225. Allergan Buy 12/31/10 
226. Camival Corp Dividend Buy 10/19/I0 
227. Carnival Corp. Buy 10/29/10 
228. Carnival Corp. Buy 12/13/10 
229. Citrix None Buy 09/23/10 
230. Citrix Buy 10/12/10 
231. Citrix Buy 10/27/10 
232. Citrix Buy 12/23/10 
233. Dow Chemical Dividend Buy 02/04/10 
234. Dow Chemical Buy 05/28/10 
235. Dow Chemical Buy 07/19/10 
236. Dow Chemical Buy 08/03/10 
237. Dow Chemical Buy 08/04/10 
238. Dow Chemical Buy 09/01/10 Va~ue Cod~ =S,5,OO0 o~i .......... --More than $~,0~0,000r~ ~$~00,00i- ~50,000 ..... 
(See Columns and D3) =$250,001 $500,000 ~$b~;06i ii~61000 =$ii~iooi ~oo~ioo0 ~$~i000~00i $25;0001006: Value Method Codes Q~Ap Estate S-AsseSSment: Cash Market 
(See Column C2) =Book Value ....... ..... ..... =E~i~at~d 
 
Name Person Reporting Date Report 
 
05/10/2011 
VII. INVESTMENTS and TRUSTS -income, value, t~an~actions aneludes those olspouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
239. Express Scripts Inc. None Buy 05/04/10 
240. Express Scripts Inc. Buy 06/11/I0 
241. Express Scripts Inc. Buy 06/14/10 
242. Express Scripts Inc. Buy 10/08/10 
243. Express Scripts Inc. Buy 12/09/10 
244. Flowserve Corp None Buy 10/25/10 
245. Flowserve Corp. Buy 11/12/10 
246. Goodrich Corp. Dividend Buy 04/09/10 
247. Goodrich Corp. Buy 10/28/10 
248. Intuit None Buy 12/16/10 
249. Juniper Networks None Buy 08/23/10 
250. Juniper Networks Sold 10/15/10 
(part) 
251. Marvell Technology Group None Buy 1/02/10 
252. Marvell Technology Group Buy 1/11/10 
253. Apache Corp. Sold 1/03/10 See Part VIII 
254. Noble Energy Inc. Dividend Buy 01/26/10 
255. Noble Energy Inc. Buy 01/29/10 =$15,001 -$50,000 Value Codes =$15 000 less ~$15,001 $50,000 =$50 001- $100 000 =$100.001 $250~000 
(See Columns and D3) =$250;001 $500;000 .... ~$500.001 $i;000,000 =$1 000.001 $5;000i000 =$5 000~00I $25,000 000 =$25,0oo,0ol ~50100oi00o ............ =More than $50~000i000 Value Method Codes ~pp~ai~a! (Real Es~ate 0nly) =Assessment .... =Cash Market 
(See Column C2) =Book ValUe --Other --Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, volue, ~onsactlons (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
256. Noble Energy Inc. Buy 04/12/10 
257. Noble Energy Inc. Buy 07/14/10 
258. Noble Energy Inc. Buy 10/06/10 
259. Potash Corp. Saskatchewan None Buy 12/16/10 
260. Polash Corp. Saskatchewan Buy 12/20/10 
261. Rovi Corp. None Buy 12/15/10 
262. Southwestern Energy None Buy 10/21/10 
263. Southwestern Energy Buy 11/18/10 
264. Southwestem Eneregy Buy 11/22/10 
265. Occidental Petroleum 266. Occidental Petroleum 267. Occidental Petroleum Dividend Sold (part) Sold (part) Buy 01/20/10 02/08/10 07/01/10 
268. Occidental Petroleum Buy 07/09/10 
269. Occidental Petroleum 270. Stanley Black Decker Inc None Sold (part) Buy 1/11/10 12/22/10 
271. Starbucks Dividend Buy 09/07/10 
272. Starbucks Buy 10/07/10 
 
=$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 Value Codes J--$15 000 less ~$i00:00i $1,0001000 =$15,001 $50,000 =$1,000,001, $5.000.000 =More than $5,000,000 =$5o,001 $1oo.000M =$100~o01 
(See Colurrms and D3) =$250 001 25500 000 ~$500i~1 $1,000,000 =$1.000,00i $5~000;~0 =$25,000,00i $50~000,000 =More than $50,000.006 Value Method Codes =Appraisal =COst (Red! Estate Only) =Assessnlent ~esh Market ..... 
(See Colunm C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENT and STS -income, vatue, ..... dons (Includes those ...... dependent children; see pp. 34-60 f!llng instructions.) NONE (No reportable income, assets, transactions.) 
273. Starbucks Buy 10/25/10 
274. Starbucks Buy 11/30/10 
275. Noble Corp. Dividend Buy 02/26/10 
276. Noble Corp. Sold 05/25/10 
277. Goldman Sachs Dividend Buy 01/22/10 
278. Goldman Sachs Buy 01/25/10 
279. Goldman Sachs Buy 02/16/10 
280. Goldman Sachs 281. Goldman Sachs 282. Goldman Sachs 283. Goldman Sachs 284. Goldman Sachs Sold (part) Sold (part) Sold (part) Sold (part) Buy 04/16/10 04/21/10 04/30/10 06/01/10 07/16/10 
285. Goldman Sachs Buy 07/23/10 
286. Goldman Sachs Buy 08/04/10 
287. Goldman Sachs Buy 08/24/10 
288. Goldman Sachs Buy 09/23/10 
289. Goldman Sachs Buy 09/28/10 Income Gaih Codes: =$1,000 less =$1;001 $2i500 C=$2.50i $~i000 =$5,001 $15,000 =$15,001 $50,000 
::; (See Columns and D4)F ~$50~001- $100;000 =$100100i 000.000 ~$1 0O00Ol, $5;000,000 H2--More than $5,090,000 Value Codes =$15.000 less K=$15.001 $50,000 ~$100.00i- $250,000 
(See Columns and D3) =$250,001 $500,000 =$500100i SL000,000 PI--$ii~i =$5i000i001 $25,000,000 =$25,000.001 $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market ................. 
(See Column C2) =Book Value =Other =EstiMated 
 
Name Person Reporting Date Report 
 
05/10/2011 
VII. INVESTMENTS TRUST -income, value, ,ra.saetio~s ancl.des those olspo.se and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
290. Goldman Sachs Buy 10/18/10 
291. Intel Corp. Dividend Sold 05/04/10 
(part) 
292. Intel Corp. Sold (part) 05/18/10 
293. Intel Corp. Sold 06/30/10 
(part) 
294. Intel Corp. Sold 07/08/10 
(part) 
295. Intel Corp. Sold 07/15/10 
(part) 
296. Intel Corp. Sold 08/12/10 
(part) 
297. Intel Corp. Sold 08/27/10 
(part) 
298. Intel Corp. Sold 09/30/10 
(part) 
299. Bunge Ltd. Dividend Sold 01/25/10 
(part) 
300. Bunge Ltd. Buy 06/10/10 
301. Bunge Ltd. Buy 07/06/10 
302. Microsoft Dividend Sold 01/11/10 
(pa~t) 
303. Microsoft Buy 03/08/10 
304. Microsoft Buy 04/29/10 
305. Microsoft Sold 06/23/10 
(part) 
306. Procter Gamble Buy 05/18/10 Income Gain Codes: =$1.000 less =$t.001 $2.501) =$2.50t $5.000 =$5.001 $15.000 --$15,001 $50,000 
ISee Columns and D4J =$50,001 $100.000 =$100.001- $1.000,000 =$1.000,001 $5.000,000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 $50.000 =$50,001 $100,000 =$100.001 $250.000 
(See Columns and D3) =$250,001 $500.000 =$500.001 $1.000,000 =$t,000,001 $5.000,000 =$5;000,001 $25,000.000 ~$25,000.001 $50.000,000 =More than $50.~O0.000 Value Mcthod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Scc Columh C2I -Book Value =O~cr =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
307. Proctor Gamble Buy 05/21/10 
308. Proctor Gamble Buy 06/17/10 
309. Procter Gamble Buy 06/24/10 
310. Proctor Gamble Buy 06/29/10 
311. Proctor Gamble 312. Procter Gamble Sold (part) Sold 10/01/10 11/12/10 
313. Costco Dividend Buy 05/05/10 
314. Costco 315. Costco 316. Cosstco 317. Costco 318. Costco 319. Costco 320. Coming 321. Coming 322. Metlife Dividend None Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 08/10/10 09/22/10 10/06/10 10/27/10 11/19/10 12/09/10 02/10/10 02/22/10 03/08/10 
323. Sprint Nextel None Sold 04/13/10 Value Codes =$15~0~0 less =$15;001 $50,000 =$50i001 $!00,~0 --$~00~] ~0;000 
(See Columns and 03) =$~50,001 *500.000 ~$500,001 L000;000 =S25,0001001 $50.000,000 Value Method Codes =Appraisal R-~ost(Real Estat Only) 
(See Column C2) =Book Value =Other ~Estimat~d .... 
 
Name Person Reporting Date Report 
VII. INVESTMENT and TRU -income, vutue, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
324. Sprint Nextel 325. Sprint Nextel Sold (part) Sold 
326. Quanta Services None Sold 
327. Suncor Energy None Sold 
328. United Parcel Service 329. United Parcel Service 330. United Parcel Service Dividend Sold (part) Sold (part) Buy 
331. United Parcel Service Buy 
332. United Parcel Service Buy 
333. United Parcel Service Buy 
334. United Parcel Service Buy 
335. United Parcel Service Buy 
336. Vale None Sold 
337. Vertex Pharmaceuticals None Buy 
338. Visa Inc. Dividend Buy 
339. Visa Inc. 340. Visa Inc. Sold (part) Sold (part) Income Gain Codes: tSee Columns and D4) Value Codes iSee Columns and D3) Value Method Codes (See Column C2) =$1.000 less F.=$50,001 $100.000 =$15.000 less =$250.001 $500.000 =$25.000.001 $50.000.000 =Appraisal =Book Value =$1.001 -$2.500 =$t 00.00t $1.000,000 =$15.001 -$50.000 =$500,001, $1.000.000 =Cost (Real Estate Only) =Other =$2,501 $5.000 =$1.000,001 $5.000.000 =$50.001 $100.000 =$1,000.001 $5.000.000 =More than $50.000.000 =Assessment =Estimated 
 
07/01/10 
09/20/10 
05/03/10 
05/19/10 
01/15/10 See Part VIII 
02/01/10 
08/13/10 
09/07/10 
10/19/10 
10/20/10 
10/29/10 
11/23/10 
02/t8/10 
05/20/10 
07/16/10 
08/30/10 
09/22/10 =$5.001 $15.00~ =$15.00t- $50,000 
1-12 =More lhan $5.001k000 =$100.001 $250.000 =$5.000.001 $25.000.000 =Cash Market 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUST ~ncome, v.iue, transactions a.clndes those ols~ous~ ~nd depe.dent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
341. Visa Inc. Sold 10/01/10 
342. Community Health Systems None Buy 04/26/10 
343. Community Health Systems Sold 09/20/10 
344. Capital One Financial Corp. Dividend Buy 05/04/10 
345. Capital One Financial Corp. Buy 05/05/10 
346. Capital One Financial Corp. 347. Capital One Financial Corp. Sold (part) Buy 06/23/10 08/30/10 
348. Gannett None Buy 10/05/10 
349. Flextronics None Sold 01/02/09 See Part VIII 
350. Dell 351. Dell 352. Dell 353. Dell None Sold (part) Sold (part) Sold (part) Buy 04/12/10 04/26/10 05/10/10 09/09/10 
354. Dell Buy 10/04/10 
355. Dell Buy 10/06/10 
356. Dell Buy 10/11/10 
357. Dell Buy 11/17/10 Value Cod~ ~$15,000 {ess .....K =$!5 00,-$50 000 ~$50001- $100 000 =$I00,001- $250,000 
(See Colunms and O3) =$250,001 $500,000 ~$5003001 $1,000,000 =$t;000;00i $5.000,000 L$5,000;001 $25~000,000 =$25~000;001- $50;000,000 ~Mpr than $501000.000 Value Method Codes =Appraisal =Cost (ReaI Estate only) --Assessment =Cash Market 
(See Column C2) =Bo0k ValUe =Other =Estimated 
 
Name Person Reporting 	Date Repoff 
 
VII. INVESTMENTS and TRUSTS -income, v,lue, transactions (Includes those spouse and dependent children; sepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
358. 
 Home Depot 	None 
 
359. 
 Lowes Cos. Dividend 
 
360. 
 Lowes Cos. 
 
361. 
 Lowes Cos. 
 
362. 
 Lowes Cos. 
 
363. 
 Lowes Cos. 
 
364. 
Lowes Cos. 
 
 
665. Pepsico Dividend 
366. 
 Pepsico 
 
367. 
 Pepsico 
 
368. 
 Pepsico 
 
369. 
 Pepsico 
 
370. 
 Pepsico 
 
371. 
 Pepsico 
 
372. 
 Principal Financial Group 	None 
 
373. 
 Principal Financial Group 
 
374. 
 Principal Financial Group Value Codes =$15,0~0 less =$15,001 $50.000 
(See Columns and D3) =$250~001 $500,000 O=$500,001-$1,000.000 =$25,000 001 $50,000~000 Value Method Codes =Appraisal =Cost (Real Estate Only) (See Column C2) =Book Value =Other 
Sold 01/13/10 
Sold 01/26/10 
(part) 
Sold 03/08/10 
(part) 
Buy 04/21/10 
 
Buy 05/20/10 
Buy 12/09/10 
Buy 12/10/10 
Buy 05/05/10 
Sold 07/16/10 (part) 
Sold 10/20/10 (part) 
Sold 10/22/10 (part) 
Sold 11/08/10 (part) 
Sold 1/17/10 (part) 
Sold 12/30/10 (part) 
Buy 04/01/10 
Buy 04/05/10 
Sold 05/10/10 (part) =$2,5ol $5~o0o 0--$5.ooi $15,ooo =$15.001 $50.0OO =$1 000 00[:. 000.000 ~Morethan 0g0 000 =$5o,ooI, $10o,o00 =More than $50,000,000 .... =nssessmen~ .... X=C~sh M~i~et ..... =Estimated Name Person Reporting Date Report 
 
VII. INVESTMENTS TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
375. Principal Financial Group Sold 06/11/10 
376. Chevron Corp. Dividend Buy 03/23/09 
377. Chevron Corp. 378. Chevron Corp. 379. J.P. Morgan Chase Dividend Sold (part) Sold (part) Buy 01/22/10 03/24/10 03/04/10 
380. J.P. Morgan Chase 381. J.P. Morgan Chase 382. J.P. Morgan Chase Sold (pa~) Sold (part) Buy 03/12/10 03/30/10 04/01/10 
383. J.P. Morgan Chase 384. J.P. Morgan Chase 385. J.P. Morgan Chase 386. J.P. Morgan Chase Sold (part) Sold (part) Sold (part) Buy 04/28/10 05/04/10 05/07/10 06/15/10 
387. J.P. Morgan Chase Buy 06/17/10 
388. J.P. Morgan Chase Buy 08/23/10 
389. J.P. Morgan Chase Buy 08/30/10 
390. J.P. Morgan Chase Buy 09/16/10 
391. J.P. Morgan Chase Buy 10/18/10 
!.Income Gain Codes: (See Columns and D4) 2.Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$1,000 Jess =$50.001 -$100.000 =$15.000 less =$250.001 $500.000 =$25.000.001 $50.000.000 =Appraisal =Book Value -$1.001 $2.50(} =$100;001 $1.000.000 =$15.001 $50.000 =$500,001 $1.000.000 =Cost (Real Estate Only) =Other =$2.501 $5.000 =$1.000.001 $5.000.000 =$50.001 -$100.000 =$1,000,001 $5,000,000 =More than $50.000.000 =Assessment =Estimated =$5.001 $15.0~0 =More than $5.000.000 =$100.001 -$250.000 =$5.000.001 $25.000.0~0 =Cash Market =$15,001 $50,000 
 
Name Person Reporting Date Report 
 
05/10/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
V-~ NONE (No reportable income, assets, transactions.) 
392. Rowan Companies Buy 03/31/10 
393. Rowan Companies Sold (part) 05/17/10 
394. Rowan Companies Sold 11/16/10 
395. J.P. Morgan Chase Buy 10/22/10 
396. Medco Health Solutions 397. Merck None Dividend Sold (part) Sold (part) 04/30/10 03/19/10 
398. Merck Sold (part) 05/03/10 
399. Merck Sold (part) 06/16/10 
400. Merck Sold (part) 06/23/I0 
401. Merck Sold 08/13/10 
402. Illinois Tool Works None Buy 04/22/10 
403. Illinois Tool Works Sold (part) 06/11/10 
404. Illinois Tool Works Sold (part) 06/18/10 
405. Illinois Tool Works Sold (part) 08/19/10 
406. Illinois Tool Works Sold (part) 09/24/10 
407. Illinois Tool Works Sold (part) 10/20/10 
408. lllinois Tool Works Sold (part) 11/03/10 Value Coa~s =$15~000 ............ =$15,00i $50,000 =$501001 $100;000 ~$~0oi~l ~0,000 
(See Col ....CI and D3) =-$250;001 $~00~000 ~$500i00i $L000,000 =$L00o,0oi =$25,000.0oi $50:000~000 .... ~M0~e than Value Method Codes =Appraisal =Cost (Real Estate Only) 
(See Column C2) =Book value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS TRUSTS -income, value, ~usactions anaudes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
409. Illinois Tool Works Sold (part) 11/09/10 
410. Illinois Tool Works Sold (part) 11/22/10 
411. Illinois Tool Works Sold 12/09/10 
412. Johnson Controls Dividend 
413. Target Dividend Sold (part) 04/21/10 
414. Target 415. Target Sold (part) Sold (part) 09/03/10 09/14/10 
416. Target Sold (part) 10/01/10 
417. Target Sold (part) 10/08/10 
418. Target Sold (part) 10/28/10 
419. Target Sold (part) 11/19/10 
420. Group Dividend Sold (part) 03/19/10 See Part VIII 
421. Group Sold (part) 12/28/10 
422. Alcon Dividend Buy 01/21/10 
423. Alcon Buy 02/09/10 
424. Alcon Sold (part) 04/20/10 
425. Alcon Sold (part) 07/16/10 Value Codes =$15,000 less =$15,00! $50,000 L--$50;001 ~$100,00! $250~000 =$25,000~001 $50.000.000 Value Method Codes =Appraisal -~0st (Reai Estate O~ly) 
(See Column C2) =Book Value  =Olher 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, volue, ~unsactions ancludes those olspouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
426. Alcon Sold (part) 10/22/10 
427. Alcon Sold (pan) 12/17/10 
428.~ Alcon Sold (part) 12/20/10 
429. Alcon Sold 12/30/10 
430. Broadcom Dividend Buy !09/07/10 
431. Broadcom Buy 11/09/10 
432. KLA-Tencor Dividend Sold (part) 10/04/10 
433. KLA-Tencor Sold (part) 10/22110 
434. KLA-Tencor Sold 10/29110 
435. Google None Buy 01/26/10 
436. Google Sold (part) 04/15/10 
437. Google Sold (part) 07/13/10 
438. Google Sold (part) 09/16/10 
439. Google Sold (part) 10/28/10 
440. Qualcomm Dividend Sold (par0 02/05/10 
!441. Qualcomm Sold (part) 02/12/10 
442. Qualcomm Sold (part) 02/24/10 
 
(seecolumnsBlandD4) F~$50001 ~$100000 fi~$t00001,$1000~000 000001 ~$5000000 H2=Morethan$5.000000 Value Code~ =$!5~000 !~S. =$15;001, $50,000 =$50,001 $!00,000 =$!00;00t $250;000 
(See Columns and 03) ~$250~001 $500~000 ~0Di~i:~ $1,000,000 :Pi ~$1,0oo~0oi $5;0~i0~ ~$~i~;001 $25!000~0o0 
...... =More than $~0;000!000 
VaueMethodCodns (See Column C2) Q~A ~iS~ .........-pp =Book Value R=Cost(R~a Est~t6ony) V--Other s-Assessment-W =Estimated T~ashMarkct 
 
Name Person Reporting Date Report 
VII. INVESTMENTS TRU STS -income, value, ~ra,~ctio,~ anciudes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
443. Qualcomm Sold (part) 03/26/10 
444. Qualcomm Sold 04/28/10 
445. Teva Pharmaceutical Dividend Sold (part) 10/28/10 
446. Teva Pharmaceutical Sold (part) 12/13/10 
447. Comcast Dividend Buy 03/10/10 
448. Comcast Buy 04/07/10 
449. Comcast Buy 05/03/10 
450. Comcast Buy 05/05/10 
451. Comcast Buy 05/27/10 
~452. Comcast Sold (part) 08/05/10 
453. Comcast 454. Comcast 455. Comcast 456. Comcast 457. Comcast 458. Comcast 459. Bank America Dividend Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy 09/15/10 09/27/10 10/21/10 10/29/10 11/16/10 12/22/10 01/26/10 =$5.001 $15,000 =$15,001 $50,000 :More than $5,000.000 Value Codes =~151000 =$15,00i $50.000 =$50.001 $100,000 =$100.001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$25,000,001 $50,000,000 O=$500,001-$i,000,000 ,000,001 $5,000,000 =More than $50,000,000 =$5,000.00 S25;000,000 Value Method Codes =Appraisal -~7ost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estiinated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
460. 
 Bank America 
 
461. 
 Bank America 
 
462. 
 Bank America 
 
463. 
 Bank America 
 
464. 
 Bank America 
 
465. 
 Bank America 
 
466. 
 Bank America 
 
467. 
 Bank America 
 
468. 
 Bank America 
 
469. 
 Conoco Phillips 
 
470. 
 Concoco Phillips 
 
471. 
 Conoco Phillips 
 
472. 
 Conoco Phillips 
 
473. 
 National-Oilwell 
 
474. 
 National-Oilwell 
 
475. 
 Cooper Industries 
 
476. 
 Tmnsocean Ltd. Dividend 
None Dividend 
None 
 
Buy 
Buy 
Buy 
Buy 
Buy 
Sold 
(part) Sold (part) 
Sold (part) Sold 
Sold 
(part) Sold (part) 
Sold (part) Sold 
Sold (part) Sold 
Buy 
Buy 
03/11/10 04/20/10 04/27/10 06/16/10 07/01/10 08/02/10 08/27/10 I0/21/I0 11/22/10 03/30/10 06/23/10 06/25/10 12/23/10 05/20/10 06/24/10 05/12/10 03/02/10 Income Gain Codes: =$1.000 less =$1.001 $2,500 =$2.501 $5.000 =$5,001 $15.000 =$15.001 $50.000 
(See Columns and D41 =$50.001- $100.000 =$10C.001 $1.000.000 =$1.000.001 $5.000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 $50,000 =$50.001 $100.000 =$100.001 $250.0~0 
(See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.000 -$1.000.001 $5.000.000 =$5.000.001 $25,000.000 =$25.000.001 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INV TMENT and TRUSTS -iucome, volue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
477. Transocean Ltd, Buy 04/21/10 
478. Transocean Ltd. Buy 04/30/10 
479. Transocean Ltd. Sold 06/14/10 
480. Credit Suisse 481. Exxon Mobil Dividend None Sold (part) BUy 04/21/10 05/14/10 
482. Exxon Mobil Buy 05/21/10 
483. Exxon Mobil 484. Exxon Mobil Sold (part) Sold 06/23/10 07/13/10 
485. Bemstein Emerging Markets Portfolio Dividend buy 12/07/10 
486. Hartford Financial Services Sold 02/04/09 See Part VIII 
487. Ameriprise Financial 488. Amerprise Financial Dividend Sold (part) Sold 06/30/10 07/01/10 
489. Apple Computer 490. Apple Computer 491. Apple Computer 492. Apple Computer 493. Apple Computer None Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) 03/12/10 04/20/10 09/30/10 10/19/10 11/29/10 inc0me Gain Codes: =*L000 less =$i;00i 500 ~$2;501 $5;000 =$5,001 $15;000 ---$15,001 $50;000 
(see C6Iumns and D4) =$~o~ool $10o;00o ............. ......G =$100001 --$1 000;000 =$1 000 001 $5i000 000 =Morethan $5,000,000 Value Codes 
(See Columns and D3) =S250,001 $500:000 =$500,001- $1;000,000 .... 
P3=$25,000.001-$50,000,000 =M0re than $50,000,000 Value Method Codes =Appraisal =Cost (Real EstatC Only) =Ass~ssmenl 
(See Column C2) =Book Value =Other =Esfimaicd 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, velue, transuctions anciudes those o/spousc and dependent children; see pp. 34-60 filing instructions.) (No reportable assets, transactions.)NONE income. 
Description Assets Income during Gross value end Transaefi0ng~dufing reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2): (3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Value Method  Type (e.g., buy, sell~~.:: Date Value:,: Gain ..... I~entity mmidd/yy Code Coded .... ::ibiiyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A~,H)~i::~ (if private 
(Q~W) transa~ti6h) 
 
494. 
 Danaher Corp. Dividend 	Buy 02/23/10 
 
495. 
 Danaher Corp. 	Buy 05/13/10 
 
496. 
 Danaher Corp. 	Sold 08/20/10 (part) 
 
497. 
 Danaher Corp. 	Buy 11/04/10 
 
498. 
 Danaher Corp. 	Sold 12/02/10 (part) 
 
499. 
 EMC Corp. None 	Buy 04/22/10 
 
500. 
 EMC Corp. 	Buy 05/03/10 
 
501. 
 EMC Corp. 	Sold 10/07/10 (part) 
 
502. 
 FEDEX Corp. Dividend Sold 09/23/10 (part) 
 
503. 
 FEDEX Corp. 	Sold 10/25/10 
 
 
504. Franklin Resources Dividend Sold 02/03/10 
(part) 
505. Franklin Resources Sold 06/22/10 
(part) 
506. Franklin Resources Sold 09/03/10 
(part) 
507. Franklin Resources Sold 10/01/10 
508. Gilead Sciences None Buy 02/16/10 
509. Gilead Sciences Buy 04/13/10 
510. Gilead Sciences Buy 04/23/10 Value Codes =$15,000 less =$15,001 $50.000 ~$50~001 
(See Col ....CI and D3) =$250,001 =$25.ooo:o~i $5o,ooo.ooo Value Method Codes =Appraisal -~3ost (Rea! Esla~e Only) S--Assess~ 
(See Coh,mn C2) =Bo0k Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
 
05/10/2011 
VII. INVESTMENTS and TRUSTS -income, vulue, ~runsuetion$ ancludes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE reportable income, assets, transactions.) 
511. Gilead Sciences 512. Gilead Sciences 513. Gilead Sciences Sold (part) Sold (part) Buy 08/24/10 09/22/10 11/09/10 
514. Limited Brands 515. Limited Brands 516. Limited Brands Dividend Sold (part) Sold (part) Buy 05/20/10 106/10/10 11/04/10 
517. Limited Brands Buy 11/12/10 
518. Viacom 519. Viacom 520. Viacom Dividend Sold (part) Sold (part) Buy 02/19/10 04/12/10 12/07/10 
521. Viacom Buy 12/17/10 
522. Schlumberger Dividend Buy 03/01/10 
523. Schlumberger Buy 03/02/10 
524. Schlumberger Buy 04/12/10 
525. Schlumberger Buy 04/21/10 
526. Schlumberger 527. Schlumberger Sold (part) Buy 07/15/10 10/05/10 varuo co~ J=$~5.OOOorr~s ..... 
(See Columns and D3) =$250.001 $500,000 =$25.000.001- $50.000.000 ~ha~ $~6 ~6ib~ Value Me~hod Codes Q-A rasa R~ost(Rea EstateOny).... (See Column C2) =B0ok Value =Other ~Estimated 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, vulue, t~u,~actio,~ :Includes those o/spouse and dependent children; see pp. 34-60 of.filing instructions.) NONE (No reportable income, assets, transactions.) 
528. Time Wamer 529. Time Warner Dividend Sold (part) Sold (part) 01/28/10 02/11/10 
530. Time Warner Buy 07/29/10 
531. Time Warner Sold (part) 10/05/10 
532. Time Warner Cable Dividend Sold (part) 11/08/10 
533. Cisco Systems None Buy 05/03/10 
534. Cisco Systems Buy 09/07/10 
535. Cisco Systems Buy 10/01/10 
536. General Electric Dividend Sold (part) 06/11/I0 
537. General Electric 538. The Travelers Cos. 539. The Travelers Cos. 540. The Travelers Cos. Dividend Sold (part) Sold (part) Sold (part) Buy 06/17/10 04/04/10 04/13/10 07/12/10 
541. The Travelers Cos. Buy 07/15/10 
542. ATT Dividend Sold (part) 02/24/10 
543. ATT 544. ATT Sold (part) Sold (part) 03/01/10 05/17/10 Value Codns ........ ~$i~i000 ies~ ..... ....... =$100:001 $250;000 
(See Columns and 03) =$250,001 $509;000 ~$~66ib01 i,000,000 ~$1;~;00i $5;000;0~ =$~000;001 $25;000;000 --$2L000~00 $50i0001000 .... ValueMelhodCodns rasaQ= R~Os~(R~a EstatOnly): .... .... =Assessment T=CashMarket 
(See Column C2) ~B~k Valu~ =Estimaled 
 
Name Person Reporting Date Report 
VII. INVESTMENTS TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
545. ATT Buy 07/15/10 
546. ATT 547. ATT 548. BBT Corp. Dividend Sold (part) Sold (part) 12/09/10 12/22/10 
549. Cimarex Energy 550. Cimarex Energy Dividend Sold (part) Sold 07/10/10 08/05/10 
551. Constellation Brands None 
552. Constellation Energy Group Dividend Buy 05/04/10 
553. Black Decker See Part VIII 
554. CBS 555. CBS Dividend Sold (part) Sold 04/01/10 1/05/10 
556. Dean Foods None Sold 04/15/10 
557. Arcelormittal 558. Arcelormittal 559. Arcelormittal Dividend Sold (part) Sold (part) Sold 05/12/10 06/17/10 08/12/10 
560. Amazon.com None 
561. Bank New York Mellon None Sold 02/05/10 Value Codes =slS~000 less =Sl5,00i *50.000 =*501001 $100,000 =$i00.001 $~01000 
(see Columns and D3) =$250,001. $500,000 --$500;001 $1;000~000 ~$i~000.00!-$5;000,000 =$5,000,001 $25,000~000 =$25.000,001 $50.000.000 =More than $50,000.000 Value Method Codes --Appraisal =Cost (Real Estate Only) =Assessment 
(See Column C2) ~B~k Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and STS -income, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE(No reportable income, assets, transactions.) 
562. Nokia 563. Nokia Dividend Sold (part) Buy 
564. Nokia 565. Nokia Sold (part) Sold 
566. Northrop Gmmman Dividend Sold 
567. Northrop Grumman Buy 
568. Northrop Grumman Buy 
569. Pfizer 570. Pfizer Dividend Sold (part) Buy 
571. Pfizer Buy 
572. Kohls None Buy 
573. Kohls Buy 
574. Kohls Buy 
575. Kohls Buy 
576. Kohls 577. Monsanto Dividend Sold (part) Buy 
578. Monsanto Buy 
 
01/12/10 
03/31/10 05/20/10 07/08/10 05/04/10 10/05/10 12/14/10 06/30/09 09/21/10 11/09/10 05/05/10 07/12/10 09/21/10 10/04/10 11/17/10 
08/06/10 
08/30/10 =$1,001 $2;500 =$2i50i $5~000 ~$5,001. $15~000 =$15,001 $50,000 =$1oo:ooi ~sLoo0:ooo =Mo~t~au S~,000,000 Value Codes =$15,000 less =$15,001-$50,000 ~$501001 $1001~O1 ~$~,OO1 $2501~ .... 
(See Columns and D3) =$250,001 $500.000 =$500,001 $1,000.000 =$L000~001 $5i000i000 ~$5i000;001- $25g000.000 =$25,000,001 -$50.000,000 =M0re than $~01~0~006 Value Method Codes =Appraisal -~3ost (Real Estate Only) =ASsessment ~ash Market .... 
(See Column C2) =Book Value =Other =Estimated ...... 
 
Name Person Reporting Date Report 
VII. INVESTMENT and TRUST -income, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
579. 
 Nvidia 
 
580. 
 Nvidia 
 
581. 
 Garmin Ltd. 
 
582. 
 Huntsman Corp. 
 
583. 
 Valero Energy Corp. 
 
584. 
 Valero Energy Corp. 
 
585. 
 Valero Energy Corp. 
 
586. 
 Caterpillar Inc. 
 
587. 
 Covidien Ltd. 
 
588. 
 Covidien Ltd. 
 
589. 
 Covidien Ltd. 
 
590. 
 Covidien Ltd. 
 
591. 
 Covidien Ltd. 
 
592. 
 Deutsche Bank 
 
593. 
 Deutsche Bank 
 
594. 
 Deutsche Bank 
 
595. 
 Ingersoll-Rand Dividend Buy 03/31 
Buy 10/21/10 Dividend Dividend Sold (part) Sold 11/14/10 05/13/10 Dividend Sold (part) Sold (part) Sold 01/06/10 05/10/10 07/20/10 
Sold 01/19/10 Dividend Buy 01/13/10 
Buy 01/21/10 
Sold (part) Sold (part) Sold 11/02/10 12/14/10 12/22/10 
None Sold (part) Sold (part) Sold 04/16/10 05/13/10 05/17/10 Dividend Sold (part) 01/29/10 
 
(S~ ~6i~mns ~hd D4)..... =$~01001- $i00,000 ~$i000,091 $5,0001000 =More tha~ $51000,000 .... Value Codes =$15,000 less =$15~001 $50,000 =$50,001 $i00i000 
(See Columns and D3) =$250.001- $500~000 ~$500~00i $i,000~000 :Pi--~i 00i $5i000,000 ~i~i~i ~25,000~0o0 =$25.0o0.001-$50.000.000 =M0te th~n $50.000~000 Value Method Codes saQ -pp =Cost (Real Estate O~ly) Assessment= Cash Market= 
(See Cotumn C2) =Book Value =Other =Estlmaled 
 
VII. INVESTMENTS TRU -income, value, tra,~actions ancludes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
596. Ingersoll-Rand Sold 03/04/10 
(part) 
597. Ingersoll Rand Buy 04/20/10 
598. Ingersoll-Rand Sold 07/07/10 
(part) 
599. Nexen Inc. Dividend Buy 01/26/10 
600. Nexen Inc. Buy 02/01/10 
601. Nexten Inc. Sold (part) 04/12/10 
602. Nexten Inc. Buy 07/06/10 
603. Macys Inc. Dividend Sold 05/t8/10 
(part) 
604. Macys Inc. Sold 06/25/10 
605. Masco Corp. Dividend Sold 06/04/10 
606. NVR Inc. None 
607. Office Depot None 
608. Pepeo Inc. Dividend Sold 12/17/10 
609. Pulte Homes None Sold 12/03/10 
610. Morgan Stanley Dividend Sold 03/11/10 
(part) 
611. Morgan Stanley Sold 03/12/10 
(part) 
612. Morgan Stanley Buy 10/22/10 =$15,001 $50,000 Value Codes =$15,000 less =$15i00i $50~000 
(See Columns and D3) =$250,001-$500.000 O-$500;001 $1,000,000 =$25~000,001 -$50,000.000 Value Method Codes =Appraisal -~2ost (Real Estate Only) 
(See Column C2) =Book Value =Other 
 
Name Person Reporting Date Report 
 
05/10/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
613. RRI Energy None Sold 03/25/10 
614. Smithfield Foods None Buy 05/06/10 
615. CVS/Caremark Dividend Buy 03/29/10 
616. CVS/Caremark Sold 08/06/10 
617. SPX Corp. 618. SPX Corp. Dividend Sold (part) Sold 08/18/10 09129/10 
619. Hyatt Hotels None Buy 06/02/10 
620. Hyatt Hotels Sold 10104/10 
621. Polo Ralph Lauren Dividend Buy 06/23110 
622. Polo Ralph Lauren Sold 11110110 
623. Steel Dynamics Dividend Sold 06/10110 
624. Ross Stores 625. Ross Stores Dividend Sold (part) Buy 03102/10 03/12/10 
626. Ross Stores Buy 04/20/10 
627. Ross Stores Sold 10/01/10 
628. Reliance Steel Aluminum Dividend Buy 04/22/10 
629. Reliance Steel Aluminum Sold 06/22/10 Value Codes =$15.000 less ~$15,00i $50,000 =$50~00i ~i00;~0 
(See Columns and D3) =$250,001: $500,000 ~$5001~i =$25,000i~ $50.000,000 Value Method Codes Q=Appraisa! ~ost (Re~l Esl~te Onl~) 
(See Column C2) =Book ValUe =O~her ..... --E~i~ai~d 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) 
~-~ NONE (No reportable income, assets, transactions.) 
630. Symantec None Sold 
(part) 
631. Symantec Sold 
(pa~t) 
632. Symantec Sold 
(part) 
633. Symantec Sold 
634. Dover Corp. Dividend Buy 
635. Dover Corp. Buy 
636. Dover Corp. Buy 
637. Dover Corp. Buy 
638. Dover Corp. Sold 
(part) 
639. Dover Corp. Sold 
(part) 
640. Dover Corp. Sold 
(part) 
641. Dover Corp. Sold 
(part) 
642. Dover Corp. Sold 
(part) 
643. Dover Corp. Sold 
644. Unum Group Dividend Sold 
645. Oracle Dividend Buy 
646. Oracle Buy Income Gain Codes: =$1,000 less ,001 $2.500 =$2.501 $5.000 
{Se~ Columns and D41 =$50,001 $100,000 =$100.001 $1..000,000 =$1.000.001 $5.009.000 Value Codes =$15.000 leas =$15.001 $50.000 =$50.001 $100.000 
(See Columns and D3) =$250,001 -$500,000 =$500.001 $1.000.000 =$1.000.001 $5.000,000 =$25.000.001 $50.000.000 =More lhan $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment 
(See Column C2) =Book Value =Other =Estimated 
 
02/24/09 
02/25/10 03/18/10 03/22/10 
01/15/10 
02/12/10 
02/22/I 
05/06/10 06/18/10 10/11/10 10/14/10 10/18/10 10/19/10 11/10/I0~ 
05/20/10 
:09/21/10 
09/23/10 =$5.001 $15.000 =$15.001 $50.000 =More than $5.000.000 =$100.001 $250.000 --$5.000.001 $25.000.000 -~Sash Market 
Name Person Reporting Date Report 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!llng instructions.) NONE (No reportable income, assets, transactions.) 
647. Oracle Buy 10/05/10 
648. Oracle Buy 10/25/10 
649. Oracle Buy 10/29/10 
650. Oracle Buy 12/03/10 
651. Research Motion None Buy 03/16/10 
652. Research Motion Buy 03/30/10 
653. Research Motion Sold 05/26/10 
654. Tyco Electronics 655. Tyco Electronics 656. Tyeo Electronics 657. Vodafone Dividend Dividend Sold (part) Sold (part) Sold (part) Buy 02/09/10 08/30/10 10/22/10 06/25/10 
658. Vodafone Buy 10/07/10 
659. Air Products Chemicals 660. Air Products Chemicals 661. Air Products Chemicals 662. Air Products Chemicals Dividend Sold (part) Sold (part) Sold (part) Sold 02/11/10 02/I8/10 02/26110 04/08/10 
663. Cameron International None Sold (part) 08/03110 Value Codes --$i51~ =$15,001 $50,090 =$50,001 $100,000 
(see columns andD3) =$250.001- $500,000 =$500~00i $i,0001000 =Sl,000;001 $5.000,0o0 P2--$5,000;001 ~25;000~000 .... =$25,000.001 $50,000:000 .... =More tha~ $50,000,000 Value Method Cod~ =Appraisai =Cost (Real Estate Only) =Assessment Cash Market 
(see Column c2) .... =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
664. Celgene 665. Celgene 666. Celgene 667. Celgene None Sold (part) Sold (part) Sold (part) Buy 01/11/10 01/13/10 01/14/10 08/09/10 
668. Celgene Buy 09/15/10 
669. Celgene 670. Deere Dividend Sold (part) Buy 12/07/10 09/17/101 
671. Deere Buy 09/29/10 
672. Deere Buy 10101/10 
673. Deere Buy 10122/10 
674. EOG Res. Dividend Buy 05/04110 
675. EOG Res. Buy 08/25/10 
676. EOG Res. Buy 09/24/10 
677. EOG Res. Buy 10/05/10 
678. Bancorp 679. Bancorp Dividend Sold (part) Sold 05/26/10 06/14/10 
680. Wells Fargo Dividend Buy 01/20/10 Value C~des =$15,000 less =$15,001- $501000 ~$100~i $250.000 
(See Columns and D3) =$250,001- $500.000 =$500.001 :000,000 =$25.000,001 $50,000,000 =M0re than $~01~Dio~ Value Method C~xies =Appraisa! =Cost (Real Estate Only) =Assessment T--Cash Market .... 
(See Column C2) =Book ValUe =Other ~Esti~d 
 
Name Person Reporting Date Report 
 
05/10/2011 -inco,~e, value, transactions a.cludes those spouse ~.d depeudent children; see pp. 34-60 filing instructions.) 
 
 
NONE (No reportable income, assets, ~ansactions.) (i~duding t~st a~Sei~); re~in~ ~fi~ ofi~0~i~fi~~ 
~mp~ from pfi0~ ~o@~ ~!~~ ~[) orant.) ~th~ (JP) C~e3 red~mpii6fi) (JP) (A~) ~pfi~ate 
681. Wells Fargo Buy 01/21/10 
682. Wells Fargo Buy 04/16/10 
683. Wells Fargo Buy 04/19/10 
684. Wells Fargo Buy 05/04/10 
685. Wells Fargo 686. Wells Fargo 687. Honeywell International Dividend Sold (part) Sold (part) Buy 09/14/10 09/14/10 06/25/10 
688. Honeywell International Buy 08/11/10 
689. Honeywell International Buy 12/10/10 
690. Western Digital None Sold 02/24/10 
691. Baxter International Dividend Buy 01/27/10 
692. Baxter International 693. Baxter International Sold (part) Sold 04/30/10 05/07/10 
694. Textron Dividend Sold 08/16/10 
695. Motorola None Buy 01/06/10 
696. Motorola Buy 01/07/10 
697. Motorola Buy 01/11/10 lne0me Gain Cod~s: (see Columns and D4) Value Codes A--$:li000 6~iesS F=$50.001 $t00,000 =$15,000 less ~$1;00! $21500 G--S100;001 ~:$1,000.000 ..... =$15,ooi $5o,0o0 =$2.501 $5,000 =$1,000,O01- $5.0~,000 =$5,001 S15,000 =S15,001 $50,000 1-12 =More than $5,000,000 ..... 
 
(see Columns and O3) =$250~001 $500~000 .... ~$500;00i $ii0001000 ~$i;000;001 $5i000;00~ =$25,000.001 $501000,000 ~M~r~ thah $50,000~000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =C~la Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
698. Motorola Buy 02/04/10 
699. Motorola Buy 02/08/10 
700. Motorola 701. Motorola 702. Motorola 703. Motorola Sold (part) Sold (part) Sold (part) Sold 05/13/10 07/26/10 10/22/10 12/01/10 
704. Devon Energy 705. Devon Energy 706. Devon Energy 707. Devon Energy Dividend Sold (part) Sold (part) Sold (part) Buy 03/08/10 03/09/10 03/13/09 08/30/10 
708. Devon Energy Buy 09/01/10 
709. Devon Energy Buy 12/30/10 
710. Freeport McMoran Copper Dividend Buy 02/23/10 
711. Freeport McMoran Copper Buy 02/25/10 
712. Freeport McMoran Copper 713. Freeport McMoran Copper 714. Freeport McMoran Copper Sold (part) Sold (part) Buy 05/04/10 05/12/10 07/06/10 Income Gain Codes: (See Columns and D4] Value Codes {See Colunms and D3) Value Method Codes /See Column C2) =$1.000 less =$50,001 $100,000 =$15.000 less =$250.001 $500.000 =$25,000.001 $50.000.000 =Appraisal =Book Value =$I.001 $2.500 =$I00,001 $1.000.000 =$15.001 $50.000 =$500.001 $1.000.000 =Cost (Real Estate Only) =Other =$2.501 $5.000 =$1,000.001 $5.000,000 =$50.001 $100,000 =$1,000,001 $5,000.000 =More lhan $50,000,000 =Assessment =Estimated =$5,001 $15.000 =More Ihal~ $5,000.000 =$100.001 $250.000 P2 =$5.000,001 $25,000,000: ~sl~ Market =$15,001 $50.000 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, volue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
715. Freeport McMoran Copper 716. Freeport McMoran Copper 717. Freeport McMoran Copper 718. Freeport McMoran Copper 719. General Mills Dividend Sold (part) Sold (part) Sold (part) Sold (part) 10/05/10 10/14/10 10/19/10 11/02/10 
720. Walt Disney 721. Walt Disney Dividend Sold (part) Buy 01/21/09 05/27/10 
722. Walt Disney Buy 10/05/10 
723. Walt Disney Buy 10/06/10 
724. News Corp. Dividend Sold (part) 01/11/10 
725. News Corp. Sold (part) 02/05/10 
726. News Corp. 727. News Corp. Sold (part) Buy 04/28/10 06/23/10 
728. News Corp. Buy 10/11/10 
729. News Corp. Sold (part) 12/20/10 
730. Anheuser Busch None Sold 04/09/10 
731. CME Group Dividend Sold (part) 01/25/10 Value Codes =$15,000 less --$i00;00! ~:$250,000 
(See Columns and D3) --S250.001 S500,0O0 ~S~06i0~i $25i000,000 
13 =$2000,001 $50;000;000 .... 14 =Morelhan $501oo61000 Value Method Codes Q-A raisai .....~ ...... S--A~m~ni. T~ashMark~t 
(See Column C2) =Book Value =Gther ~Esti~ai~d 
 
Name Person Reporting Date Report 
VII. INVESTMENTS TRUSTS -income, volue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
732. CME Group Buy 09/01/10 
733. CME Group Buy 11/01/10 
734. Horton Inc. Dividend Sold 11/30/10 
735. Fifth Third Bancorp Dividend Buy 06/14/10 
736. Fifth Third Bancorp Buy 07/02/10 
737. Johnson Johnson Dividend Buy 06/22/10 
738. Johnson Johnson Buy 06/24/10 
739. Johnson Johnson Buy 06/30/10 
740. Johnson Johnson Buy 07/27/10 
741. Johnson Johnson Buy 09/21/10 
742. Johnson Johnson Buy 10/04/10 
743. Johnson Johnson Buy 12/14/10 
744. Penny 745. Penny Dividend Sold (part) Sold 03/01/10 04/16/10 
746. Wal-Mart Stores 747. Wal-Mart Stores 748. Wal-Mart Stores Dividend Sold (part) Sold (part) Sold 01/12/10 01/28/10 04/30/10 
 
i~id~i~i ~)~!~i ~,0~ 6~$iO0i~i i~ii0001000 =$11000;09i $5,000,000 =More than SL000,000 .......... Value Codes J=$15;~i~ KZ$IS;001 $50,000 =$50.001 $100.000 =$100,001- $250,000 .... 
(See Columns and 03) $1,000,000 P2:=$5,000.001 $25~000;000 =$25:~00~;00i $50i0~!000 =M0~e than $50,000;000 Value Method Codes Q~A~aii~i ~0St (Rea! Estaie Only) =Assessment T~esh Market 
(See Column C2) ~Book vaifie v=other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE(No reportable income, assets, transactions.) 
749. Alliance Bemstein Global Diversified None 
Strategies 
750. Bemstein ~31obal Opportunities Hedge Fund None Income Gain Cedes: =$1,000 less =$1,001 $2,500 =$2.501 $,~ .00~ =$5.001 $15.000 =$15.001- $50.000 
(See Columns and D4) F=$50,001 $100,000 =$100.001 $1.000.0O0 =$1.0~0.001 $5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 $50.000 =$50,001 $100.000 =$100,001 $250,000 
{See Columns and D3) =$250.001 $50~.000 =$500.001 $1,000.000 =$1.000.001 $5.000_000 =$5.000,001 $25,000,000 =$25,000.001 $50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmenl =Cash Market 
(See Column C2I =Book Value =Olher =Estimated 
 
Name Person Reporting Date Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. an,ticatep,,rtolrerort.) Part VII, line Inadvertently omitted from previous report. 
Part VII, line 47. Formerly Cohen Steers Select Utility Fund. 
Part VII, line 57. Reported last year Dominican Resources due typographical error. 
Part VII, line 66. See explanation for Part VII, line 47. 
Part VII, llines 74, 75, and 76. The assests listed lines and were not correctly listted due inadvertence. Instead, their value was mistakenly included 
 
within the value the asset listed line 74. The asset line was acquired March 2007, value code The asset line was acquired July 2006, value code Part VII, line 253. This transaction was mistakenly listed last years report partial sell. fact the entire position was sold. Part VII, line 349. This assest was mistakenly last years report being partially sold 1-2-09. fact the entire position was sold that date. 
Part VII, line 420. Formerly reported Capital. 
Part VII, line 486. last years report, this asset was mistakenly reported being partly sold February 2009. fact the entire position was sold that date. 
Part VII, line 553. Erroneously reported last year part sale, fact was full sale. 
Part VII. line 328. Erroneously reported last year sold. fact was part sold. 
Name Person Reporting Date Report 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/ALLYNE ROSS 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544