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Judicial Watch • Allyne R Ross Financial Disclosure Report for 2003

Allyne R Ross Financial Disclosure Report for 2003

Allyne R Ross Financial Disclosure Report for 2003

Page 1: Allyne R Ross Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:18

Date Created:February 3, 2005

Date Uploaded to the Library:November 12, 2013

Tags:ALLYNE, Allyne R Ross, Appraisal, Market, 2003, INVESTMENTS, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED SiATE:S DISTRICT COURT 
EASTSRN DISTRICT NEW YORK 225 CADMAN PLAZA EAST BROOKLYN, 11201 
ALLYNE ROSS UNITED STATES DIST1UCT JUDGE
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Aqgust 16, 2004
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Judge Mary Lisi, Chair c::> 
1'11  
Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington, D.C. 20544 

Re: Calendar Year 2003 Filing Dear Judge Lisi: The paragraphs below are numbered correspond the numbered paragraphs your letter August 2004: 	 div.; none;  div. 	
Partial. 	
Column regarding the first Conversion, 11-14, none. Columns Band .regarding the second: NoneJ, .  .,.,: ,,.Aflyne   
:  U:i,rite4:States District Judge 
 -.:  POSITIONS. (Reporting indivi4ual only; see pp. 9-13 tiling instructions) 
 NONE -(No reportable positions.) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) 
 NONE -(No reportable agreements.} 

,.._,
c-..=> C:.:::> ,_,, '.') '--n 	(') ...,.., 

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Incom NONE -(No reportable non-investment income.) 2002 Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) 

 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE -(No reportable liabilities.)
0:11e Report 
ROSS, ALLYNE 
6/2/2004 
VII.. INVESTh1ENTS and TRUSTS -income.. value. transcations includes those the -pouse and dependent children. s.-.: pp. 34-57 filing instTuctions.) Income/Gain Codes: Sl,000 ls.s Sl,001-S2,500 S!,501-SS,000 SS,001-SI 5.000 S!5,001-S50Jl00  
tSee Columns and 04} SS0.001-S I00,000 SI00,001-$1,000,000 Sl.000,001-S5,000,000 More than SS,000,000 Value Codes: 15,000or1ION 
31. 
-Home Depot 

32. 
-Baxter Intl. ... a ..r 

33. 
-Baxter Intl. Preferred 

34. 
-Bristol Myers Squibb 

sell  9-10  
buy  7-11  
buy  7-28  
sell  10-13  NONE  

36.
-Viacom 
-Nasdaq Series Trust Income/Gain Codes: Sl,000 less ,OOl-$2,500 S2,501-S5,000  =S5.00l-Sl5,000 SIS,001-$50,000  
(Sec Columns and 04) SS0.001-SlOO,OOO $100,001-Sl,OOO,OOO  =Sl,OOO,OOJ-S5,000,000 =More 1han $5,000,000 Value Codes: 15,000 less $15,001-$50,000  =SS0,001-SIOO,OOO  =SI00,001-S250,000  
(Sec Columns and 03) S2S0,000-$500,000 $500,001-Sl,OOO,OOO 1,000,001-SS,OOO,OOO =Ss.ooo,001-S2s,ooo,ooo s2s.ooo,001-sso,ooo;ooo  =SMorc than S50,000,000 Value Mclhod Codes  =Appraisal  =Cost (Real Estate Only) Assessment  =Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated  

Date Report 
ROSS, ALLYNE 
6/2/2004 
VIL INVESTMENTS and TRUSTS -income, value. ITanscations (includes tho$e the s1xmsc and dependent children. Sns.)  
37. 38. 39. 40. 41. 42. 43. Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure -Associated Estates Realty -L-3 Communications -Nortel Networks -Schcring Plough -Sun Microsystems -Travelers -American Electric Power Preferred Income during reporting period (I) (2) Amount Type (e.g. Coc!t div. rent. (A-H) int.) GroSll value end reporting period (I) (2) Value Value Code2 Method (J-P) Code3 (Q-W)  (l) Type (e.g. buy, sell. merger, mlemption) sell buy sell sell sell sell sell Transactions during reponing period not eltCmpt from disclosure (1) l4) (5) Date: Value Gain Identity MonthCode2 Code buyer/sell.:r Day (J-P) (A (ifpriv:ue ll"I transactioo) 4-29 9-23 7-18 7-15 7-18 9-10 11-19  
44.  -American General Preferred  
45.  -ING Preferred  
46. 47. 48. 49. 50. 51. 52. 53. 54.  -AT Wireless -Bank America Corp. -DuPont -Enterprise Prods Partners -Fifth Third Bancorp 1-... : Tech Holdings -Johnson Johnson -Kaneb Pipeline Ptnrs Preferred -Lockheed Martin buy buy buy buy buy buy buy buy buy  9-5 10-:?8 I';.:(0A11rr.::o 'FRD' PRe'J;OLIS ll{'r)l[r 11-13 5-7 11-15 10-11 ... 7-25 Income/Gain Codes: S1,000 less Sl,OOl-S2,500 $2,501-SS,OOO S5.00l-SI 5.000 =SI 5,001-$50,(J){l  
(See Columns and 04)  =S50,001-SIOO,OOO SIOO,OOl-S!,000,000 Sl.000.001-$5,000.000 =More than S5,000,000 Value Codes: 15,000 less Sl5.00l-$50.000 $50.001-S!OO,OOC>  -I SI00,00l-S150,000  
(Sec lumns and 03) S'.?50,000-SSOO.OOO S500,001-S ,000,000 1.000.001.ss.ooo.ooo S5.000,001S25,000,000 S25,000.001-S50.000.000  =$More than S50,000,000 Value Method Codes  =Appraisal C.m (Rc.1 Estate Only) .A.sses5mcm   Cash/11.larkt  
(See Column C2)  =Book Value  =Other  =Estimated  

Name Person Reporting 
Date ofRepon 
ROSS, ALLYNE 
6/2/2004 
VII. INVESTMENTS and TRUSTS -income, value. transcations (includes those the spouse and dependem children. See pp. 34.57 filing ins1ructions.)  
Description Assets (including tmst ass'ls)  Income during reporting period  Gross value end reporting period  Transactions during reporting period  

(1) 
(I) t2) 
(ll not exempt from disclosure 
(2) (J) (4)
Place "(X)" after each asset exempt 
Type (e.g. Date:
Amount Type (e.g. Value Value 
Value Gain Identity 
from prior disclosure 
buy, sell. Month-
Code div. rent Code2 Method 
Code2 
(AH) int.) (J-P) 
(J-P) (A (if private 
Code 
buyer/seller
mcri,oer, Day
Codc3 
55. 56. 57. 58. 59. 60.  -Verizon Communications -Verizon Communications -ExxonMobil -Exxon Mobil -Rite Aid -Texas Instruments  (Q-W)  redemption) buy sell buy sell buy buy  i-25'-03 10-1s-02 7-23 9-23 4-17 //OJ.JC. >}oJ.JE  transaction) a:f EJI  .so FkoA1 oMIT7".;0  
61. 62. 63.  -Wells Fargo -Putnam Premier Income Trust -Andrx Group  buy buy buy  2-:zo-02 12.-i o9-10 iT.CC FtcKt  
64.  -Jones Apparel buy  4-25  
65.  -Jones Apparel  sell  6-6  
66.  -JP Morgan Chase  buy  9.5  
67. 68. 69. 70. 71.  -JPMorgan Chase -Equity Office Properties Trust -Equity Office Properties Trust IRA#2 -Saving Acct. Citibank -Smith Barney Money Fund  div int. u..  sell buy sell  11-19 11-12 12-26 NONE Income/Gain Codes:  =SJ,OOOorless 51,001-S2,500 S2,50!-S5,(J()() S5,00l-S15.000 Sl5,001-S50,000  
(See Columns and 04) S50,00lS100,000 00,001-S 1,000,000 Sl,OOO,OOl-S5.000.000  l-12 =More than $5,000,000 Value Codes: $15,0(1() less $15,00!-SSO.OOO $50,00 l-S!Oti,000 SI00,001-$250,000  
(See Colunms and 03) $250,000-$500,000 Ssoo.oo 1-S 1.000,000 ,OOO;OOl-S5.000,000 S5,000,001-S25,000,000 $25,000.001-$50.000.000    =$More than 550,000,000 Value Method Codes  =Appraisal  Cost (Real Estate Only) Assessment   Cash/Market  
(See Column C2)  =Book Yalu  =Other  =Estimated  

VINAL"'JCIAL DISCLOSURE REPORT 
Name Person Reponing 
Date Report 
ROSS, ALLYNE 
6/2/2004 
VII. INVESTMENTS and TRUSTS -income, value. tr:mscations (includes those the spouse and dependent daiJren. See pp. 4-57 filing instruccions.) 
Income during Gross value end Transactions during reponing period 
Description Assets 
reporting period reporting period 
(including trust assets) 
not e.'tempt from disclosure 
(1) (2) (I) (2) (1) 
(2) 
Place "(X)" after each asset exempt 
AmoWlt Type (e.g. Value Value Type (e.s. Date: Value Gain Identity 
from prior disclosure 
 Code! div. rent. Code2 Mcihod buy, sell. Month-Codc2 Code bnyer/selJCT 
(A-H) int.) tJ-P) Code.l merger, (A-(if private 
H'I transaction) 
73. 74. 75. '76. 77. 78. 79.  -Kaiser Group Intl. -Alliance Bernstein (formerly Alliance) Technology Fund -Smith Barney Premier Selections Fund -Smith Barney Large Cap Growth Fund -Tennessee Valley Authority Strips -Trust -T. Rowe Price Short-Term Bond Fund  div.  
80.  -T. Rowe Price Small-Cap Value Fund  
81.  -T. Rowe Price Developing Technologies Fund  
82.  -T. Rowe Price Value Fund redemption  12-4  
83.  -T. Rowe Price Capital Opportunity Fund  buy  12-4  
84.  -Citibank Checking Account  
85.  Vanguard Limited-Term Tax Exempt Fund  div.  redemption  1-7  
86.  Vanguard Tax-Exempt Money-t Fund 'j;f.'_. ...  div.  buy  4-3  
87. 88. 89. 90.  Walt Disney Co. Smith Barney Adjustable Rate Income Fund Smith Barney Adjustable Rate Income Fund Smith Barney Adjustable Rate Income Fund  div. div.  buy redeem redee:::  6-26 7-21 10-20 IJOtJ=. Income/Gain Codes: 1,000 k:ss  =Si,001-S2,500 $2,501-SS,OOO S5,00l-Sl5,000 Sl5,001S50,000  
(See Columns and 04) $50.001-SIOO,OOO SlOO,OOl-Sl,000,000 =Sl.OOO,OOJ-S5.000.000 =-lore than $5,000.000 Value Codes:  =SI 5,000 less  =$J5.00l-S50.000 $50.00 l-$1 .COO IOO,OOl-$250,0(IQ  
(See Columns and 03) $250,000-S500.DOO $500,001-S!,OOO,OOO Sl.000,001-S5.000.000 SS.000,001-$25,000,000 S25,000.001-$50.000,000 SMorc than S:'(>,000,000 Value Metllod Codes  =Appraisal  =Cost (Real Estate Only) Asscssmem Cash/Market  
(See Colwnn C2)  =Book Value  =Olhcr  =Estimated  

FINCIAL DISCLOSURE REPORT 
Name ofPerson Reporting 
Date Report 
ROSS, ALLYNE 
6/2/2004 
VII. INVESTMENTS and TRUSTS -mcome, value, lranscations (includes those ofthe spouse and deper:dent children. s-e pp. 34-57 filing inslmctions.)  
Income durin Gross value end Transactions during reponing period 
Description Assets 
reporting period reporting period
(including tmst assets) 
(1) (I) 
(ll 
(2) 
Place "(X)" after each asset exempt 
Type (e.g. Value Value Type (e.g. Date:Amo1mt 
Val Gain Identity offrom prior disclosure Code div. rent. Method buy, sell Month-Code2 Code buyer/seller 
(A-H) int.) (J-P) Code met'ger, Day 
(Q-W) 
redemption) lA-(ifprivate 
1-1) 
transaction) 
Smith Barney Municipal N.Y. Money Market Fund div.
91. 
92. 93. '94. 95. 96. 97. Rowe Price Uniform Gift Minor Account -T. Rowe Price Growth Stock Fund -T. Rowe Price International Discovery Fund -T. Rowe Price Japan Rowe Price Small Cap Stock Fund Trust#3 NONE  div.  buy  1-29  
98. 99.  -Aggressive Growth Portfolio Citibank Checking Account  NONE  SeePartVIIl  
100.  Citibank Checking Account  int.  
101.  Citibank Checking Account  int.  
102.  Vanguard Municipal Money Market Fund  div. #10 t:ifl/  
103.  Bernstein Emerging Markets Portfolio  div.  buy  12-5  
104.  Bernstein New York Municipal P..Ql'.tfolio  div.  sell  2-27  
#;",,,;  
105.  Bernstein New York Municipal Portfolio  buy  10-17  
106. Ownership Building Detroit, Mich.  rent  
107.  Supervalu Inc.  div.  
108  Altria Group (formerly Philip Morris)  div.  sell  2-27 Income/Gain Codes: 1,000 l.:ss $1,001-S2,500 $2,501-S5,000 SS,OOl-SlS,000 S15,00lS50,000  
(See Columns :ind 04) S50.001-Sl00,000 SI00,001-$1,000,000 =SI .OOO,OOJ-S5,000,000 More than SS,000,000 Value Codes:  =SI 5,000 less $15,001-$50,000 $50.001-$100,000 S100,001-S250,000  
(See Columns and 03) S:?S0,000-$500,000 $500,001-Sl,OOO,OOO 1.000,001-SS,OOO,OOO $5,000,001-S25,000,000 S25,000.00l-$50,000,000  =$More than $50,000,000 Value Method Codes  =Appraisal  =Cost {Real Estate Only)  =Assessment Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated  

Name Person Reporting 
Dale Report 
ROSS, ALLYNE 
6/2/2004 
VII. INVESTMENTS and TRUSTS .-income. value. tr:mscations (includes those the spouse and dep,-ndent children. See pp. 34-57 filing msmtctions.) 
Income during 
Gross value end Transactions during reporting period 
Description Assets 
reporting period 
reporting period 
(including tmst assets) not exempt rrom disclosure
I) (2) 
(I) 
(I) 
(3),
Place "(X)" after c:ai:h llSSC! exempt 
Value Type (e.g. Date:
Amount Type e.g. Value 
Value Gain Identity from prior disclosure 
buy, sell, Momb-
Method
Code div. rent. Code2 
Code2 Code 
buyer/seUcr 
(A-H) int.) CJ-P) 
Code3 
merger, Day (J-P) (A-(ifprivaie
redemption} 
J.n transaaion) 
109.  Cigna Corp.  
110.  Cash Balance Sanford Bernstein Co.  
111.  Cabot Corp.  
112.  Eastman Chemical  
113.  Thomas Betts  
114.  Anheuser Busch  
115.  Fleet Boston Financial  
116.  Grand Central Holdings  int.  
NOIJE NOAJt.  div. div.  

sell  10-14  
sell sell  1-6 2-27 No>JE  
sell  9-29  NoA/E.  partial sale  

117.  General American Investors  div.  
118.  Sears Roebuck Co.  div.  sell  5-27  partial sale  
119.  Sears Roebuck Co.  buy  1-3  
120.  Arrow Electronics  NONE  sell  3-19  f.)OJJ  partial sale  
121.  Genuine Parts Co.  div.  sell  2-27  partial sale  
122.  Whirlpool Corp.  -.. ..... -.  div.  sell  2-27  partial sale  

123. Corp. 

Occidental Petroleum 

124. 

125. 
Lyondell 

126. 
Tech Data Corp. Income/Gain Codes: 1,000 less 
Sec Colwnns and 04) 550.001-S 100,000 
'.!. Value Codes: 5,000 lst (Real Estalc Onl} Asscs;ment CashiMarket  
iS't! Column C2 3nlk Value   01her Estimat.:C  

Name Person Reporting 
Date ofRepon 
ROSS, ALLYNE 
6/2/2004 
VII. INVESTMENTS and TRUSTS -income, vnlue. tnmscations (includes those the spouse nnd dependent cluldrcn.
See pp. 34-57 filing instructions.) 
Income during Gross value end Transactionsduring reporting period
Description Assets 
reportingperiod rqiorting period
(including trust assets) 
lfnot exempt from disclosure
(l) (2) (I) 
Place "(X)" after each nsset exempt Type (e.g. ount Type Value Val11e Date:
(e.g. Value ain Identity 
from prior disc:losurc Codc2 Method buy, sell. Mon 

Code div. rent Code2 Code buyer/seller merger, Day
(A-H) int.) (J-P) Code3 (J-P) (A (if private redemption)
(Q-W) transaction) 
Safeway buy 2-25 
NON 
200.  Verizon Communications  div.  buy  l-3i  
g-IS  
201.  Wyeth  div.  buy  7-24  

-202. 
Cisco Systems buy 
tJON . 
203. 

204. 

205. 

206. 

207.
208. 

209. 

210. 
212.   .....  
'!!r- 
213.  
214.  
215.  
216. Income/Gain Codes: Sl,000 less Sl,OOI-S2,500 Sl,SOl-SS,000 55.001-$15,000 Sl5,00l-S50,000  
(See Columns and 04) SS0.001-S 00,000 $100.001-Sl,OOO,OOO ,OOO,OO!-SS.000,000 More than ,000,000 Value Codes: 15,000 lo:ss 15.001-550.00-0 $50.001-S 00,000 S!00,001-$250,000  
(SeeColumns and 03) S250,000-$500.000 S500,001-S!,OOO,OOO Sl,000,001-SS.OOO,OOO S5,000,00l-S25,000,000 S25,000.001-S50.000.00



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