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Judicial Watch • Alvin A. Schall – 2009

Alvin A. Schall – 2009

Alvin A. Schall – 2009

Page 1: Alvin A. Schall – 2009

Category:Federal Judges

Number of Pages:14

Date Created:September 13, 2013

Date Uploaded to the Library:December 14, 2014

Tags:Deutsche, Alvin A Schall, deposit, shares, trust, 2009, assets, TRUSTS, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
1/20/0 FOR CALENDAR YEAR 2009 u.s.c, app..~,~ I01-111) Person Reporling (last name. first, middle initial) Conr! Organization Date Reporl Schall. Alvin United Sta~es Court Appeals for the Federal Circuit 05/07/2010 Title {Article III judges indicate active senior slatus; 5a. Report Type (check appropriate type) Repotling Period 
magistrate judges indicate fidl- parl-time) Nomination, Date 01101t2009 
UnitedS~atesCircuit Judge (Senior Status) Initial Annual [--] Final 
12/31 t2009 
 
5b. Amended Report Chambers ()ffice Address the basis the information ct~ntained this Report and an) 
modifications pertaining thereto, is, opinion, compliance Suite 907 
with applicable laws and regulations. 717 Madison Place, Va~hingtoa, 20439 
Reviewing Officer D~te ....... 
 
IMPORTANT NOTES: The instructiott~ accompanying this form most followe~L Complete all parts, checking the NONE box f!~r each part where you hove reportable information. Sign last page. 
---] NONE (No reportable positions.) POSITION NAME ORGANIZATIQN/ENTITY Trustee (one two) Trust T~stee (one two) Trustee Executor (one two Estate 
~~ ,4. 
il. AGREEMENTS. Rel,orting individual on~.; .~ee pl,, 14-1~ t~f filing in~truction.,.) NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
Schall, Alvin .... fPe ....Reporting 
Ill. NON-INVESTMENT INCOME. m~o~,~ ~s~,,~ .... ,~, ~o.~ i,.~r,~o~.~ Filer~ N~n-lnvestment lne~me 
NONE reportable non-investment income.) DATE SOURCE AND TYPE 
 2009 	Renlal ofpropeRy ~br ~our weeks Spouses Non-I nveslme~l [ncome -II),ou were married during a~),po~ion ofthe reporting year, complete this .~ectio~ (Dollar amount not required e.x~ept [o honoraria.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
 2009 	Rental propeay for four weeks ~! ,,...,p,,rtatlon, lodging, toad, cntertai ..... ONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE Merit Systems Protection April 27-28, 2009 Indianapolis. Speaker the Board Legal 
Board Conference 
 
 
DaleofReporl 
05/07:20~r, 
(yours, not spouses) $6,000.00 
ITEMS PAID PROVIDED 
Fransa~rtation. Meals and I~odging 
~,~o~ ..... Reporting 	Da,e Report FTS. cl,,ae~ os~ ...... d~pvndvnt children; see pp. 28-31 filing instructions.) NON (No reportable g~s.) SOURCE DESCRIP~ON NONE (No reportable liabilities.) CREDITOR DESCRIPTION Sun T~s~ Bank Loan-S~Uled mortgage real prope~y owned reposing person VAI.UE ~0DE 
 
fP .... Reporting DateofReport .... INVESTMENTS and TRUSTS --ine ...... l.e, ...... lions (Includes those ...... dependent children; see pp. 34-60 filing instruction~.) NONE (No reportable income, assets, transactions.) B.C 
Des, cription Assets Income dunng Gross value cad Transactions during reporhng period [including trusl assets) reporting period reporting period 
(I) ~2) [I) (2) ~1) ~2) . (3) (4) (5) Place (X) after each asset  Amount Type (cg, Value Value Type Ic.g., Date Value Gain Identity excmpl from prior disclosure Code div.. rent. Code Method buy, sell, :~mnvdd/yy Code Code buyer/scllcr (A-tl) ,~r int.) (J-P) Code redemption) (A-H) (ifprivalc (JP) (Q-W) ...... tion) , .... Abbott Laboratories, Inc. Dividend Altria Group, lnc. Dividend Boeing Co. Dividend 
Citadel Broadcasting Corp None 
Exxon Mobil Corp. Dividend lVl 
General Electric Co. Dividend 
General Mills, Inc. Dividend 
Home Depot, Inc. Dividend Iospira, Inc. None 
10. Intel Corp. Dividend J.P. Morgan Chase Co. Dividend 
12. Kraft Foods, Inc. Dividend MBIA, Inc. None 
14. 
lVlinnesota Mining Mfg. Co. Dividend 
 
15. 
Motorola, Inc. Dividend Pepsico, Inc. Dividend 
 
 
 
17. Philip Morris Intl. Inc. Dividend 1 .... [Person Reporting DatentRepor~ 1 NONE (No reportable income, assets, transactions.) 
(including t~st assets) Pl:t~c (X) after each asscl c~cmpt from prior disclosure rcpt~r~ing ~riod (I) (2) Amoum Type g.(~txlc div.. rcnl. {A-H) i~l.) reposing period (I) (2) Value Value C~c Method {J-P~ Code (Q-W) (I) [~pe (c.g. buy, sell. rcdcmpt~on] (2) 13) Dale Value :mn~ddyy  Code J-P) ~41 Gai~* Code {A-It} ~5) ]denlfl~ buycrzscllcr private Iran~action) 
IS. R.R. Donne[ly Sons Co. Dividend 
DWS Ad;isor Funds Mid-Cap Growth Fund Class DWS hrtemational Emerging Markets Eq,ity Fnnd Class Valt Disney Co. None Dividend Dividend Buy (addl) 12/24..09 
22. Yurn Brands, Inc. Dividend 
23. 5.759-~ State ttealth Higher Edu Fac. Bond, due O7/01/09 Cap~lal One Bank Certificate Deposit Interest Interest Redeemed 07,01/09 Capital One Bank Certificate Deposit Interest 
26. American [:xprcss Certifitcate I)eposil (. Interest 1 Waehovta Bank Certificate Deposit Interest DWS Cash Investment Trust* Interest 
29. DVS Cash Investment Trust Interest Great Horn Mining Syndicate None E,_lgartown Water Co. None 
32. NIair~bt~hcr. Inc. None l_vcrgreen Money Fund Interest 
34. Fidelity Cash Reserves Fund--1 Interest Inherit 02q 8..09 
*(Formerly Scudder Cash InvestmentTrust 
 
Name Person Reporting Date Report NONE (No reportable income, assets, tr~trtsttctions 
Dc~crq~tion Assets (including t~st asscLs~ Income dtlrlo~ ~porting pcriod (Jross vahm end ofrepo~tmg period raasacttons during rc~rtlng period 
Place (X) after each assel exempt from pdor disclosure Amount Type (e.g. (ode d~v rent, (A-II} int  Value (?t,dc D-P} Value Mclhod Code T~pe (eg. buy sell. redcmplion) Date ..mm,ddiy~ Value (~odc I.JP) Gain Co0c (A-H)~ Identity buyer!seller tifprivate transaction~ 
35. Vanguard Intermediate-Term Tax-ExemptFund Admi~l Shares D~vidcnd ~uy 09/14/09 
36. Buy {addb) 09/30109 
37. Buy (addb) 10/30/09 
38. Buy (addb) 11/27/09 
39. Buy iaddl) 12;31/09 V~nguard Limited-Te~ Tax-Exempt Fund Admiral Shares Dividend Buy 09/1~/09 
41. Buy 0900/09 
42. Buy (addl) 0:30.,~ 
43. Buy (addl) 1/27~09 Buy (addb) 12/31 ,09 TRUST #1: 
46. Blackrock Funds International Bond Por~fblio Fm~d Dwidend Buy (add!) [06/18/09 
47. Deutsche Bank lnist Co. U.S. Small Capitalization Fund Dividend 
48. Deutsche Bauk Trust Co. lax-Ftce Income Fund Dividend 
49. Deutsche Bank Trust Co. Internatiom~l Fund Dividend Deutsche Bank Tnist Co. U.S. Large Capitalization Value Fund Dwidcnd 
51. 2.22% U.S Treasu~ Notes Interest 
 
NameofP ..... Reporliag 	DateolRepor! 11. INVESTMENTS and TRUSTS ......... ...........n,,,,, (Includes tho,e ofw ........ depend ....hildren; seepp. 34-60 filing in,tructions.I NONE (No reportable income, assets, transactions.) .... ....................... .... 
 
Dc~criplion Assc~s Income during Gross value end Transaclions during repo~r~ ~r~od 
Place (X) ~]flcr each asset Amcum T~e (e.g.. Value Value T~e~.g., Da~e Value Gain Idm/i~y exempt from prier discIosur~ C~de div., renL Code Method buy. sell, ~nm~dyy Code Code buyer/seller 
(A-II) im.I {J-P) Code redemption) J-P) (A-H) [ifpn~atc  [Q-W) . mmsacuon) DWS High Income Fund Clas~ Dividend MSCI Emerging Markets Index Fund Dividend 
54. 	Goldntan Sachs Natural Resources Index Dividend 
t:und Cohen Steers Realty Index Fund Dividend 
56. 	 
Deutsche Bank Trnst Co. Money Market Interest 
Deposit AeCotln 
 
 
57. 	 
TRI]ST #2: 
 
58. 	 
American Express Co. Dividend 
 
59. PLC Dividend 
 
60. 	 
Kimberly Clark Corp Dividend 
 
 
61, Pfizer, Inc. Dividend  62. Ra~,lheoi~ Co. Dividend 
63. 	RR. Donnclly Sons Co. Dividend 	x, ycd~ Co. I)ividend Merged 1015 line 61) 
t,5. Deutsche Bank Trusl (oUS. Large Dividend 
(apilalizatton Grov,th Fund 
 
66. 	Deutsche Batik Trust Co. Tax-Free Income Dividcnd 
Fund Deutsche Bank Trust International Fund Dividend 
68. 	Deutsche Bank Trust Money Market Interest 
Deposit Account .... ..... R~po.i.g 	D.,~ofR.po,~ 
FINANCIAL DISCLOSURE IO~PORT NVESTMENTS and TRUSTS ......... ~.., ..... ~o.~ t.ct.a~s tno~e o[~ ....... dependent children; ~ pp. 34-60 oJf!ling instruction~.) 
 
NONE (No reportable income, assets, transuctions 
Description Assets Income during Gross value end Tt;msacli~ms during ~porling pcri~ 
0ncludmg t~st assets) reporting period ~ff~cpo~ing period (2) (t) (2) (~) (2) [3) (~) (~) 
Pl~ce (~) alier each asset Amount y~ (e.g. Va~ue Value Type g.. ~alc Value Gain Identily exempt from prior disclosure Code d*v., rent, C~c Method buy, sell. [m~td~yy Code Code buycdscllcr~ (A-H) int) (J-P) Code rcdcmplion)  (J-P) (A-H) (if private 
IQ-W) 	. transacu~n) 
69. 	 
TRUST 03: 
 
70. 	 
Deutsche Bank Trust Co. U.S. Small Dividend 
Capita~izalion Fund 
 
 
71. 	 
Deutsche Bank Trust Co. Tax-Free Incolne Dividend 
Fund 
 
 
72. 	 
Deutsche Bank Trusl Co. Internationa! Fund Dividend 
 
73. 	 
Deutsche Bank Trust Co. U.S. Large Dividend 
Capitalization Value Fund 
 
 
74. 	 
2.225g U.S. Treasu~ Notes [utcrest 
/5. 	DWS Iligh Income Fund Class Dividend 
76. 	 
MSC Emerging Markets Index Fund Dividend 
 
77. 	 
Goldman Sachs Natural Resources Index Dividel~d 
Fund 
 
 
78. 	 
Cohen Sleets Realty Majors Index Fund Dividend 
 
79. 	 
Deutsche Bank Trust Co. Money Market Interesl 
Deposit Account 
 
 
80. 	 
TRUST #4: 
 
81. 	 
American Express Co. Dividend 
 
82. 	 
FIP PI,C Dividend 
 
83. 	 
General L:lectric (?o. Dividend 
 
84. 	 
Merck Co,, Inc. Dividend 
 
85. router Gantble Co. Di~,,idend 
 
 
t,.,. R,,ort .... r~e .... ~epo.i,,g 
[Page Schwa, Alvin 05/0712010 
VIi. I~VESTMENTS and TRUSTS ........ t.~. ....... aons (Includes ~ose ....... dependent children seepp. 34-60of filing instruc,lan.*.) 
 
NONE (No reportable income, assets, transactions.) 
Description A~scts Income during Gross ~aluc cad T~nsactlons during tc~Omg period 
(including trust ~ssct~) reporting ~riod reposing period 
Place (X) al~er each 3~scq Amount T~c (c.g, Val~ Valu~ Type Date Value Gain ldentily exempt from prmr disclosure  Code div., rent, Code Method buy. sell. m~.dd.yy Code C~c buyer.sclicr (A-IO int (J-P) Code rcdcmptitm) J-P) OX-}I} 0fpr~vatc (Q-W) transacuon) 
86. 	 
Deutsche Bnnk Trust Co. International Fund Dividend 
 
87. 	 
Deutsche Bank Trust Co. Taxable Income Dividend 
Fund 
 
 
88. 	 
DWS ttigh Income Fund-Insured Dividend 
 
89. Shares U.S. Treasury Inflation Protected Dividend 
Securities Fund 
 
 
90. 	 
PIMCO Developing Local Markets Fund Dividend 	Eaton Vance Structured Emerging Markets Dlvideud 
Fund 
92. 	Deutsche Bank Trust Co. Large I)lvtdend 
Capitalization Value Fund Path Dow Jones AIG Commodily Index l)ividend 
Total Return Fund 
 
D,qS Reef Global Real Estate Scoured Fund 
94. Dividend 
 
95. 	 
Deutsche Bank Trust Co. Money Market Dividend 
Deposit Acconnt 
 
 
96. 	 
ESTATE (Opened 10!31/08) 
 
97. 	 
Dreyfus Intermediate Municipal l~ond Dividend Buy I)2/27/09 
Fund* 
 
 
 
(addl} 
9g. 
Buy 03/31/09 (addl} I~uy 04!30/09 
(addl) 
 
100 	Buy 05/29,09 
(addl) 
I!l Buy I)6/3f1/09 
laddl) 
 
102 Buy 07i31 .09 
laddl} 
 
*(Formerly Dreyfus blunicip~lBond Fund Admr~! Shares Fund) .... ~Pe,~o. Repo.~.~ 
 
VII. INVESTMENTS and TRUSTS ......... ~.,,t ....... io.~a.~.a~.,~,o~,~o/~ ........ 
 
NONE (No reportable income, assets, transactions.) 
.~. 
D~ipl~on Assets Income d~ri~ (JfoS~ valu~ end T~nsactions during rcpo~mg peri~ 
~including t~sl asscls) ~upo~tlng period repoSing period 
(I) 121 (I) 12) (I) (2) (3) 14) 	(5) 
cxc~npl from psor d~sdesurc Code div. rent. Code Mclhod buy. sell. ~m~d~yy Code  Code bu~c~/sllcr ~A-H) ormt.) (J-P) Code3 redemption) (J-P) (A-HI (ilprlvale (Q-W) transaction) 
103. 	 
Buy 08/31/09 
{addl) 
 
 
104. 	 
Buy 09/30/09 
(addl) 
 
 
 
105, Buy 0/30,09 
(addl) 
 
106. 	Buy 11/30/09 
{addI) Buy 12130/09 
(addl) 
 
108 	Sold 07/2 ]/09 paa 
109. 	 
Sold 07/23/09 
Ipa~l) 
 
 
110. 	 
J.P. Morgan Intermediate Tax-Free Bond D~vidend Buy 01/30/09 
Fund Select Fund (add!) 	Buy 0~/27/09 
{addl) 
 
112. 	Buy 03/31/09 
{addl) 
 
113 Buy ~/30/09 
(addl) 
 
114 Buy 05/29,.09 
(addl) Buy 06/23/09 
(addl) 16. 13uy 07/21 I09 
{addl) 	Sold 09/01/09 
118 Vanguard Long-Tenn Tax-Exempt Fund Dividend 	Buy 0t/30/09 
(addt) 
119 Buy 02/27/09 
(addl) .... fPers,,n Reporting 	DateolRepor~ 
VII. INVESTMENTS and TRUSTS ........ I., ........ions (Includes those ...... dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 	 ..... .... ...... 
Dcscnptitm olAs~ets Income during Gross value end Transactions during reporting period 
(including tmsl assets) rcporling ~riod reporting per~d 
Plncc ~X) ~fter eac~ nssct Amounl Ty~ (e.g., Value  Value Type [e,g. Dzte  Value Gnin Idcntil~ cxcmp~ from pfor d~sclosurc C~c div, rent. Code Method buy, sclk m~dd,)y Code Code buyer, seller [,~-FI) in!.) U-P) C~c redcmption~ ~/-P) II) tflpriv~lc (Q-W) transaction} 20. Buy 03!31/09 
(addl) 
 
121. 	 
Buy 04!30/09 
(addli 
 
 
122. 	 
Buy 05/29.,09 
(addl) 
 
 
 
123 Buy 06/30/09 
(addl) 
 
124. 	 
Buy 07/31/09 
(addl) 
 
 
125. 	 
Sold 09101!09 
 
126. 	 
Vanguard Shor~-TcrrnTax-Exempt Admiral Dividend Buy 01/30/09 
Shares Fund [addl) 
 
 
127. 	 
Buy 02127/09 
(addl) 
 
 
128. 	 
Buy 03/31/09 
(addl) 
 
 
 
129 Buy 04!30/09 
(addl) 
 
130 	Buy 05/29/09 
(addI) 	13uy 06/30:09 
(addl) 
t32. Buy 1)7,31/09 
(addl) 
 
133. 	Sold 09/01109 
134 	Vanguard Intermediate-Term Tax-Exempt Dividend Buy 0Ii31/09 
Fund Admiral Shares (addl) 
 
135. 	 
Buy 02/27/09 
iaddl) 
 
 
136. 	 
Buy 03/31/09 
(addl) .... fe .... Reporlillg 1.1NVESTM ENTS and TRUSTS .......... ~.~,, ........ ,i,,,. (Include, those ,sp ........ dependent children; ,eepp. 34.60 filing ...... tions.) NONE (Aro reportable income, assets, transactions.) 
Descriptioo Assets 
0ncluding I~sI ~sscls} 
PlacclX~ after each asset exempl from prior disclosure 
137, 
138. 
 
139. 
 
140. 
 
141. 
 
 
142. Williams, Associates (Real Estate 
Partnership) 
143. 
 
144. 
 
 
[145. Igcomc durll~g repo~mg ~ri~ (}~oss ~.alue end rcpoomg pcrmd Transactions during re~mg 
~Amount T~c (e.g.. Code div..rem. . (A-II) tit int) ~ Value Code (J-P) Value Method Code (Q_~+) T~c (e.g. buy, sell. rcdcmplitm) Date Value ~:mt~d~yy Code (J-P) Gain Code (A-H) Idenfi~y buyer.sellcr transacttonl 
Buy (addl) 04/30109 
Buy (addl) 05/29/09 
Buy laddl) 06/30/09 
Buy (addl) 07131/09 
Sold 09s01/09 Distributitm 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicattpartoftt~po~) 
ADDIHONAL INFORMATION WITH RESPECT PAR[ VII Tills REPORT: Items I-I 8.21,22, 30-32, 58-64 and 81-85 are comrnon stock holdings. ~tems~9~2~34~35~4~4652~55~75-78~-9~93~94~97~~8~26and~34aremutua~funds. Items 24-27 are certificates deposit. 
,-1 Items 33,56, 68, and arc Ihe natnre money markets acconnts Item state bond. Items and are United States Treasuw Notes Items and are Individual Retirement Accounts the form money markets accounts. Ilems 47, 49, 50, 65, 67, 72, and are commingled common stock trust funds managed Deutsche Ba~k Trust Co. Ilems 48, and are commingled tax-free securities In.tst funds managed Deutsche Rank Trusl Co. Item contmingled debt securities tn~st fund managed Deutsche Bank /rust Co. Item 142 real estate partnership. 
 
FINAN CIAL DISCLOSURE REPORT ,~am, Person Reporting D~,e Report 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and thal any information not reported was ~vithheld because met applicable statutory provisions permitting non-disclosure. further certify thai earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. scq., U.S.C.  7353, and Judicial Conference regulations. 
Signature3 
NOTE: ANY INDIVIDUAL WllO KNOWINGLY AND WILFULI,Y FAloSIFIES FALLS FILE TillS REPORT MAY SUBJECT CIVIl, AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies 
Comrnittcc Financial l)isclosurc Administrative Office lhe United States Conrls Suite 2-301 One Columbus Circle, Washington, D.C. 20544