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Judicial Watch • Alvin A. Schall – 2012

Alvin A. Schall – 2012

Alvin A. Schall – 2012

Page 1: Alvin A. Schall – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Alvin A Schall, Estimated, Estate, 2012, Gross, trust, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-1 Person Reporting (last name, first, middle initial) Schall, Alvin Court Organization United States Court Appeals for the Federal Circuit Date Report 04/18/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States Circuit Judge (Senior Status)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
717 Madison Place, 
Washington, 20439 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box /of each part where you have reportable information. POSJTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee (one two) Trust 
Trustee (one two) Trustee 
Executor (one two) Estate 

PARTIES AND TERMS 
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) 

III. N-INVES TMENT INC ME. (Reporting individual anti spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, /otlging,footl, entertainment. 
{Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

04/18/2013 GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

04/18/2013
VII. INVESTMENTS and TRUSTS --income, vallle, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing insrructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

{I) (2) (I) {I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J.P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less 41.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000  E=$1 5.00l -$50.000  
(Sec Columns and 04) =$50.001 -$100,000 =$I 00.00 -$1.000.000 =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes pprnisal =Cost (Real Estate Only) =Assessment ""Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

04/18/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period Income Gain Codes: A=$!,000 orlcss =$1,001 -$2.500 =$2.501 $5.000 =$5,001 -$15.000 =$15.001 -$50,000 (Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1,000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes =$15,000 less =$15.001 -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25,000 ,001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 

04/18/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des t1tose spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) 

reporting period reporting period 
(I) (2) (I) (2) (2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J.P)  Code  redemption)  (J.P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 41.000 less  841 .001 -$2,500 =$2.501 -$5,000 =$5.001 -$15,000 =$15.001 -$50,000  
(Sec Columns and 04) =$50,001 -$1 00.000 4100.00 -$1,000.000  Ill =$1.000.001 -$5.000,000  112 =More than $5.000,000 Value Codes =$15.000 less =$15.00 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,00I -$500.000 =$500.001 -$1,000.000 =$1,000,001 -$5,000.000 =$5.000.001 -$25,000.000  
!;3 =$25.000.001 -$50;000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
{Sec Column C2) =Book Value =Other =Estimated  

04/18/2013 
VII. INVESTMENTS and TRUSTS -income, va/11e, transactions (Includes those ofspo11se and dependent children; see PP 34-60 filing imtr11ctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofrepo11ing period 
(I) (2) 
(I) 
(2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less  B41,00I -$2.500 =$2.50 -$5.000  0=$5,001 -$1 5.000 =$15.00 -$50.000  
(Sec Columns and D4)  F=$50,00I -$100,000 =$100.001 -$1.000.000  Ill =$1.000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.00 -$I 00,000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500,00 1.000.000 =$1,000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) '""Book Value  V=Othcr =Estimated  

04/18/2013 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 filing insrructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
 

(I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Income Gain Codes: =$1.000 less 41,001 -$2,500 =$2.501 -$5.000 =$5.001 -$1 5.000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000.001  $5.000.000  112 =More than $5,000.000 Value Codes =$15.000 less =$15.001  $50.000 =$50.001  $100.000 =$1 00.001  $250.000  
(See Columns and 03) =$250.001  $500.000  0=$500.001 -$1,000.000 =$1.000.001  $5.000.000  1'2 =$5.000.001  $25,000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=:Othcr =Estimated  

Schall, Alvin 
04/18/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (2) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. DWS Reef Global Real Estate Secured Fund  Dividend  
87. Deutsche Bank Trust Co. Money Market Deposit Account  Dividend  
88. ESTATE (Closed 06/12112):  
89. Dreyfus Intermediate Municipal Bond Fund  Dividend  Sold (part)  01/05/12  
90.  Sold  01/19/12  
91. Williams Associates  None Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5,000,000  1'2 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value ==Other =Estimated  

Date Report 
04/18/2013
Schall, Alvin 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
ADDITIONAL INFORMATION WITH RESPECT PART VII THIS REPORT: Items 1-18, 21, 22, 29-31, 50-55 and 73-77 are common stock holdings. Items 19, 20, 27,28,34-39, 45-47, 67-70, 80-83, 85, and are mutual funds. 
Items 23-26 are certificates deposit. 
Items 32, 33, 48, 60, and are the nature money markets accounts. 
Items and are United States Treasury Notes. 
Items 42, 43, 48, 57, 59, 62, 64, 65, 78, and are commingled common stock trust funds managed Deutsche Bank Trust Co. 
Items 41, and are ommingled tax-free securities trust funds managed Deutsche Bank Trust Co. 
Item commingled debt securities trust fund managed Deutsche Bank Trust Co. 
Item real estate partnership. 

04/18/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Alvin Schall 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544