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Judicial Watch • Alvin A Schall Financial Disclosure Report for 2006

Alvin A Schall Financial Disclosure Report for 2006

Alvin A Schall Financial Disclosure Report for 2006

Page 1: Alvin A Schall Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:11

Date Created:August 31, 2007

Date Uploaded to the Library:November 12, 2013

Tags:Deutsche, schall, Alvin A Schall, ALVIN, trust, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. IOI-I Person Reporting Qast 11ame, first, middle initial) Schall, Alvin Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge (Active) Court Organization U.S. Court Appeals/Fed.Cir. Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Date Report 04/13/2007 Reporting Period 01/01/2006 12/3112006  
Sb. Amended Report Chambers Office Address Suite 907 717 Madison Place, Washington, 20439 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY Trustee (one two) Trust#2 
Trustee (one two) Trust#4 
("') 
-II, AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
 NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
Schall, Alvin 
04/13/2007 
IIJ. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2006  Rental property for five weeks 805.00 Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honororia.) 
[KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
JV, REIMBURSEMENTS -transportation, lodging, food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  New York Intellectual Property Law Association  March 23-24--New York, NY--Annual Dinner Honor the Federal Judiciary (Transportation, Meals, and Lodging)  Columbia University  October 30-November 1--New York, NY--Taught class Columbia University School Law (Transportation, Meals, and Lodging)  

Date Report 
Name Person Reporting 
04/13/2007
SchaU, Alvin 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) 
Sun Trust Bank 

Date Report 
Schall, Alvin 
04/13/2007 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 14-60 filing
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  

Transactions during reporting period 
(l) 
(2) 
(1) 
(2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g. buy, sell, redemption) Date Month Day 
Value  Gain  Identity  
Code  Code  buyer/set ler  
(J-P)  (A-H)  (if private  
transaction) Abbott Laboratories, Inc.  Dividend Altria Group, Inc.  Dividend Anheuser-Busch Cos., Inc.  Dividend Boeing Co.  Dividend Exxon Mobil Corp.  Dividend Freescale Semicondutors, Inc.  None  Merger 12/04 General Electric Co.  Dividend General Mills, Inc.  Dividend Home Depot, Inc.  Dividend  
10. Hospira, Inc.  None  
11. Intel Corp.  Dividend  
12. J.P. Morgan Chase Co.  Dividend  
13. MBIA, Inc.  Dividend  
14. Minnesota Mining Mfg. Co.  Dividend  
15. Motorola, Inc.  Dividend  
16. Pepsico, Inc.  Dividend  
17. R.R. Donnelly Sons Co.  Dividend Income Gain Codes; =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 1,000,00 $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Schall, Alvin 
04/13/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 

(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  (I)  (2)  
Amount  Type (e.g.  Value  Value  
Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Transactions during reporting period 
(I) 
(3)
(2) 
Type (e.g. 
Date 
Value 
Gain 
Identity 
buy, sell, Month 
Code 
Code 
buyer/seller 
redemption) Day 
(if private transaction) 
(J-P) 
(A-H) 
18. Scudder Mid-Cap Growth Fund Class (Renamed--See Below) 19. Scudder New Asia Fund (Renamed--See Below) 20. Walt Disney Co. Yum Brands, Inc. 22. 5.75% State Health Higher Edu. Fae. Bond, due 07/0I109 23. 5.625% U.S.Treasury Notes, due 05/15/08 24. Scudder Cash Investment Trust 25. Scudder Cash Investment Trust9  Dividend Dividend Dividend Dividend Interest Interest Interest Interest  
26. Great Hom Mining Syndicate  None  
27. Edgartown Water Co.  None  
28. Mainbocher, Inc.  None  
29. Evergreen Money Fund  Interest  
30. TRUST#!:  
3l. Deutsche Bank Trust Co. Special Opportunity Fund  Dividend  
32. Deutsche Bank Trust Co. Tax-Free Income Fund  Dividend  
33. Deutsche Bank Trust Co. International Fund  Dividend  
34. Deutsche Bank Trust Co. Capital Income Fund  Dividend  Partial Sale  03/15  Loss Income Gain Codes: =$1,000 less =$1,00 -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 E=$15,00l -$50,000 (See Columns and 04) F=$50,00 -$I 00,000 =$I 00,00 -Si ,000,000 =$1,000,00 -S5,000,000 =More than S5,000,000 
Value Codes =$15,000 less K=Sl5,00l -S50,000 L=$50,00 -$I 00,000 =$I 00,00 -$250,000 
(See Columns and 03) N=$250,00 -$500,000 =$500,00 -SI ,000,000 =SI ,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Q=Appraisal S=Assessment 
Value Method Codes =Cost (Real Estate Only) T=Cash Market 

(See Column C2) =Other =Book Value =Estimated 

18. 
DWS Advisor Funds Mid-Cap Growth Fund Class 

19. 
DWS International Emerging Markets Equity Fund Class 

Date Report 
Schall, Alvin 
04/13/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see pp. 14-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets Transactions during reporting period 
(including trust assets) 
(4) (5) 
Place (X)" after each asset Gain Identity 
exempt from prior disclosure Code 
buyer/seller (A-H) 
(if private transaction)  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  
(Q-W)  

Fund 35. 2.00% U.S. Treasury Notes 36. Scudder High Income Fund (Renamed--See Below) 37. Templeton Global Bond Class Fund  Interest Dividend Dividend  

38. MSC! Emerging Markets Index Fund  Dividend  
39. Goldman Sachs Natural Resources Index Fund  Dividend  
40. Cohen Steers Realty Index Fund 41. Deutsche Bank Trust Co. Money Mkt. Dep. Acct.  Dividend Interest  
42. TRUST#2:  
43. American Express Co.  Dividend  
44. Ameriprise Financial, Inc.  Dividend  Sold  06/14  
45. PLC  Dividend  
46. Kimberly Clark Corp.  Dividend  
47. Raytheon Co.  Dividend  
48. R.R. Donnelly Sons Co.  Dividend  
49. Wyeth Co.  Dividend  
50. Deutsche Bank Trust Co. Capital Growth Fund  Dividend Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less =$50,001 -$100,000 =$15,000 less =$250,00 -$500,000 =$25,000,001 -$50,000,000 =Appraisal =Book Value 41,001  $2,500 =$100,001-Sl,OOO,OOO =S15,001 -$50,000 =$500,001 -Sl,000,000 =Cost (Real Estate Only) =Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,001-$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment ""Estimated =S5,00 -$15,000 =More than $5,000,000 =SI00,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market  E=Sl5,00l -$50,000  
36.  DWS  High  Income  Fund  Class  

Name Person Reporting 
Date Report 
Schall, Alvin 
04/13/2007 
VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(2) 
(1) 
(2) 
(l) 
Place "(X)" after each asset 
Amount 
Value 
Value
Type (e.g. 
Date
Type (e.g. 
Gain
Value 
Identity 
Code 
exempt from prior disclosure 
div., rent, 
Code 
Method 
buy, sell, 
Month 
Code 
buyer/seller
Code 
(A-H) int.) 
Code
(J-P) 
redemption) 
Day 
(if private 
(A-H) 
transaction)
(Q-W) Income Gain Codes: =$1,000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00 ,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

62. DWS High Income Fund Class 

Name Person Reporting 
Date Report 
Schall, Alvin 
04/13/2007 
VII. INVESTMENTS and STS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

67. Deutsche Bank Trust Co. Money Mkt. Dep. Acct.  Interest  
68. TRUST#4:  
69. American Express Co.  Dividend  
70. Ameriprise Financial, Inc.  Dividend  Sold  06/14  
71. PLC  Dividend  
72. General Electric Co.  Dividend  
73. Merck Co., Inc.  Dividend  
74. Medco Health Solutions, Inc.  None  Sold  06/14  
75. Procter Gamble Co.  Dividend  
76. Deutsche Bank Trust Co. International Fund  Dividend  
77. Deutsche Bank Trust Co. Maximum Income Fund 78. Deutsche Bank Trust Co. Money Mkt. Dep. Acct.  Dividend Interest Income Gain Codes: 1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001. $15,000 =$15,001  $50,000  
(See Columns and 04) =$50,001  $100,000 =SI 00,001  1,000,000 =$1,000,001  S5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001  $50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Columns and DJ) =$250,001  $500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
04/13/2007
Schall, Alvin 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicate partofReport.) 
ADDITIONAL INFORMATION WITH RESPECT PART VII THIS REPORT: Items 1-17, 20, 21, 26-28, 43-39 and 69-75 are common stock holdings. 
Items 18, 19, 36-40 and 62-66 are mutual funds. 
Items 29, 41, 55, and are the nature money market accounts. 
Item state bond. 
Items 23, and 61are United States Treasury Notes. 
Items and are Individual Retirement Accounts the form money market accounts. 
Items 31, 33, 34, 50, 51, 53, 55, 57, 59, and are commingled common stock trust funds managed Deutsche Bank Trust Co. 
Items 32, and are commingled tax-free securities trust funds managed Deutsche Bank Trust Co. 
Item comingled securities trust fund managed Deutsche Bank Trust Co. 

Date Report 
04/13/2007
Schall, Alvin 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature 
NOTE: MAv SUBJECT c1v1L AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544