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Judicial Watch • Alvin K Hellerstein Financial Disclosure Report for 2010

Alvin K Hellerstein Financial Disclosure Report for 2010

Alvin K Hellerstein Financial Disclosure Report for 2010

Page 1: Alvin K Hellerstein Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:8

Date Created:November 5, 2013

Date Uploaded to the Library:November 12, 2013

Tags:Hellerstein, Stroock, Alvin K Hellerstein, ALVIN, 2010, investment, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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AOIO Rev. 112011 Go1ernment Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. opp. JOI-I I/) Person Reporting (last name, first, middle initial) Court Organization Hellerstein, Alvin U.S. District Court -NY-South Title (Article Ill judges indicate actin senior status;  Sa. Report Type (check appropriate type)  
magistrate judges indicate full-or pan-time)  Nomination,  Date  
U.S. District Judge (Senior)  Initial  Annual  Final  
Sb.  Amended Repon Date Report 
06/28/2011 Reporting Period 
01/01/2010 
12/31/2010 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
United States District Court 
500 Pearl Street -Room 1050 
New York, New York 10007 
Re.ie"ing Officer Date 
IMPORTANT NOTES: The instmctions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing 
instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1/1/96  Stroock Stroock Lavan LLP, former law firm (Pension Plan for retired partners)(No Control) 1/1/89  Stroock Stroock Lavan Retirement Plan (management firm's IRA and 401K plans)(No Control) 111184  Stroock Stroock Lavan Investment Partnership (No Control)  

Hellerstein, Alvin 

06/28/2011
Hellerstein, AMn 
Ill. NON-INVESTMENT COME, (Reporting indfridual and spouu; see pp. 17-U filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 2010 Pension from former law firm $451,061.00 Spouse's Non-Investment Income -I/you were married during any portion thneponing year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV, REIMBURSEMENTS -transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 

Center for the Constitution -6/14-16/2010 Montpelier, Seminar Transportation James Madison's Montpelier 

Hellerstein, AMn 
06/28/2011 GIFTS. (Includes tlrou spouse and dependent children: set pp. 18-31 filing instrudions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children: see pp. 31-JJ filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  Chase Mortgage Corp.  Mortgage, condominium 

06/28/201
Hellerstein, Ahin 
VII. INVESTMENTS and TRUSTS -income, atue, transactions (Includes those ofspouu and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period reponing period Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -$5,000  D=SS.001-$15.000 =St5.00I -$50.000  
(Sec Columns and [).I) =S50.001 -SI00.000 =SI00,001 -Sl.000.000 =Sl.000.001 -$5.000.000 =More than $5.000.000 Value Codes 15,000 less =$15,001 -S50.000 =$50.001 -SI00.000 =SI00.001 -$250.000  
(See Columns and DJ) =S250.00I -S500,000 =S500.00 1,000.000 =Sl.000.001 -S5.000.000 =SS.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than SS0.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Ass.cs'.:'>mcnt ==C a:.h Market  
(Sec Column C2) =Book Value =Other =Etimatcd  

VII. INVESTMENTS and TRUSTS 
-income, atue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reponing period reponing period 
(I) (2) (2) (I) 
(3) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd'yy Code 
Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2.501. $5,000 =$5.001 -$15,000 =$15,001 -$50.000  
(See Columns and [).I) =$50.001 -$100.000 =$100.001 -Sl.000.000 1.000.00 -$5.000.000 =More than $5,000,000 Value Codes 15.000 less =$15.001 -$50.000 =$50.00 -SI 00.000 =SI 00.00 -$250.000  
(Sec Columns and DJ) =$250.00 -$500.000 =$500.00 1,000.000 =s1.ooo.001 -S5.ooo.ooo =S5,ooo.001 -S25.ooo.ooo =$25.000.001 -$50.000.000 =More than SS0.000.000 Value Method Codes =Appmisal =Cost (Real Estate Only) =Ass:-.mcnl =Cash Market  
(Sec Column C2) =Book Value =Other  \'-""bllmatcd  

Hellerstein, Ahin 
06/28/2011 
VII. INVESTMENTS and TRUSTS income, 1a/ue, transactions (lnc/udesthose spouse and dependent children; see PP J./60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period reponing period  

(I) 
(2) (I) 
(I) (2) (3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g .  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Vanguard Emerging Markets ETF  Dividend  Buy  04/21/10  
36. Vanguard REIT ETC  Dividend  Buy  04/21/10  
37. Newmont Mining Corp.  Dividend  Donated  11/03/10 Income Gain Codes: =SJ,OOO =S1.00 -$2,500 =$2,50 -$5,000 =$5.00 15,000 =$15,00J -$50,000  
(See Columns and [).I) =$50.001 -SI00.000 =SI00.001 l.000.000 ,OOO,OOl -SS,000,000 =More than $5,000,000 Value Codes =SI S.000 Jess =$15.001 -$50.000 =$50,00 -SI 00.000 =SI00,001 -$250.000  
(Sec Columns and DJ) =$250.00 -SS00.000  O=S500.00 l,000.000 1,000.00 -$5,000,000 =$5,000,00 -S25.000.000 =$25.000.001 -$50.000.000 =More thon $50.000.000 Value Mc!hod Co =Apprai"'I =Co;! (Rcol b1>1cOnly) =As>es'.)mcnt =Cash Markel  
(Sec Column C2) =Book Value =Other =fa1ima1cd  

Date Report 
06/28/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicalepartofreport.) 
Footnote --Results investments, inclusive realized and unrealized gains and losses and dividends and distributions, are reported quarterly and for year end. separate figure for dividends was not reported me. gain loss reported, since the investment qualifies IRN401-K. Effective January 2010, the Trustees rolled over all managed investments Turner Inv Partners into Atlanta Capital Mgmt. Effective March 31, 2010, participation Shares Barclay Agg Bond Fund were rolled over into other funds managed the Trustees. previous years, was subject mandatory withdrawal lRN401-K funds, and withdrew funds the value of"M". inadvertently omitted that disclosure prior years. 
Footnote -Various the entities which SSL Investment Partnership invested were sold various dates during 20!0. The gains and losses are reported the end the year reports. The identities buyers and sellers are not given. 
Footnote --Cash value and dividends are applied premiums, resulting paid-up life insurance, payable the second die between wife and me. Hence, the policy does not pay dividends, and has gross value. 

06/28/2011
Hellerstein, Alvin 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory proisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance nith the proisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Alvin Hellerstein 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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