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Judicial Watch • Alvin W Thompson Financial Disclosure Report for 2006

Alvin W Thompson Financial Disclosure Report for 2006

Alvin W Thompson Financial Disclosure Report for 2006

Page 1: Alvin W Thompson Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:7

Date Created:August 31, 2007

Date Uploaded to the Library:November 12, 2013

Tags:Redemp, Alvin W Thompson, Business, ALVIN, Thompson, price, section, meeting, travel, lodging, 2006, EPA, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. IOI-///) Person Reporting (last name, first, ddle initial) Thompson, Alvin Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Court Organization U.S. District Court (Conn.) Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Date Report 05110/2007 Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address United States District Court 450 Main Street Hartford, 06103 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Chair 
Immediate Past Chair 

II. REE (Reporting individual only; see pp. 14-16 instructions.) 
[KJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Name Person Reporting 
Date Report
Thompson, Alvin 
05/10/2007 
III, N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[RJ NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

AND TYPE 2006 Windsor Public Schools 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  ABA/Section Business Law  Jan. 12-16, 2006, meals.  Midwinter Council Meeting, Phoenix, Arizona. Travel, lodging and  ABA/Section Business Law  Feb. I0-12, 2006, Midyear Meeting, Chicago, Illinois. Travel, lodging and meals.  ABA/Section Business Law  April 5-10, 2006, Spring Meeting, Tampa, Florida. Travel, lodging and meals.  ABA/Section Business Law  June 21-23, 2006, National Conference for the Minority Lawyer, Philadelphia,  
Pennsylvania. Travel, lodging and meals.  ABNSection Business Law  Aug.2-8, 2006, Annual Meeting, Honolulu, Hawaii, Travel, lodging and meals.  ABA**  October 3-4, 2006, Disaster Response and Readiness Committee, Washington, DC. Travel, lodging and meals.  ABNSection Business Law  Reimbursed capacity Officer the Section Business Law.  December 1-2, 2006, Officers Meeting, Washington, D.C. Travel, lodging and meals. Reimbursed capacity member the Comm. Disaster Response ...  

V GIFTS. (Includes those spouse and dependent children. See pp. ZS-JI instructions.) 
[Kl NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 3Z-JJ instructions.) 
[Kl NONE (No reportable liabilities.) 

DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
Thompson, Alvin 
05/10/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

(I) 
Place "(X)" after each asset Type (e.g. 
exempt from prior disclosure buy, sell, redemption)  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  (I)  (2)  
Amount  Type (e.g.  Value  Value  
Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W) 
Transactions during reporting period 
(2) Date Month-Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) 10. 11. 12. 13. 14.  Rollover IRA, Rowe Price Rollover IRA, Rowe Price U.S. Gov't Bonds/Strips -TINT (RBC Dain Rauscher) Connecticut State G/O College Savings Bonds (RBC/DR) Vanguard Tax-Managed Growth Income Fund Webster Bank Accounts  None None Interest Interest Dividend Interest  Part Redemp. Part Redemp. Part Redemp. Part Redemp. Part Redemp.  12/4 7/25 8/15 12/15 8/1  Continued i'n Part Vlll  Continued Part VIII  Continued Part VIII  Continued Part VIII  
15. 16. 17. Income Gain Codes: =SI ,ODO less 1,00 -$2,500 =S2,50 -$5,000 =$5,001 -St5,000 =$15,001 -S50,000  
{See Columns and D4) =S50,00I -SI00,000 =SI00,001 -$1,000,000 1,000,00 -$5,000,000 =More than SS,000,000 Value Codes =$15,000 less =SI 5,001 -$50,000 =$50,00 I00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -S5,000,000 =$5,000,001 -S25,000,000 Value Melhod Codes =S25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value ""Estimated  

Date Report 
Name Person Reporting 
Thompson, Alvin 
05/10/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 

Part VI. fonner partner the law firm Robinson Cole, have been reporting that may contingently liable for the debts the partnership incurred while was partner the firm. left the firm October 1994. have been informed that there are longer any such contingent liabilities. 
Part VII. 
Lines -Held three common funds 
-T. Rowe Price Small Cap Fund 
-T. Rowe Price Value Fund 

-T. Rowe Price Spectrum Income Fund 
Part VII. 
Lines 3-4 -Broker left Advest, Inc. and went RBC Dain Rauscher 

Name Person Reporting 
Date Report 
Thompson, Alvin 
05/10/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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