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Judicial Watch • Andrew L. Carter – 2011

Andrew L. Carter – 2011

Andrew L. Carter – 2011

Page 1: Andrew L. Carter – 2011

Category:Federal Judges

Number of Pages:7

Date Created:February 26, 2013

Date Uploaded to the Library:September 12, 2014

Tags:Andrew L Carter, CARTER, andrew, Morgan, 2011, stock, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. opp. JOJ.J Person Reporting (last name, first, middle initial) CARTER, ANDREW Court Organization SOUTHERN DISTRICT NEW YORK Date Report 06/26/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) FULL TIME DISTRICT JUDGE Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
500 PEARL STREET 
ROOM725 
NEW YORK, I0007 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II, AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
 
PARTIES AND TERMS 
 
 
 
Name Person Reporting 
CARTER, ANDREW 
06/26/2012 
Ill. NON-INVESTMENT ME. (Reporting individ11al and spouse; see pp. 17-24 filing 
instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
SOURCE AND TYPE 1/11-12/11 BANK--SALARY 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
 
 
 
Name Person Reporting 
Date Report 
CARTER, ANDREW 
06/26/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 NONE (No reportable liabilities.) instructions.) 
CREDITOR DESCRIPTION VALUE CODE FACTS MANAGEMENT TUITION 
 
 
 
 
 
Name Person Reporting 
Date Report 
CARTER, ANDREW 
06/26/2012 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes t1iose spouse and dependent cllildren; see PP 34-60 filing ins1mctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross val end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(2) (1) (I) (2) (3) (5) 
Place (X) after each asset Amount TyPe (e.g., Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Cocte2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (ifprivate 
{QcW) transaction) 
 
Val.ue VAN GUARD INDEX 500 (IRA) Dividend VANGUARD INDEX 500 Dividend VANGUARD FUND (IRA) Dividend FIDELITY CONTRA FUND (IRA) None FIDELITY TOT BOND INDEX FUND (IRA) None J.P. MORGAN STABLE VALUE (401K) None J.P. MORGAN CHASE COMMON STOCK FUND (IRA) Dividend J.P. MORGAN CHASE AGG. PORTFOLIO (401K) None J.P. MORGAN CHASE MOD. AGG (401K) None 
10. J.P. MORGAN PENSION Interest 
11. CITADEL BROADCASTING GROUP (STOCK) None 
12. DISNEY WALT CO. (STOCK) Dividend 
13. EXXON MOBIL CO. (STOCK) Dividend 
14. MATTEL (STOCK) Dividend 
15. MERCK AND CO. (STOCK) Dividend 
16. TIME WARNER INC. (STOCK) Dividend 
17. J.P. MORGAN CHASE SAVINGS ACCT. Interest Income Gain Codes: =$1.000 less 8=$1,001-$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and D4) =$50.001 -$100.000 =$100.001 -$I .000.000 Ill =$1,000,001 -$5.000,000 112 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
Date Report 
Name Person Reporting 
CARTER, ANDREW 
06/26/2012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets} reporting period reporting period 
(2) (I) (2) (3) (4) 
Place (X) after each asset Amount (e.g., Value Value Type (e,g., Date Value Gain Identity 
exempt from prior.disclosure qiv:,_ rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller int.) Code3 redemption) (JP) (A-H) (ifprivate 
(Q-W) transaction) 
 
18. 529 MOD ERA GROWTH None 
19. 529 GROWTH None 
20. 529 BOND MKT. INDEX Interest 
21. 529 MOD AGE BASED None 
22. REAL ESTATE Rent 
23. J.P. MORGAN COMMON STOCK Dividend 
24. J.P. MORGAN RESTRICTED STOCK None 
25. J.P. MORGAN STOCK OPTIONS None 
26. REAL ESTATE Rent 
27. WELLS FARGO MONEY MARKET Interest 
28. AMERICAN CENTURY MONEY MARKET Interest Income Gain Codes: =$1.000 less =$1,00  $2.500 =$2.501 -$5,000 =$5,001  $15,000 =$15,00  $50,000 (Sec Columns and 04) =$50.001 -$!00,000 I00.00  $1.000.000 =$1,000,001-$5.000,000 112 =More than $5.000,000 
Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 I00.000 =$!00.001 -$250,000 
 
(Sec Columns and D3) =$250,00  $500.000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001  $50.000.000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) Y=Other =Book Value =Estimated 
 
Date Report 
Name Person Reporting 
CARTER, ANDREW 
06/26/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) Part VII, line 22, listed real estate. The property was purchased January 2000 for $585.000. The property located Kings County New York New York State. Part VII, line 26, listed real estate. The real estate was purchased September 2010 for $85,100. The property located Seminole County the state Florida. 
Name Person Reporting 
Date Report 
CARTER, ANDREW 
06/26/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ANDREW CARTER 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544