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Judicial Watch • Andrew S. Hanen – 2012

Andrew S. Hanen – 2012

Andrew S. Hanen – 2012

Page 1: Andrew S. Hanen – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Andrew S Hanen, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, Codes, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-1 Person Reporting (last name, first, middle initial) Hanen, Andrew Court Organization United States District Court -Texas Date Report 05/13/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) United States District Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States District Judge Andrew Hanen United States Courthouse 600 Harrison St., #30 Brownsville, Texas 75820 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instr11ctions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individ11a/ 011/y; see pp. 14-16 filing instr11ctions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24  instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Hotel and mileage GIFTS. (lnc/11des tltose spo11se and dependent children; see pp. 28-31 filing ins/ructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (lnc/11des tltose spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes t1tose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2,501 -$5.000 =$5,001  $15.000 =$15.001  $50.000  
(Sec Columns and 04) =$50.001  $100.000 =$100.001 -$1,000.000 =$1,000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 Jess  K=$15,001 -$50,000 =$50,001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent chitdren; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (2) (I) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. -RS Partners  Sold  04/10/12  
19. -Templeton Global Bond  Sold  04/10/12  
20. -Apple  Buy  04/26112  
21. -Consumer Dis.  Buy  04/26/12  
22. -Spdr Cons. STPL  Buy  04/26/12  
23. -Spdr Energy  Buy  04/26112  
24. -Spdr Indus.  Buy  04/26/12  
25. -Spdr Gold  Buy  04/26112  
26. -Vanguard Info  Buy  04/26/12  
27. IRA Account Dividend  
28. -Merrill Lynch Money Mkt. Reserves  
29. -Aberdeen Developing  Sold  04/10112  
30. -Blackrock Global  Sold  04/10112  
31. -First Eagle  Sold  04/10/12  
32. -Ivy Asset Strategy  Sold  04/10/12  
33. -Janus Forty  Sold  04110/12  
34. -Janus Overseas Fund  Sold  04/10112 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$100,000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  1!2 =More than $5.000.000 Value Codes =$15.000 Jess =$15.001 -$50.000 =$50.001 -$100.000 I00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(2) (2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) 
(Q-W) 
(J-P) 
(A-H) (if private transaction) 
35. -Prudential Jennison  Sold  04/10/12  
36. -John Hancock Global  Sold  04/10/12  
37. -Loomis Sayles Strategic  Sold  04/10/12  
38. -Putnam Diversified  Sold  04/10/12  
39. -Putnam Voyager  Sold  04/10/12  
40. -RS Partners  Sold  04/10/12  
41. -Templeton Global Bond  Sold  04/10/12  
42. -Alexion Phar  Buy  04/20/12  
43. -Alexion Phar  Buy  08/9/12  
44. -Apple  Buy  04/20112  
45. -Apple  Buy  07125112  
46. -Apple  Sold (part)  09/25/12  
47. -Apple  Buy  11/27/12  
48. -Celgene  Buy  04120112  
49. -Celgene  Sold  05104112  
50. -Continental Resources  Buy  04/20/12  
51. -Continental Resources  Sold  0514112 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15,000 =$15.001  $50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000  111 =$1.000.001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00  $1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependnt children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. -Mastercard  Buy  04/20112  
53. -Mastercard  Sold  08/9/12  
54. -Nu Skin  Buy  04/20/12  
55. -Source fire  Buy  04/20/12  
56. -VF Corp  Buy  04/20/12  
57. -VF Corp  Sold  05/08/12  
58. -RS Low Duration  Buy  05/25/12  
59. -RS Low Duration  Sold (part)  08/03/12  
60. -RS Low Duration  Sold  09106112  
61. -DWS Short Duration  Buy  05/25/12  
62. -DWS Short Duration  Sold (part)  07/25/12  
63. -DWS Short Duration  Sold  08/03/12  
64. -Putnam Gov  Buy  05/25/12  
65. -Putnam Gov  Sold  08/03/12  
66. -CYS Investments  Buy  05/25112  
67. -Intuitive Surgical  Buy  04/26/12  
68. -Intuitive Surgical  Sold  08/30/12 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5.000  0=$5,001 -$15.000  E$15.001 -$50.000  
(Sec Colunms and D4)   =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5,000.000  J12 =More than $5.000.000 Value Codes =$15.000 less =$15.001  $50.000 450.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and DJ) =$250.001  $500.000 =$500.001  $1,000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001  $50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :=Cash Market  
(Sec Column C2) =oak Value =Other =Estimated  

VII. INVESTMENTS and uSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (I) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
69.  -Tractor Supply  Buy  04/26/12  
70. 71.  -Tractor Supply -FreshMkt  Sold Buy  10/26/12 08/03/12  
72. 73.  -HMS Holdings -HMS Holding  Buy Sold  08/03/12 10/26/12  
74.  -Monsanto  Buy  08/03112  
75. 76.  -Monsanto -CF Inds  Sold Buy  I0/26/12 08/09/12  
77. 78.  -Express Scripts -Linked  Buy Buy  09/07112 09/07/12  
79. 80.  -Rackspace -Ivy High Income  Buy Buy  09/07/12 10/26/12  
81. 82.  -SpdrGold -Salix Phar  Buy Buy  11/27/12 04/20112  
83.  -Salix Phar  Sold  08/30/12  
84.  Retirement Account  IntJDiv.  
85.  -Fidelity Short Term Bond Fund Income Gain Codes: t.000 less =$1,001 -$2.500 =$2.50 -$5.000 =$5,001 -$15.000 =$15.001 -$50.000  
(Sec Cohmms and 04)   =$50.001 -$100.000 =$I 00.00 I.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00,000 =$100.001 -$250.000  
(Sec Columns nnd 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000,001  $50.000.000  1'4 =More than $50.000.000 Vnluc Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column Cl) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Jncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) Income Gain Codes: =$1.000 less  B=$1,00l -$2.500 =$2,501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5,000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(I) (2) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,00 -$2.500 =$2.501 -$5.000  D=$5.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$100.000  G=$100.00t -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100,000 =$100.001 -$250.000  
(Sec Columns and DJ) =$250.00 -$500.000 =$500.001 -$1,000.000 =$1.000,001 -$5,000.000 =$5,000.001 -$25.000,000 =$25.000.00  $50,000.000 =More than $50.000.000 Vnluc Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column Cl) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 Jess =$t,00t  $2,500 =$2.50t -$5.000 =$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$t .OOO.OOO  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.00t -$50.000 =$50.001 -$100.000 to0.00 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 =$500.00t $1.000.000 =$1.000.001 -$5.000.000 =$5,000.001  $25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column Cl) =!look Value =Other =Estimated  

Hanen, Andrew 
05/13/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
Note No. The Money Market assets IRA Account were sold and the funds transferred IRA Account #4. The sale designated partial sale because for some reason the brokerage firm handling Account failed transfer less than $2.00 and this was not discovered until after December 31, 2012. The Treasury Strips and Capstar contained IRA Account were transferred Account #4, but this form does not have way designate transfer. The Administrative Office advised list sale and subsequent purchase, which did. 
Note No. Brokerage Account new brokerage account. 
Note No. The brokerage house transferred the assets Western Asset Municipal Money Market Fund into Morgan Stanley Tax Free Income Trust noted Note last year's report. 

Hanen, Andrew 
05/13/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353and Judicial Conference regulations. 

Signature: Andrew Hanen 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544