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Judicial Watch • Andrew Scott Hanen Financial Disclosure Report for 2006

Andrew Scott Hanen Financial Disclosure Report for 2006

Andrew Scott Hanen Financial Disclosure Report for 2006

Page 1: Andrew Scott Hanen Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:9

Date Created:September 11, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Andrew Scott Hanen, Reserves, municipal, bonds, money, texas, Market, 2006, dividend, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES DISTRICT COURT  
SOUTHERN DISTRICT TEXAS  
ANDREWS. HANEN U.S. DISTRICT JUDGE  600 li-'.RR.ISON STREET, #301 BROWNSVll.LE, TEXAS 78520-7114 TEL: (956) 548-2591  

......., ___, 'CJ 
c_June27, 2007 ..,, c::
uiZ
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301, One Columbus Circle, N.E. Washington, D.C. 20544 
Re: Amen_dment Financial Disclosures for Judge Andrew Hanen 
Dear Sir/Madam: 
Pursuant the Committee's letter request June 21, 2007, please find the following additional information. All the following pertains information contained Part VII:
Reserves -Merrill Lynch Money Mkt
i13 
Reserves  -Chase Retirement Money Mkt Reserves -Merrill Lynch Money Mkt  
 

120  -Amboy Nat'l Bank  !Matured j10/27  
;21  -New Frontier Bank  Buy  i11120!  
:22  -Fidelity Cash Reserves  

-Smith Barney Tax Free Interest 
Money Market 
-Merrill Lynch Bank Interest Sell 1/301 
Money Market 

Committee Financial Disclosure June 27, 2007 Page2 

Although not raised your letter, the account Line similar account and that description should amended read follows: 
-Merrill Lynch CMA Tax Interest T Market am. enclosing three (3) extra copies this response. Please call write you need additional information. 
United States District Judge 
ASH:am 

Reporr Req11ired the Ethics Govemment Act 1978. Re'. Ji'.!007 U.S.C. app. 101-111) 
FOR CALENDAR YEAR 2006 Person Reporting (last name. jlrst, middle initial) Court Organization Date Report 
Hanen, Andrew 	United States District Court -Texas 
5/11107 
.t. Title 	(.rricle Illjudges indica1e actf'e senior sraws: Sa. Report Type (check appropriate type) Reporting Period magistra1e judges indicate /11/l-or part-time) 
Nomination, 	Date 
United States District Judge -Active 
Initial _:f_ Annual Final 	Januarv 2006 throughDecember 31, 2006  
Sb. ..mended Report Chambers Office Address 
600 East Harrison Street, #301 Brownsville, Texas 78520 the basis the information contained this Report and anv modifications pertain!ng thereto. is, opinion. compliance with applicable laws and regulations. 
Reviewing Officer 	Date 
IJIPORT.-!.NT NOTES: The instructions accompanying this form must be-followed. Complete all parts. checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS.  (Reporti11g i11dividual only: see pp. 9-13 offnstn1ctions.)  
POSITION  NAME ORGANIZATION/ENTITY  NONE  (No reportable positions.)  
II.  AGREElVIENTS. (Reporti11g individual only: see 14-16 /11str11ctions.)    
DATE NONE  (No reportable agreements.)  PARTIES AND TERMS UiC"), .,, oc.nz 3::;po.-<  ::u (')  
c::::0 :z:  s:: III. ------------. ------ - -- ------------------------------ ..... - ---N N-INVES TlVIENT IVIE. (Reporting individual and spouse: see pp. 17-24 fnstrnctions.) ---- ----- oJ> ...,,, .,-('7-.P1  SOURCE AND TYPE  INCOME Filer's Non-Investment Income  NONE  (No reportable non-investment income.) Spouse's Non-Investment Income -If you were married during any portion the reporting year, please complete this 
_section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
2006 Self-employed-Attorney 
2006 UTE-Professor 
Date Report 
Name Person Reporting 
5/11107 
IV. REil'IBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 5-2 lnsm1ctions.) 
SOURCE DESCRIPTION NONE (No such reportable reimbursements.) State Bar Texas Feb. 2-3 -Austin, Texas -Panelist CLE event (hotel and mileage) 
State Bar Texas April -Austin, Texas -CLE Program (airfare. rental car, gas, and parking) GIFTS. (Includes those spouse and dependent children. See pp. 28-31 oflnstrnctions.) 
SOURCE DESCRIPTION VALUE NONE (No such reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and dependent children See pp. 32-33 Instructions.) 
CREDITOR DESCRIPTION VALUE CODE* NONE (No reportable liabilities.) 
PPH Mortgage Services Mgt SPI, Texas Prop. (Part VII, Line 
*Value Codes: 1=$15,000 less K=$15,00l-$50,000 L=$50,00 l-$100,000 M=$ 00,001-$250,000 
N=$250,001-$500,000 0=$500,001-$1,000,000 Pl=$ l,000,00 l-$5,000,000 
P2=$5,000,001-$25,000,000 P3=$25,000,001-50,000,000 P4=$50,000,00 more 

Name Person Reporting 	Date Report 
5/11/07 
VII. 	Page INVEST.iVIENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 J11st111ctions.)
Description Assets
Income Gross value 
(includmg trust assets) 	Transactions during reporting period 
during end reporting period reporting period 
(!) (2) (2) (!) not exempt from disclosure 
Typ 
Place "(X)" after each asset (e_.g exempt from prior disclosure. Amt. div., Value 
(4)Value 
(2) (3)Date: Value (5)
buy, sell, Code2 Code3 merge!", Monthredemptmn) 
Method 
Code! Code2 
Identity 
buver/seller
(if private transaction) 

rent 
(A-H) int.) 
(J-P) Day(Q-W) 
NONE 	(No reportable income. 
assets, transactions.) 

IRA -Account Interest -Treasury Strips -Money Mkt Reserves IRA Account Dividend 

-------------- -CDC NVEST -Gartmore Optimal -Hotchkis Wiley --. ---------------------------------------------------------------,------. ------ .-----------------. -Money Mkt Reserves 
--------------------------------------------------- ------------------------------------- ------------------- 
IRA -Account Dividend -CDC NVEST -Gartmore Optimal -Hotchkis Wiley -Money Mkt Reserves Retirement Account lnt./Div. -Short Term Bond Fund -Ginnie Mae Fund -Mgt Security Fund Value Codes: J-$15,000 less K=$!5,00!-$50,000 L=$50,00l-$100,000 M=$ 00,001-$250,000 (Se Col. Cl, 03) N=$250,001-$500,000 0=$500,001-$1,000,000 P2=$5,000,001-$25,000,000P3=$25,000,001-$50,000,000 P4=Mor $50,000,000 Value Method Codes: Q=Appraisal (real estate only) S=Assessment T=Cash arket (See Col. C2) U=Book value V=Other W=Estimated 
Value 
5/1 li07  
VII.  Page  INVESTlVIENTS and TRUSTS -income, value, transactions  (Includes those  
spouse and dependent childrell. See pp. 34-60 !J1st111ctions.)
Description Assets
Income Gross value includmg trust assets) 	Transactions during reporting period 
during end reporting period reporting period 
(I) (2) (I) not exempt.from disclosure 
Type 	Type
Value 
(4)
Gain 
(5)
Identitv (2)Date: 
le..g.. le.g.,Amt. div., Value Method buy, sell, rent 
Place "(.,)"after each asset 
Code! 
Code2 Code 
Month-Code2 Code! buyer/seller(A
(if private transaction)
(A-H) 
exempt from prior disclosure. 
merger,redemption)
(J-P)
int.) 
(J-P)
Day 
(Q-W) 
 
NONE lNo reportable income. assets. transactions) -Marshall Bond Fund 
-Pax Balanced Fund 	-Bank Matured 0/27. -Bank Buy 11120 -Cash Reserves Brokerage Acct ...
--- ----. 

-Travis County Municipal Bonds Interest 
:15 -Houston ISD Municipal Bonds Interest -Pearland ISD Municipal Bonds Interest  -Killeen Tex. Municipal Bonds Interest 
  -Katy Tex. ISD Municipal Bonds Interest 

- ----------------- ------------------------------------- ----
-Lubbock Tx. Tax Wtrworks29 Interest 
Municipal Bonds 
-Univ. Tex. Revs. Fin. Municipal Interest 
Bonds 
-Southlake Tex LIT Water Interest 
Municipal Bonds -Georgetown ISD Municipal Bonds Interest 

 
-Ft. Worth Tex ISD Municipal Interest 
Bonds -UT Dev. Municipal Bonds Interest 
Income/Gain Codes: A=$1.000 less 
E=$ 5,001-$50,000 Hl=$1,000,00!-$5
D=$5,001-$15,000 
8=$1,001-$2,500
C=$2,501-$5,000
,000,000 H2=More than $5,000,000 P1=$1,000,001-$5,000,000
P2=$5,000,001-$25,000,000(See Col. N=$250,001-$500,000
Cl, D3) 0=$500,001-$1,000,000P3=$25,000,001-$50,000,000
P4=
More than $50,000,000
___ -T--;,CasfiJMarket___ ---(See Col. C2) U=Book value V=Other W=Estimated 
------------- --------- -------------- ----- - - -- ---.------
----------- - -----. ------
Name Person Reporting Date Report 
5111/07 
VII. Page INVESTIVIENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Jnst111ctions.)
Description Assers
Income Gross value 
(including trust assers) Transactions during reporting period 
during end reporting period reporting period 
(I) 2) (I) (2) (I) nor exempt from disclosure 
Type Type(e.g., 
Date: 
(3) (4) (5)
Value Gain Identity Value
(e.2.. Amt. div., 
Place "(.,)"after each asser 
Code! 
Month-Code2 Code! buyer/seller(ifprivate transaction) 
rent 
exempt from prior disclosure. 
merger,redemption)(Q-V{)(A-H) 
(A-H)
int.) Day (J-P) 
 
NONE  (No reportable income, assets. transactions)  -Richardson Texas Municipal Bonds -Allen Texas Rfdg. Municipal Bonds  Interest Interest  ----- ---- --------------------------- 
.37  -Plano ISD Municipal Bonds  Interest  -Tax Free Money Market  Interest  Brokerage Acct  
'40  -Aldine Tex ISD Municipal Bonds  Interest  -Del Valle ISD Municipal Bonds  Interest  -DeSoto Tex ISD Municipal Bonds  Interest  Redeemed  2/22  
:43 :44  -Canadian Riv. Mun. Municipal Bonds -Houston Tex Water Municipal Bonds  Interest Interest  -Brownsville Tex Municipal Bonds  Interest  -Lower Col. Riv. Auth. Municipal Bonds -Arlington Texas ISD Municipal Bonds  Interest Interest  -Harris County Municipal Bonds  Interest  -University ofN. Tex Municipal  Interest  

Bonds 
-Aldine Tex ISD Zero Coupon Interest 
Municipal Bonds 
___ ----_________ ______ ------------- -------- - _____ ---- ---  
-Tex. AM Rev. Zero Coupon Interest 
Mun. Bonds 
Income/Gain Codes: A=$ l.OOO less B=$1,001-$2,500 C=$2,501-$5,000 D=$5,001-$15,000 E=$15,00l-$50,000 
 
(See Col. Bl, D4) F=$50,00l-$100,000 
G=$100,00I -$1,000,000 H1=$1,000,001-$5,000,000 H2=More than $5,000,000 
Codes:Q;;;;-Appraisaf R=Cost (real estate T=Cash/Market(See Col. C2) U=Book value V=Other W=Estimated 
 
Name Person Reporting 	Date Report 
VII. 	Page INVESTIVIENTS and TRUSTS --income, value, transactions (lncludes those spouse and dependent children. See pp. 34-60 Instructions.) C.Description Assets Income Gross value D.(includmg trust assets) durino end Transactions during reporting period 
reporting period 	reporting period
(1(2) not exempt from disclosure 
Type(e.g., Valuediv., Value Methodrent Code2 
Type
(e.g.,buy, sell, 
(2) (3) (4) (5)
Date: Value Gain ldentitv MonthCode2
Amt.
Place "(X)" after each asset 
exempt from prior disclosure. 
Code 
Code! buver/seller
(J-Pl (A-H) (if private transaction) 

Code!
(A-H) int.) (J-P) 

merger,redemptton) Day
(Q-W) 
------NONE 	(No reportable income. assets, transactions) 
-Gal. Texas Pub. Zero Coupon Interest
Mun. Bonds 
Municipal Bonds 
- 
-----... ___ ____________ ______ ___	Inter :n': 	_-----------rnH--. -u------------n ----n
-
_--
-Houston Tex ISD Zero Coupon Interest TMunicipal Bonds   
----------------------------------------------------------- 
-Sharyland ISD Municipal Bonds Interest  -CMA Tax Exempt Money Market  Interest  
.58 '59  -Bank Money Market Texas State Bank  Interest Interest  Sell  1/30  Garage -SPI Tex. Prop. Northwestern Mutual EOL Life Ins #117 Northwestern Mutual EOL Life Ins #714 Northwestern Mutual Whole Life Ins #642 Northwestern Mutual Whole Life Ins #817 Northwestern Mutual Whole Life Ins #811 Northwestern Mutual EOL Lfe #840  Rent Dividend Dividend Dividend Dividend Dividend Dividend  --------------- ------------------------------ ----  

Income/Gain Codes: A=$!,OOO less 8=$1,001-$2,500 C=$2,501-$5,000 D=$5,00I-$15,000 E=$ 5,001-$50,000 (See Col. Bl, D4) F=$50,00!-$100,000 G=$100,001-$!,000,000 =$1,000,001-$5,000,000 H2=More than $5,000,000
ValueCodes: 	J=$15,000 less K-$15,001-$50,000 L=$50,00I-$100,000 M=$100,001-$250,000
(See Col. Cl, D3) 	N=$250,001-$500,000 0=$500,00!-$1,000,000 Pl=$!,000,00!-$5,000,000 P2=$5,000,00!-$25,000,000
P3=$25,000,001-$50,000,000 P4=More than $50,000,000 

W=Estimated
(See Col. C2) value V=Other 
------------------------------------.. --------------------- - - ---- ---------- Name Person Reporting 	Date Report 
5/11/07 
VIII. ADDITIONAL INFORJ.vIATION EXPLAlATIONS (Indicate part Report.) 
NOTES Part VII 	
The transaction note Line was the maturity the DeSoto Tex ISD Municipal Bonds. They were redeemed par. such, they Vill not appear future reports. 	
The date the appraisal for the SPI property listed Line April 25, 2005. The transaction shown Line whereby the Bank Money Market was sold was reality transfer those sums from the Money Market Line the CMA Tax Exempt Money Market listed Line 57. Therefore, that investment (Bank Money Market referred Line 58) will not appear future reports. 	The values listed Section VII for the Municipal Bonds and Zero Coupon Bonds are maturity values. 
IX. 	CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104.) 
FILING INSTRUCTIONS: 
Mail signed original and additional copies to: 	Committee Financial Disclosure 
Administrative Office the 

United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544