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Judicial Watch • Andrew Scott Hanen Financial Disclosure Report for 2008

Andrew Scott Hanen Financial Disclosure Report for 2008

Andrew Scott Hanen Financial Disclosure Report for 2008

Page 1: Andrew Scott Hanen Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:16

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Hanen, Andrew Scott Hanen, andrew, municipal, Janus, bonds, Market, 2008, INVESTMENTS, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Hanen_Andrew_S 

AOJO Government Act 1978
Rev. 112008 

FOR CALENDAR YEAR 2008 U.S.C. app.  101-11J) Person Reporting (last name, first, middle initial) Hanen, Andrew Court Organization United States District Court -Texas Date Report 5/14/2009 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) United States District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2008 12/31/2008 Chambers Office Address Judge Andrew Hanen 600 East Harrison St., #301 Brownsville, Texas 78520 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instrurtions.) [ZJ NONE (No reportable positions.) 

POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 
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III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
IZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2008 Self-employed-Attorney 

IV. REIMBURSEMENTS -transportation, /bdging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing ins/ructions.) 
[Z] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 

[Z] NONE (No reportable liabilities.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent chitdren; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =St ,000 less 1,00 $2,500 =$2,50 -$5,000 =$5,001 $15,000 15,00 -$50,000 (SceColwnnsBI andD4) =$50,001 -SI00,000 =SI00,001 Sl,000,000 =Sl.000.001 SS.000,000 =More than SS.000,000 Value Codes 15,000 less K=Sl5,00l -S50,000 =$50,001 -$100,000 =$100,001 -$250,000 (Sec Columns and DJ) =$250,00  $500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal -Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V-other =Estimated 

VII. INVESTMENTS and -income, atue, transactions rrnc1udes those spouse and dependent chitdren; see PP 14-60 filing instructions.) NONE (No reportable income, assets. transactions.) 
-. 

----i-
--r-  
Gross value end 
Income during 
Description Assets 
Transactions during reporting period
reporting period 
reporting period 
(including trust assets) 
(I) 
(I)
(I) 
(2) 
(3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

18. 
-Nationwide Int 

19. 
-Nationwide Int (See Note 

20. 
-Aberdeen Int 

Type (e.g., buy, sell, redemption) 
Buy 
Buy 
Sold 
Date 
Month Day 

117 

512 

8/12 

21. 

22. 

23. 

24. 

25. 

26. 

27. 

28. 

-Ivy Asset 
-Ivy Asset 
-Ivy Asset 
-Cohen Steers Int 
-Cohen Steers Asian Pac 
-Cohen Steers Asian Pac 
-Cohen Steers Global 
-Cohen Steers Global 
Sold (part) 
Sold (part) 
Sold (part) 
Sold 
Sold (part) 
Sold 
Buy 
Sold (part) 
1/7 
8/12 
1012 
117 
117 
512 
512 
1012  

-Hartford ASold
29. 
30. -Alpine Int  Sold  
31. 32. 33. -Janus Int -Janus Int -Janus Int  Sold (part) Sold (part} Buy  
34. -Janus (See Note 12) Income Gain Codes: (See Columns and 04) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) =St .000 less =$50,001 -$100,000 =$15.000 less =$250.001 -$500.000 =$25,000.00  $50,000,000 =Appraisal =Book Value 1,00 -$2.500 =$100,001 -$1,000,000 15,00 -$50,000 =$500.00 -SI .000,000 =CoSI (Real Estate Only) V=Other =$2.50 -$5.000 =SI,000,001-$5.000,000 =$50,001 -$100,000 =$1,000.00J -$5.000,000 =More than $50.000,000 ::::Assessment =Estimated  

117  
5/2  
8/12  
10/2 =$5.001 -$15.000 E=Sl5,00I -$50,000 =More than SS.000,000 =$100,001-$250,000 =$5,000,00 -$25,000.000 =Cash Market 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children: see PP 14-60 offuing instructions.) NONE (No reportable income, assets, transactions.) buy, sell, redemption) Type(e.g.,  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: :$1,000 Jess =$1,00 -$2,500 =$2,501 -$5,000 (See Columns and D4) =$50,00 -$I 00.000 G=SI00,001-$1,000,000 =$1,000,001-$5,000,000 
Value Codes 15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 

(See Columns and 03) =$250,00 -$500,000 =$500,00I 1,000,000 =SI,000,001 -$5,000,000 =$25,000.00 -$50,000.000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Re Estate Only) =Assessment (See Column C2) =Boo Value =Other =Estim ated 

VII. INVESTMENTS and -income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.> NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 


l.lnc:omcGic;,-- =Sl.001-$2,500 =$2,50  $5,000 =S5,00l -Sl5,000 =$15,001-SSO.OOO
-----A=S1,000 less 
(See Columns and 04) =$50,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001-S5,000,000 =More than $5,000,000 
Value Codes =$15,000 less 15.00 -$50,000 L=S50,00l -SIOO,OOO =SI00,001 -$250,000 

(See Columns and DJ) =$250,001 -$500,000 =S500,00I -Sl.000,000 =Sl,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other :::Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
-----r--------------- 
Description Assets 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period
(I) 
(2) 
(3) 
(5)
(4)
(I) 
Value Value
Amount 
Type (e.g., 
Date 
Value 
Gain
Type (e.g., 
Place "(X)" after each asset 
Identity 
Code 
div., ren 
Code Method 
Month 
Code 
buy, sell, 
Code
exempt from prior disclosure 
buyer/seller 
(A-H) int.) 
Code 
redemption) 
Day 
(J-P) 
(A-H) 
(if private 
(Q-W) 
transaction) 
86. -Alpine Int Sold 
87. -Janus Int Buy 
88. -Janus Int 
Sold 
(part) 
89. 	
-Janus Int Sold 8/12 (part) 

90. 
-Janus Int 	Buy 10/2 

91. 
-Janus Adviser Sold 1/7 (part) 

92. 
-Janus Adviser 	Buy 5/2 

93. 
-Janus Adviser Sold 10/2 (part) 

-Janus Long/Short Buy 
95.  -Janus Long/Short  Sold (part)  5/2  
96.  -Janus Long/Short  Sold (part)  8/12  
97.  -Janus Long/Short  Sold (part)  10/2  

98. -Janus Forty 	Buy 8/12 
-Janus Forty 	Buy 10/2 
100. -Janus Global 	Buy 5/2 
IOI. -Thornburg Global 	Buy 117 A102. -Thornburg Global Sold 
(part) Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,50  $5,000 =$5,001  $15,000 =$15,001-$50,000 (See Columns and 04) =$50,001 -$100.000 G=SIOO,OOl -$1,000,000 =Sl,000.001-$5,000,000 =More than $5,000,000 
Value Codes =$15,000 orless =$15,001  $50,000 =$50,001  SI00,000 =$100,001  $250,000 

(See Columns and DJ) =$250,00 -$500,000 =$500,00  1,000,000 =Sl,000.001. $5,000,000 P2=$5,000,00 -$25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Other =Estimaicd 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 1-1-60 filing instructions.> NONE (No reportable income, assets, transactions.) =$5,001  $15,000 =m.oo  sso.ooo 
(See Columns andD4) F=S50,00l-$100,000 =SI00,001 -$1,000,000 Ill =$1,000,001 -$5,000,000 112 =More than $5,000,000 Value Codes 15,000 less =$15,001  $50,000 =$50,00 -$100,000 =$100,001 -$250,000 
(SeeColumns and DJ) =$250.00  $500.000 =$500,00  1,000,000 =$1,000,001 -$5,000,000 =$5,000,00  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Melhod Codes =Appraisal =Cost (Real Eslale Only) =Assessment =Cash Market 
(SeeColumn C2) =Book Value =-Olhcr =Es1imaled 

VII. INVESTMENTS and TRUSTS -income, value, transactions onc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and -income, value, transactions rrnc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period ----- 

(I) (2) (I) 
(2) 
(2)
(I) 
(3) 
(5) 
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month Day 

Value Code (J-P) 
Gain Identity Code buyer/seller (A-H) (ifprivate 
transaction) 
137. 138.  -Allen Texas Rfdg. Municipal Bonds -Plano !SD Municipal Bonds  Interest Interest  
139.  -Burleson Tex ISO Municipal Bonds  Interest  Buy  8/1  
140. 141. 142.  -Port Neches Grove !SD Municipal Bonds -Smith Barney Tax Free Money Market (See Note?) Brokerage Acct  Interest Interest  Buy  413  
143.  -Canadian Riv. Mun. Municipal Bonds  Interest  
144.  -Houston Tex Water Municipal Bonds  Interest  
145. 146.  -Brownsville Tex Municipal Bonds -Lower Col. Riv. Auth. Municipal Bonds  Interest Interest  
147. 148. 149.  -Arlington Texas !SD Municipal Bonds -Harris County Municipal Bonds -University ofN. Tex Municipal Bonds  Interest Interest Interest  
150.  -Gal. Texas Pub. Zero Coupon Mun. Bonds  Interest  Redeemed  5/1  
151.  -Houston Tex ISO Zero Coupon Municipal Bonds  Interest  Redeemed  8/15  
152. 153.  -Houston Tex Wtr Swr Zero Coupon unicipal Bonds -Houston Tex ISO Zero Coupon Municipal Bonds  Interest Interest  Redeemed  12/1 Incom Gain Codes: =$1,000 less 1,00  $2,500 =$2,501  $5,000 =$5,00 -$15,000  E=S15,00I -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001  Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000  
(See Columns and DJ) =$250,001  $500,000 =$500,00 1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS income. value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during reporting period Description Assets 
--(1)---r--(2)-
Amount Type(e.g., 
Code 
div., ren (A-H) int.)  
Gross value end  Transactions during reporting period  
reporting period  
(2) (5)  
Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code2  Method  buy, sell,  Month -Code  Code  buyer/seller  
(J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

154.  -Sharyland !SD Municipal Bonds  Interest  
155.  -Merrill Lynch CMA Tax Exempt Money  Interest  
Market  
156.  -Compass (fka: Texas State Bank) (See Note  Interest  
157.  Northwestern Mutual EOL Life Ins# 117  Dividend  
158.  Northwestern Mutual EOL Life Ins #714  Dividend  
159.  Northwestern Mutual Whole Life Ins #642  Dividend  
160.  Northwestern Mutual Whole Life Ins #817  Dividend  
161.  Northwestern Mutual Whole Life Ins #811  Dividend  
162.  Northwestern Mutual EOL Life #840  Dividend  

11:fucome Gain Codes: 1,000 less =Si,001-$2,500 =$2,501  $5,000 =$5,001 -SIS,000 (See Columns and D4) (See Columns and 03) l2. Value Codes =$50.00I -$100,000 15.000 orless =$250.001 -$500.000 =$100,001 -$1,000,000 =$15.001 -$50.000 =$500,001 -$1,000,000 =$1,000,001-SS.OOO,OOO =$50,001 -$100,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =S25.000,00l -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) Gartmore Emerging became Nationwide Emerging 2007. During 2008, this fund was taken over Aberdeen and renamed Aberdeen Developing. 
Gartmore Global became Nationwide Global 2007. was renamed Nationwide Natural and then 2008 became Aberdeen Natural. 
Nationwide Opt became Aberdeen Opt 2008. 
Nationwide U.S. Growth became Aberdeen Equity May 2008. 
Nationwide Int became Aberdeen Int 2008. 
Texas State Bank, listed line the 2007 report was purchased BBV A/Compass Bank. The accounts therein remain the same and are shown line 156 this year's report. 
This money market also referred the "Western Asset Municipal Money Market." 
The Garage -SPI Tex. Prop. listed line 103 the 2007 report has not been rented for two years and per the instructions longer included. 
This the same money market the 2007 report (Part VII, line 31), but the name expanded per the instructions these forms. 

10. 
The Dev. Municipal Bonds listed line the 2007 report and the bonds described Univ. Tex. Revs. Fin. Municipal Bonds listed line the 2007 report have been prerefunded and reissued the issuer with 2011 call date. result, they are now reported-by the brokerage house and are reported herein --on line 129. Consequently, the Dev. Municipal Bonds are not listed separately here and will not any subsequent report. 

11. 
The New Frontier listed line the 2007 report was redeemed November 20, 2007 and was replaced the purchase new November 29, 2007 from Citizen Bank Flint Michigan. The redemption the New Frontier would have had "L" value code and an" income gain code. The Citizens Bank has value code "L." That listed this year's (2008) report line 124. These transactions were accidentally omitted from last year's report and the administrative staff for the Committee Financial Disclosure instructed the undersigned correct this oversight including this note. 

12. 
There were sales purchases involving Janus inside IRA Account #2, but this fund was still owned the IRA year end and included because the Filer's Checklist suggests that all assets inside IRA should listed. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544