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Judicial Watch • Anita B. Brody – 2007

Anita B. Brody – 2007

Anita B. Brody – 2007

Page 1: Anita B. Brody – 2007

Category:Federal Judges

Number of Pages:9

Date Created:November 20, 2008

Date Uploaded to the Library:July 29, 2014

Tags:Brody, Anita, Anita B Brody, reported, trust, 2007, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 US.C. app.  101-111) Person Reporting (last name, first, middle initial) Brody, Anita Court Organization United States District Court Date Report 07/24/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period l/O l/2007 12/31/2007 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. 
United States Courthouse 
Independence Mall West 
Philadelphia, 
 
Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member Board Visitors, Columbia Law School 
 
 
Trustee 91Trust 
Trustee 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS ..i= 
 
 
Date Report 
07/24/2008 
Brody, Anita 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2007 Commonwealth Pennsylvania-pension 30,691 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for hnnoraria.) 
NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2007 TIAA-CREFF Pension Distribution 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes thnse spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 
[2J 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
Date Report 
Brody, Anita 
07/24/2008 JFTS. (hreludes those spouse and dependent childre11; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 ofjili11g i11structions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION VALUE CODE 
 
Date Report 
Brody, Anita 
07/24/2008 
income, va111e, transactions r111c111des those spouse and dependent children; see pp. 34-60 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
 
(Sec Colums and 04) =$50,00I -SI 00,000 :$100.001 -$1,000,000 :Sl,000,001-$5,000.000 :More than $5,000.000 	Value Codes =$15,000 less :$15.001 -$50,000 :$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) :$250,001 -$500,000 :$500,001 -$1,000.000 :$1,000,001 -$5,000.000 =$5,000,001 -$25.000.000 :$25,000,001 -$50.000,000 :More than $50.000,000 Value Method Codes :AppraiSal :Cost (Real Estate Only) ==Assessment Cash Market 
(See Column C2) =Book Value :Other =Estimated 
Date Report 
Brody, Anita 
07/24/2008 
VII. INVE and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Income during Gross value end Transactions during reporting 
reporting period reporting period 
(I) (2) (I) (2) (I) (3) eriod 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Code div., rent, Code Method buy, sell, Month Code Code 
(A-HJ int.) (J-P) Code redemption) Day (J-P) (A-H) 
 
(5) Place (X) after each asset 
Identity exempt from prior disclosure 
buyer/seller (if private transaction) 
18. 
-DPL -common stock Dividend Sell 3126 
 
19. 
-General Dynamics-common stock Dividend Sell 3126 
 
20. 
-McDonalds-common stock None Sell 3126 -Pepsico-common stock Dividend Sell 3126 Income Gain Codes S ,000 llr =Si.001. $2,500 O-E$Js,mll SS;JllO;l-1 
(Sc Columns and 04) =$50,00 -$I 00.000 =$I 00,00 1,000,000 t=:.;-I 
.)5,000.000 -;=-l-;h:SOO:O Value Codes =$15,000 less =$15,001 -$50.000 s50.001 -s100.ooo s100.001 -$250,000 (Sec Columns and 03) =$250,001 -$500.000 =$500.00 -$1,000.000 $1.000,001 -$5,000.000 =$5.000.001 -$25.000,000 =$25,000,001 -$50.000,000 =More than $50,000.000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment Cash Market (Sec Column C2) =Book Value =Other Estimated 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing insrructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) 
(I) (2) 
(3) 
(5) 
Place (X) alter each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 
 
Value 
Gain 
Code 
Code 
(A-H) 
(J-P) 
Identity buyer/seller (if private transaction) 
---- 
-Midfurst Bank Oklahoma City Sell 5/3 
36. 
IRA Dividend 
-Dean Witter Liquid Asscl-mutual fund 
38. -1st Signature Sell 1/24 Income Gain Codes -$,000 kss $1,00 $2,500 .SJ.501 $5,000 1)=$5.001 $t5,000 (See Columns and 04) Value Codes 0$50,00 -SI 00.000 0$15.000 less 0$100,001. $1.000,000 0$15.00 $50.000 111 $1,000,00 -$5,000.000 =$50,001. $100,000 =More than $5.000,000 0$100.001. $250.000 (Sec Columns and 03) $250,001 $500,000 $500,00 l.000,000 =$1.000,001  $5,000.000 =$5,000,001 -$25.000,000 0$25,000,00 -$50,000.000 Morc than $50.000,000 Value Method Codes 0Appraisal =Cost (Real Estate Only) Assessment =Cash Market 
Column C2) =Book Value oQther =Estimated 
 
 
VII. INVEsTMENTS and TRusTS --income, value, transactions (Includes those ofspouse and dependent children; See pp. 34-60 offiling instructions.) 
NONE (No reportable income, assets, transactions.) 
Income during 
Description Assets 
Gross value end Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) 
(1) (3) (5) 
Value Type (e.g., 
Value 
Amount 
Type (e.g., 
Date 
Value 
Gain 
Identity 
Place (X) after each asset 
Code 
Code 
div., rent, 
Method buy, sell, 
Month 
Code 
Code 
exempt from prior disclosure 
buyer/seller 
(A-HJ int.) 
Code redemption) 
Day 
(J-P) 
(if private 
(A-H) 
transaction) 
(Q-W) 
52. Trust#2 Dividend 
-Vanguard Federal Money Market Fund 
54. 
-Emerging Markets Stock Index Investor Shares 
 
55. 
-Mid-Cap Index Fund Investor Shares and 04) =$50,001 -SI00.000 =$100.oUI -Si 000.000 =$1.000.001 -H2 =More than $5,000,000Columns =$1.001 -$50.000 =$0.001  $100,000 =$100,001 -$250 000.(Sec 
Columns 
Codes =$15,000or less2. Value and 03) =$250 00I  $500,000 $00.00I  S1,000,000 =$1,000,001 -$5,000.000 =$5,000,001 -$25,000.000 
55. =$25.000,00! -$50,000000 5P4 =Morethan $50.000,000. ValueQ Appraisal =Cot (Real Estate Only)==Assessment Cash MarketMethod Codes 
(SeColumnU Book Value Other =Estimated --------------. ---- 
C:!) 
 
Date Report 
Brody, Anita 
07/24/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) Assets reported Part VII, page lines and 41, for TIAA-CREFF-retirement(s) and TIAA Retirement, retirement funds for which has control its investments and not provided with any information the earnings from those accounts. 
with account value which 
reported. Assets reported Part Vil, page under IRA were sold and remaining cash was transferred IRA#3 reported page Assets reported Part VII, page under IRA #2, were sold and remaining cash was transferred IRA reported page Upon the death  
 
assets reported IRA #4, were transferred IRA 11127 and the account subsequently closed. Assets reported Part VII, page under Brokerage Account #2, were sold. Any remaining cash was transfereed into Trust and account was closed. Asset reported Part VII, page lines 90-94, prior year report were completely sold. Line should have been sell not partial sale. Assets reported Part VII, page lines 58-64, under Trust #3, were started from partial transfers assets from Brokerage Account 
 
 
 
Date Report 
Brody, Anita 
07/24/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Sign 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSI AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544