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Judicial Watch • Anita B. Brody – 2012

Anita B. Brody – 2012

Anita B. Brody – 2012

Page 1: Anita B. Brody – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Anita B Brody, Portfolio, account, Estate, 2012, Market, assets, spouse, transactions, TRUSTS, Codes, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Brody, Anita Court Organization United States District Court Date Report 07/01/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States Courthouse 
Independence Mall West 
Philadelphia, 19106 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI0NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) PARTIES AND TERMS 

07/01/2013
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 
Commonwealth Pennsylvania-pension 
2012 TIAA CREFF $73,472.00 

INCOME 
(yours, not spouse's) 2012 $30,691.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

07/01/20 
SOURCE DESCRIPTION VALUE GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

07/01/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (2) (3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  Brokerage Account  -Dupont-common stock  Dividend  

-National Asset Bank-common stock None Income Gain Codes: 1.000 less =$1,001 -$2.500  c=$2.501  $5.000 45.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000 =$50.001 -$!00.000 =$I 00.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001  $25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

07/01/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross vaJue end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(I) (2) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mmldd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (A-H) (if private 
(Q-W) transaction) 
18.  -Third Avenue Small Cap Value Fund  Sold  05/15/12  
19.  -Third Avenue Real Estate Value Fund  Sold  05/15/12  
20.  -Third Avenue Intl Value Fund  Sold  05/15112 Income Gain Codes: 41.000 less =$1,001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5,000.000 Value Codes  J=$15.000 lcss  K=$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment ash Market  
(Sec Column C2) =Book Value =Other  V=Estimated  

07/01/2013

VII. INVESTMENTS and TRUSTS -income, votue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period {including trust assets) reporting period reporting period 
(I) 
(2) 
(I) (2) (3) 
(4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
Code 
(A-H) int.) 
Code3 redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1.000 less =$1,001  $2,500  c=$2,501  $5.000  0=$5.001-$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00  00.000 =$100.00  $250.000  
(See Columns and 03)  N=$250.00 -$500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001  $25,000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
 
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Brody, Anita 
07/01/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross va]ue end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code2 (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
52.  Education Account  None  

-NH Portfolio 2015 (Index) 
-NH Portfolio 2015 
55. Education Account None 

56. -NH Portfolio 2024 (Index)  
57. -NH Portfolio 2024  
58. Education Account  None  
59. -NH Portfolio 2024 (Index)  
60. -NH Portfolio 2024  
61. Education Account  None  
62. -NH Portfolio 2021 (Index)  
63. -NH Portfolio 2021  
64. Ameriprise Financial stock (X)  Dividend Income Gain Codes: =$1.000 Jess =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.00 -$I 00.000 =$100,001 -$1,000.000  Ill =$1.000.001 -$5.000.000  I12 =More than $5.000.000 Value Codes  J=$15.000 Jess =$15.001 -$50.000 =$50.00I-$ 100.000 =$100.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other =Estimated 
Date Report 
Brody, Anita 
07/01/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) Part VII, Line -Wachovia now owned Wells Fargo. 
07/01/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signature: Anita Brody 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E.