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Judicial Watch • Anita B Brody Financial Disclosure Report for 2006

Anita B Brody Financial Disclosure Report for 2006

Anita B Brody Financial Disclosure Report for 2006

Page 1: Anita B Brody Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:12

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Brody, Anita, Anita B Brody, Estate, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES DISTRICT COURT 
Eastern District Pennsylvania 
United States Courthouse 
Independence Mall West 
Philadelphia, Pennsylvania 19106-1744 

215-597-3978 (fa 
Anita Brody Judge 
July 2007 
(f' C-J 
George Reynolds, Staff Counsel (j) Committee Financial Disclosure
Administrative Office the U.S. Courts 
o:J> )>-.ir 
Suites 2-301 
.,., 9One Columbus Circle, N.E. 
f'l
Washington, 20544 
..c 
Dear Mr. Reynolds: 
Enclosed please find Financial Disclosure for year 2006. Additionally, the following corrections will need made Financial Disclosure for 2005: 

Asset reported Part VII, page line for Summit Properties-common stock, should have been listed sold section follows: Sell D(2) 3/4 D(3) D(4) 
 Asset reported Part VII, page line 65, for First USA Band-cd, should have been listed 
sold section follows: 
D(l) Sell D(2) 715 D(3) D(4) blank 

Asset reported Part VII, page line for Federal Home Bond, should have been listed sold section follows: D(l) Sell D(2) 6/15 D(3) D(4) blank 

Imo enclosures Government Act 1978
Rev. 112007 
FOR CALENDAR YEAR 2006 US.C. app.  101-11 Person Reporting (last name, first, middle initial) Brody, Anita Court Organization United States District Court Date Report 07/06/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address United States Courthouse Independence Mall West Philadelphia, 19106 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Rev.iewing Officer Date  

IMPORTANT NOTES: The'iilstructions accompanying this form mun befo/lowed. Complete all parts, checking the NONE box for each part wlrere you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member Board Visitors, Columbia Law School Trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) Q[J NONE (No reportable agreements.) ,-., (.--;:) :.:: ;a?> '""1[( ____  .......,= __, c::  ::") ITi  

 AND TERMS fTJ 

III. N-JNVES TMENT ME, (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2006  Commonwealth Pennsylvania-pension 30,691 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 TIAA-CREFF Pension Distribution 

JV, REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See PP: 25-27 instructions.) 
[2U NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION 

Name Person Reporting 
Date Report 
Brody, Anita 
07/06/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
[K) NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 

DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
Brody, Anita 
07/06/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 filing mstructions.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 	Brokerage Account 	-Capital Southwest-common stock  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Dividend 	-Covanta Holding Corporation formerly 
None Part Sale 
8/15 
Danielson Holding-cs 
-Dupont-common stock 
Dividend 	
-NABORS-common stock 	
-National Asset Bank-common stock 

-Royal Palm-common stock 	
-Source Capital-common stock 	
-Third venue Value Fund 

10. 	
-Third Avenue Small Capital Fund-mutual fund 	-Third Avenue Real Estate Fund-mutual fund 
12. 	-Third Avenue Intl Value 
None 
None 
None 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend  Buy  8/21  

14. 
-Butler County -Bond 
Interest 
Brokerage Account 
15. 	-Citicorp-common stock 
Sell
Dividend 
6/26 
16. 	-Dean Witter Liquid Asset-mutual fund 
Interest 
17. 	-Dow Chemical -Common stock 
Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$!00,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl ,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Brody, Anita 
07/06/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  SI00,000 =$I 00,00  $250,000  
(See Columns and 03) =$250,001  $500,000 =$500,001  $1,000,000 =Sl,000,001  $5.000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000.001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Otber =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Brody, Anita 
07/06/2007 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 14-60 fuing instructions.; NONE (No reportable income, assets, transactions.) 

(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -s1,ooo,ooo =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
07/06/2007
Brody, Anita 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 f"uing mstruc11ons.J NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =$1,001 -S2,500  c=$2,501 -$5,000  D=S5,001-$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,00l -$100,000  G=$100,001 $1,000,000 =Sl,000,001  $5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001  $100,000 =$100,001 -$250,000  
(See Columns and DJ)  N=$250,001  $500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Estimated  

Date Report 
Name Person Reporting 
Brody, Anita 
07/06/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 of/ding instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) 
(4)
(2) 
Place (X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., ren  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g. buy, sell, redemption) Date Month Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes:  A=$ l,000 orless =Sl,001. $2,500  c=$2,501 -$5,000 =$5,001  $15,000 =$15,001  $50,000  
(See Columns and D4)  F=$50,001  $100,000 =$100,001  $1,000,000 =Sl,000,001. $5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001  $50,000  L=$50,001  $100,000 =$100,001. $250,000  
(See Columns and D3) =$250,001  $500,000  0=$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment  
U=Book Value =Estimated  

Name Person Reporting 
Date Report 
07/06/2007
Brody, Anita 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  {l)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  {J-P)  (A-H)  {if private  
(Q-W)  transaction)  

86.  Part Sale  2115  
87.  Part Sale  3/15  
88.  Part Sale  4/13  
89.  Part Sale  12/5  
90. 91.  -Vanguard Short Term Federal Admiral Shares  Part Ssle Part Sale  1/13 2115  
92.  Part Sale  3/15  
93.  Part Sale  4/13  
94.  Part Sale  4/19  
95. 96.  -Emerging Markets Stock Index Investor Shares  Buy Buy  4/19 1215  
97.  -Mid-Cap Index Fund Investor Shares  Buy  4/19  
98. 99.  -Total International Stock Index Fund  Buy  4/19 Income Gain Codes: 1,000 less =$1,001 -S2,500 =S2,501 -$5,000 =$5,001 -$15,000 415,001 -$50,000  
(See Columns and 04)  F=SS0,001 -$100,000  0=$100,001 -$1,000,000 =Sl,000,00t  $5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less =$15,001 -$50,000 =$50,001 -St00,000 =$100,001  $250,000  
(See Columns and 03) =$250,001 -SS00,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.) Assets reported Part VII, page lines and 75, for "TIAA-CREFF-retirement(s)" and "TIAA Retirement," are 
etirement funds for which has control its investments and not provided with any information the earnings from those accounts .s only prov1 with account value which reported. 

Date Report 
Name Person Reporting 
Brody, Anita 
07/06/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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