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Judicial Watch • Ann Aldrich – 2004

Ann Aldrich – 2004

Ann Aldrich – 2004

Page 1: Ann Aldrich – 2004

Category:Federal Judges

Number of Pages:12

Date Created:September 8, 2013

Date Uploaded to the Library:September 24, 2013

Tags:totrust, SALOMON, Ann Aldrich, trans, trust, 2004, EPA, dividend, IRS, ICE, CIA, Federal Judge, income, Judge


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CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) Court Organization Date Report ALDRICH,
ANN U.S. DISTRICT DIST OHIO 5/25/2005 Title (Article ill Judges indicate active senior status; ReportType (check appropriate type) Reporting Period
magistrate judges indicate full-or part-time) Nomination, Date 1/1/2004 JUDGE (SENIOR STATUS) Initial
@Annual Flnal to12/31/2004 Chambers Office Address the basis the information contained this Report and any CARL
STOKES COURTHOUSE 801WEST SUPERIOR VE, STE 17B modifications pertaining thereto, is,
opinion, compliance with applicable laws and regulations. CLEVELAND, OHIO 44113 Reviewing Officer must followed. Complete all parts, checking the NONE box for each part POSIDONS. (Reporting individual
only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) POSIDON NAME CO-TRUSTEE TRUST#2 (;J(),,,ocnZ c:)>::oz rrl c-:> O)>-.,,..., f71 -.. :::0
II. AGREE11ENTS. (Reporting individual only; see pp. 14-16of filing instructions)
NONE -(No reportable agreements.) PARTIES AND TERMS
III.
NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)
Filers Non-Investment Income NONE -(No reportable non-investment income.) SOURCE AND TYPE
THE EQUITABLEANNUITY
Date Report 512512005 GROSS INCOME (yours, not spouses)
TEACHERS INSURANCE AND ANNUITY ASSOCIATION TEACHERS INSURANCE AND ANNUITY
ASSOCIATION TRUST -CO-TRUSTEE FEES Spouses Non-Investment Income -(If you were married during any portion the reporting year, please complete
this section. Dollar amount not required except for honoraria.)
NONE (No reportable non-investment income.) -SOURCEAND TYPE REIMBURSEMENTS --transportation, lodging, food, entertainment.
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such reportable
reimbursements.)
SOURCE
GEORGE MASON UNIVERSITY SCHOOL LAW -OCTOBER 7/10-ARLINGTON, VA-SEMINARRE:
2004.txt[9/8/2013 6:34:12 PM]
GOTIJS, VATELMODERNlNTER LAW ECONOMICS CENTER LAW (TRANSPORTATION, MEALS AND GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.)
NONE (No such reportable gifts.) -SOURCE
(No reportable liabilities.)
512512005 VIL INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and
dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period Description Assets
reporting period reporting period (including trust assets) not exempt from disclosure (1) (2) (1) (2) (1) Place (X)
after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div. rent. int.) Value Code (J-P)
Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date: Month-Day (3) Value Code (J-P)
(4) Gain Code (5) Identity buyer/seller (if private transaction) DNONE (No reportable income, assets,
transactions) TRUST PART MONEY MARKET FUNDFLEET NATIONAL BANK Interest CHECKING -KEY BANK -CLEVELAND, o:mo Interest CHECKING -KEY BANK. CLEVELAND, o:mo Interest CLOSED 06/01
CHECKING CAYMAN NATL BANK -None CAYMAN BRAC, BRITISH W.I.
UNIMPROVED REAL PROPERTY .CRES None WEST END CAYMAN BRAC
HOUSE AND LOT CAYMAN BRAC, BRITISH None
W.I.
IRA SMITH BARNEY  JOHN HANCOCK Interest TRANS 05/30 TOTRUST#2 REGIONAL BANK
SHARES FER
CHECKING-KEY BANK. CLEVELAND, o:mo Interest TRANS 05/30 TOTRUST#2 FER
lLOT SUDIVISION -PRINCE None TRANS 05/30 TOTRUST#2 GEORGES COUNTY, FER
10.
VERIZON COMMUNICATIONS COMMON Dividend TRANS 05/30 TOTRUST#2 STOCK FER
11.
HOST MARRIOTT COMMON STOCK Dividend TRANS 05/30 TOTRUST#2 FER
2004.txt[9/8/2013 6:34:12 PM]
12.
SOUTHERN COMPANY COMMON STOCK Dividend TRANS 05/30 TOTRUST#2 FER
13.
PEPCO HOLDING INC Dividend TRANS 05/30
TOTRUST#2 FER
14.
SMITH BARNEY UNITTRUST UTS Dividend TRANS 05/30 TOTRUST#2 FER TRANS 05/30
TOTRUST#2
15.
DEAN WITTER MUTUAL FUND -MSDW Dividend LIQUID ASSET FUND FER
16.
NUVEEN DIV ADVANTAGE MUNI FUND Dividend TRANS 05/30 TRUST#2 FER
17.
ISTAR FINANCIAL INC Dividend REDEEM 02123
18.
cmGROUP, INC. Interest TRANS 05/30 TRUST#2 FER Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000
$15,001-$50,000 (See Columns and D4) $50,001-$100,000 $100,00I-$1,000,000 $1,000,001 
$5,000,000 =More than $5,000,000
Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 (See
Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000
$5,000,001-$25,000,000 $25,000,001-$50,000,000 $More than $50,000,000
Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash/Market (See Column C2) =Book Value =Other Estimated
512512005 VIL INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and
dependent children. See pp. 34-57 filing instructions.) Income during Gross value endof Transactions during reporting period Description Assets
reporting period reporting period (including trust assets) Ifnot exempt from disclosure
(1)
(2)
(1) (2) (1)
(2)
2004.txt[9/8/2013 6:34:12 PM]
(3) (4) (5) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div. rent.
int.) Value
Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) Date: Month-Day Value Code (J-P) Gain Code (A- Identity buyer/seller (if private transaction)
19.
JOHN HANCOCK REGIONAL BANK FUND Dividend TRANS FER 05/30 TOTRUST#2
20. TREAS BONDS Interest TRANS FER 05/30 TOTRUST#2
21. TREAS BONDS Interest TRANS FER 05/30 TOTRUST#2
22.
IRA THE EQUITABLE ALLIANCE GROWTH INVESTORS FUND Interest
23.
SALOMON BROTHERS HIGH INCOME FUND Interest TRANS FER 05/30 TOTRUST#2
MIRANTCORP Dividend TRANS 05130 TRUST#2 FER
24.
25.
26.
27.
FORD MOTOR CREDIT PFD 7/375% Dividend SELL 01/23
28.
GENERAL MOTORS ACCT CORP PFD 7.3% Dividend SELL 04121
29.
PUBLIC STORAGE INC PFD Dividend SELL 04/21
30.
REGIONS FINANCING PFD Dividend SELL 04/21
31.
ROY BANK SCOTLAND GRP PFD 7.875% Dividend SELL 04121
32.
2004.txt[9/8/2013 6:34:12 PM] PAUL CAPITAL TRUST PFD 7.6% Dividend SELL 04121
33.
SUNTRUST CAPITAL PFD 7.6% Dividend SELL 04121
34.
TARGETS TARGETED GROWTH Dividend TRANS 05130 TOTRUST#2 ENHANCED TERM SEC
AMX FER
35.
TARGETS TARGETED GROWTH Dividend TRANS 05130 TRUST#2 FER ENHANCED TERM
SEC
36. VALLEY NATIONAL BANCORP PFD 7.75% Dividend SELL 04121
BLACK ROCK INVESTMENT QUALlTY MUNI Dividend TRANS 05/30 TOTRUST#2 TRUST FER
BLACKROCK MUNICIPAL INCOME TRUST Dividend TRANS 05/30 TOTRUST#2 FER Income/Gain
Codes: $1,000 less $1,001-$2,500 =$2,501-$5,000 $5,001-$15,000 $15,001-$50,000 (See
Columns and D4) =$50,001-$100,000 $100,001-$1,000,000 $1,000,001$5,000,000 =More than
$5,000,000
Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 (See
Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000
$5,000,001-$25,000,000 $25,000,001-$50,000,000 $More than $50,000,000
Value Method Codes =Appraisal Cost (Real Estate Only) =Assessment Cash/Market (See Column C2)
Reporting fage of6 ALDRICH, ANN 5/25/2005 VIL INVESTMENTS and TRUSTS --income, value, transcations
(includes those the spouse and pendent children. See pp. 34-57 filing instructions.)
Income ring Gross value end Transactions during reporting period
Descri ption Assets reporting period reporting period
(including trust assets)
(1)
(2)
(1) (2) (1) not exem from disclosure
(2)
(3)
(4) (5)
Place (X) after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity
2004.txt[9/8/2013 6:34:12 PM]
from prior disclosure Code div. rent. -H) int.) Code2 Method (J-P) Code3 (Q-W) buy, sell, merger, redem
ption) Month Code2 Code buyer/seller Day (J-P) (A(if private transaction)
37.
JOHN HANCOCK FINANCIAL INDUSTRlES FUND Dividend TRANS FER 05/30 TOTRUST#2
38.
SMITH BARNEY MANAGED MUNICIPALS FUND Dividend TRANS FER 05/30 TOTRUST#2
39.
SMITH BARNEY MUNI MONEY MARKET FUND Dividend TRANS FER 05130 TRUST#2
40.
NUVEEN QUALITY PFD INCOME FUND
TRANS FER 05130 TOTRUST#2 Dividend
41.
ALLIANCE NATL MUN INCOME FUND Dividend TRANS 05/30 TOTRUST#2
FER
42.
GENL MOTORS ACCEPT CORP PFD 7.35% Dividend SELL 01/23 TOTRUST#2 HOUSEHOLD FIN CORP
INTERNOTES BANK Dividend TRANS 05130 FER NUVEEN PFD CONV INCOME FUND Dividend
TRANS 05130 TOTRUST#2 FER
45.
SALOMON BROS EMERGING MKTS DEBT Dividend TRANS 05/30 TOTRUST#2 FUND FER
46.
SALOMON BROS GLOBAL HIGH INCOME Dividend TRANS 05/30 TOTRUST#2 FUND FER AlM
MONEY MARKET FUND Dividend TRANS 05/30 TOTRUST#2 FER GENERAL MOTORS ACCEPT CORP
BOND Dividend TRANS 05/30 TRUST#2 FER EATON VANCE TAX ADV GLOBAL INC Dividend
BUY 01/30 FUND
50.
EATON VANCE TAX ADV GLOBAL INC TRANS 05/30 TOTRUST#2 FUND FER
51.
SALOMON BROS INFLATION MGMT FUND Dividend BUY 05/28
2004.txt[9/8/2013 6:34:12 PM]
52.
SALOMON BROS INFLATION MGMT FUND TRANS 05/30 TOTRUST#2 FER
53.
TRUST#2 DNINT
54.
-IRA SMITH BARNEY -JOHN HANCOCK TRANS 05/30 REGIONAL BANK SHS FER Inco me/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000
=$15,001-$50,000 (See Columns and D4) $50,001-$100,000 =$!00,00!-$!,000,000 $1,000,00! 
$5,000,000 =More than $5,000,000
Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 (See
lumns and D3) =$250,000-$500,000 $500,001-$1,000,000 $1,000,00!-$5,000,000 =$5,000,001 
$25,000,000 $25,000,00!-$50,000,000 $More than $50,000,000
Value Method Codes =Ap praisal Cost (Real Estate Only) Assess ment Cash/Market (See Column
Reporting Page of6 ALDRICH, ANN 512512005 VIL INVESTMENTS and TRUSTS -income, value, transcations
(includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period Description Assets reporting period
reporting period (including trust assets)
(1)
(1)
(1) 1fnot exempt from disclosure
(3)
(5)
Place (X) after each asset exempt from prior disclosure Amount Code -H) Type (e.g. div. rent. int.) Value
Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) Date: Month-Day Value Code (J-P) Gain Code (A- Identity buyer/seller (if private transaction) -CHECKING -KEY BANK -CLEVELAND,
OHIO TR.ANSFERIN 05/30
56. 05/30 LOT SUBDMSION-TRANS PRINCE GEORGES COUNTY,
FER
58. -DEAN WTITER MUTUAL FUND  MSDW TRANS 05130 LIQUID ASSET FUND FERIN -DEAN
WTITER MUTUAL FUND MSDW SELL 10/15 LIQUID ASSET FUND
60.
-US TREAS lffi BONDS TRANS 05/30 FERIN US TREASE BONDS TRANS 05130 FER
SMITH BARNEY MUNI MONEY MARKET
61.
FUND  cmGROUP INC
62.
2004.txt[9/8/2013 6:34:12 PM]
63.
64.
65.
66.
67.
68.
STOCK EATON VANCE TAX ADV GLOBAL INC
69.
FUND EATON VANCE TAX ADV GLOBAL INC
70.
-cmGROUP INC
-HOST MARRIOTT COMMON STOCK
-MIRANT CORP
-PEPCO HOLDING INC
-SOUTHERN COMPANY COMMON STOCK
-VERIZON CO.MMVNlCATIONSCOMMON
FUND
-NUVEEN QUAUTY PFD INCOME FUND
71.
NUVEEN QUAUTY PFD INCOME FUND
72.
 TRANS 05/30 FER TRANS 05/30 FER SELL 09129
TRANS 05/30 FER TRANS 05130 FER TRANS 05130 FER TRANS 05/30 FERIN TR.ANS
05130 FERIN TRANS 05130 FERIN SELL 11/18 05130 TRANS FER SELL 11/18
Income/Gain Codes: =$1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 15,001 
$50,000 (See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001$5,000,000
=More than $5,000,000
Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 (See
Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000
$5,000,001-$25,000,000 $25,000,001-$50,000,000 =$More than $50,000,000
Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash/Market (See Column C2) =Book Value =Other Estimated
2004.txt[9/8/2013 6:34:12 PM]
512512005
VII.
INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children.
See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period Description Assets
reporting period reporting period (including trust assets)
(1) (2) (2) not exempt from disclosure (1)
(!)
Type (e.g.
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) (2) Type (e.gValue Value Date:
div.rent. Code2 Method buy, sell, Month-int.) (J-P) Code3 merger, Day (Q-W) redemption) (3) (4) (5) Value
Gain Identity Code2 Code buyer/seller (J-P) (A (if private transaction)
73.  NUVEEN PFD CONV INCOME FUND TRANS 05/30FER
74.  NUVEEN PFD CONV INCOME FUND SEIL 11/18
75.  SALOMON BROTHERS HIGH INCOME FUND TRANS 05130FER
 SALOMON BROS EMERGING MK.TS DEBT TRANS FUND FERIN  SALOMON BROS
EMERGING MKTS DEBT SEIL
77. 11118 FUND
76. 05130
79. SALOMON BROS GWBAL HIGH INCOME TRANS 05130 FUND FER SALOMON
BROS GWBAL HIGH INCOME SEIL 11118 FUND  SALOMON BROS INFLATION MGMT FUND
TRANS
80.
05130 FER
81.  SALOMON BROS INFLATION MGMT FUND PARTIALSALE 11/18
82.  AlilANCE NATL MUNI INCOMEFUND TRANSFER 05130
83.  BLACKROCK INVESTMENT QUALITY MUNITRUST TRANSFER 05130
84.
 BLACKROCK INVESTMENT QUALITY MUNI TRUST BLACKROCK MUNlCIP INCOME TRUST
85.
  NUVEEN DIV ADVANTAGE MUNI FUND
86.
2004.txt[9/8/2013 6:34:12 PM]
TARGETS TARGETED GROWTH
87.
ENHANCED TERM SEC AMX
88.
-TARGERS TARGETED GROWTH
ENHANCED TERM SEC AMX TARGETS TARGETED GROWTH
89.
ENHANCED TERM SEC
PARTIAL SALE TRANS FER TRANS FER TRANS FER REDEEM TRANS FER 05130 08/14
05/30 05130 11118 05130 TARGETS TARGETED GROWTH REDEEM 08115
ENHANCED TERM SEC Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,00J-$15,000
$15,001-$50,000 (See Columns and D4) $50,001-$100,000 $100,001-$1,000,000
$!,000,001$5,000,000 =More than $5,000,000
Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 (See
Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $5,000,001-$25,000,000
$25,000,001-$50,000,000 $More than$50,000,000
Value Method Codes =Appraisal =Cast (Real Estate Only) Assessment Cash/Market (See Column C2) =Book Value =Other Estimated
ALDRICH, ANN 512512005
VII.
INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children.
See pp. 34-57 filing instructions.)
Description Assets Income during reporting period Gross value end reporting period Transactions during
reporting period (including trust assets) Ifnot exempt from disclosure
(2)
(1)
(2) (I)
2004.txt[9/8/2013 6:34:12 PM]
(1)
(2)
(3)
Place (X) after each asset exempt
Type (e.g. Value Value Type (e.g. Date: Value Gain Identity from prior disclosure Amount div. rent. Code
Method buy, sell, Month-Code Code buyer/seller merger, Code int.) (J-P) Code Day (J-P) (A-(ifprivate
transaction) -H) redemption) -AIM MONEY MARKET FUND
91.
-JOHN HANCOCK REGIONAL BANK FUND -JOHN HANCOCK FINANCIAL INDUSTRIES
92.
93.
FUND -SMITH BARNEY MANAGED MUNICIPALS
94.
FUND TRANS 05/30 FER TRANS 05/30 FER TRANS 05/30 FER TRANS 05/30 FER
96.
-SMITH BARNEY UNIT TRUST -UTS TRANS 05/30
FER -GENERAL MOTORS ACCEPT CORP BOND TRANS 05130 FER -GENERAL MOTORS ACCEPT
CORP BOND
SELL 10/18
97.
-HOUSEHOLD FIN CORP INTERNOTES BANK
TRANS
98.
05130 FER
100. -DUBLIN OHlO RFDG IMPT SER BUY 12101
-CUYAHOGA CNTY OHlO LTD TAX BUY 12114
Income/Gain Codes: =$1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000
$15,001$50,000 (See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001 
$5,000,000 =More than $5,000,000
Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 (See
Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000
=$5,000,001-$25,000,000 $25,000,001-$50,000,000 =$More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment =Cash/Market (See Column C2) =Book Value =Other =Estimated Name Person Reporting Date Report FINANCIAL DISCLOSURE
2004.txt[9/8/2013 6:34:12 PM]
REPORT AIDRICH, ANN 5/25/2005 (Indicate part Report.) VJII. ADDIDONAL INFORMATION
EXPIANATIONS
VII.
LINE TRUST DATED JUNE 22, 1966. 50% LIFE INTEREST.
VII.
LINE 5.CRES  CAYMAN ISLAND, B.W.I. HALF
OWNED. APPRAISAL DATE: JUNE 16, 2004.
VII.
LINES 10-19 AND 23-52. BROKERAGE ACCOUNTS UNDER SEPARATE OWNERSHIP
 TRUST. THIS TRUST
BECAME IRREVOCABLE UPON WHICH
BECAME IRREVOCABLE 5/31104 UPON LINES 54-100.
VII.
LINE 53. BENEFICIAL INTEREST TRUST #2. CO-TRUSTEE THIS IRREVOCABLE
TRUST.
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent
children, any) accurate, true, and complete the best lmowledge and belief, and that any information not
reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have
been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial
Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWJNGL AND WILFULLY FALSIFIES AILS FILE THIS
REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)
FILING INSTRUCTIONS
Mail signed original and additional copies to:
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus
Circle, N.E. Washington, D.C. 20544
2004.txt[9/8/2013 6:34:12 PM]