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Judicial Watch • Ann Aldrich Financial Disclosure Report for 2004

Ann Aldrich Financial Disclosure Report for 2004

Ann Aldrich Financial Disclosure Report for 2004

Page 1: Ann Aldrich Financial Disclosure Report for 2004

Category:Financial Disclosure

Number of Pages:11

Date Created:January 5, 2006

Date Uploaded to the Library:November 13, 2013

Tags:totrust, SALOMON, Ann Aldrich, trans, trust, 2004, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) ALDRICH, ANN Court Organization U.S. DISTRICT DIST OHIO Date Report 5/25/2005 Title (Article ill Judges indicate active senior status; magistrate judges indicate full-or part-time) JUDGE (SENIOR STATUS) ReportType (check appropriate type) Nomination, Date Initial @Annual Flnal Reporting Period 1/1/2004 12/31/2004 Chambers Office Address CARL STOKES COURTHOUSE 801 WEST SUPERIOR VE, STE 17B CLEVELAND, OHIO 44113 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer must followed. Complete all parts, checking the NONE box for each part POSIDONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) 
POSIDON NAME CO-TRUSTEE TRUST#2 
(;"J("),,,ocnZ c:)>::oz rrl c-:> O)>-.,,..., f71 -..  :::0  
II.  AGREE11ENTS.  (Reporting individual only; see pp. 14-16 filing instructions)  
 NONE  -(No reportable agreements.)  
PARTIES AND TERMS  

Name Person Reporting 
Date Report 
ALDRICH, ANN 
512512005 
III.  NON-INVESTMENT INCOME.  (Reporting individual and spouse; see pp. 17-24 offiling instructions) Filer's Non-Investment Income NONE -(No reportable non-investment income.)  SOURCE AND TYPE THE EQUITABLE ANNUITY  GROSS INCOME (yours, not spouse's)  884 TEACHERS INSURANCE AND ANNUITY ASSOCIATION 
TEACHERS INSURANCE AND ANNUITY ASSOCIATION TRUST -CO-TRUSTEE FEES Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.)
SOURCE AND TYPE REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such reportable reimbursements.)
SOURCE 
GEORGE MASON UNIVERSITY SCHOOL LAW -OCTOBER 7/10 -ARLINGTON, VA-SEMINAR RE: GOTIJS, VATELMODERNlNTER LAW ECONOMICS CENTER LAW (TRANSPORTATION, MEALS AND LODGING) 
Name Person Reporting ALDRICH, ANN GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportable gifts.)
SOURCE 
(No reportable liabilities.) 

Date Report 
Name Person Reporting 
:rage of6 
ALDRICH, ANN 
512512005 
VIL 	INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure (1) (2) (1) (2) (1) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div. rent. int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date: Month-Day  (3) Value Code (J-P)  (4) Gain Code (5) Identity buyer/seller (if private transaction)  
DNONE (No reportable income, assets, transactions) TRUST PART MONEY MARKET FUNDFLEET NATIONAL BANK  Interest CHECKING-KEY BANK-CLEVELAND, o:mo  Interest CHECKING-KEY BANK. CLEVELAND, o:mo  Interest  CLOSED  06/01  

CHECKING CAYMAN NATL BANK -None CAYMAN BRAC, BRITISH W.I. 
UNIMPROVED REAL PROPERTY .CRES None WEST END CAYMANBRAC 

HOUSE AND LOT CAYMAN BRAC, BRITISH None 

W.I. 
IRA SMITH BARNEY JOHN HANCOCK Interest TRANS 05/30 TOTRUST#2 REGIONAL BANK SHARES FER CHECKING-KEY BANK. CLEVELAND, o:mo Interest TRANS 05/30 TOTRUST#2 FER 	lLOT SUDIVISION -PRINCE None TRANS 05/30 TOTRUST#2 GEORGES COUNTY, FER 
10. 	VERIZON COMMUNICATIONS COMMON Dividend TRANS 05/30 TOTRUST#2 STOCK FER 
HOST MARRIOTT COMMON STOCK Dividend TRANS 05/30 TOTRUST#2 FER 
11. 

12. 
SOUTHERN COMPANYCOMMON STOCK Dividend TRANS 05/30 TOTRUST#2 FER 

13. 	
PEPCO HOLDING INC Dividend TRANS 05/30 

TOTRUST#2 
FER 
14. SMITH BARNEY UNITTRUST UTS Dividend TRANS 05/30 TOTRUST#2 FER 
TRANS 05/30 	TOTRUST#2
15. 	DEAN WITTER MUTUAL FUND-MSDW Dividend 
LIQUID ASSET FUND 
FER 
16. 
NUVEEN DIV ADVANTAGE MUNI FUND Dividend TRANS 05/30 TRUST#2 FER 

17. 
ISTAR FINANCIAL INC Dividend REDEE 02123 

18. 
cmGROUP, INC. Interest TRANS 05/30 TRUST#2 FER Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $100,00I-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes  =Appraisal  =Cost (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value  =Other Estimated 
Date Report 
Name Person Reporting 
ALDRICH, ANN 
512512005 
VIL INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value endof Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
Ifnot exempt from disclosure 
(1) (2) (1) (2) (1) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div. rent. int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date: Month-Day  (3) Value Code (J-P)  (4) Gain Code (5) Identity buyer/seller (if private transaction)  
19.  JOHN HANCOCK REGIONAL BANK FUND  Dividend  TRANS FER  05/30  TOTRUST#2  
20. TREAS BONDS  Interest  TRANS FER  05/30  TOTRUST#2  
21. TREAS BONDS  Interest  TRANS FER  05/30  TOTRUST#2  
22.  IRA THE EQUITABLE ALLIANCE GROWTH INVESTORS FUND  Interest  
23.  SALOMON BROTHERS HIGH INCOME FUND  Interest  TRANS FER  05/30  TOTRUST#2  

MIRANTCORP Dividend TRANS 05130 TRUST#2 FER 
24. 

25. 
BLACK ROCK INVESTMENT QUALlTY MUNI Dividend TRANS 05/30 TOTRUST#2 TRUST FER 

26. 
BLACKROCK MUNICIPAL INCOME TRUST Dividend TRANS 05/30 TOTRUST#2 FER 

27. 
FORD MOTOR CREDIT PFD 7/375% Dividend SELL 01/23 

GENERAL MOTORS ACCT CORP PFD 7.3% Dividend SELL 04121
28. 

29. 
PUBLIC STORAGE INC PFD Dividend SELL 04/21 

30. 
REGIONS FINANCING PFD Dividend SELL 04/21 

31. 
ROYAL BANK SCOTLAND GRP PFD 7.875% Dividend SELL 04121 

32. PAUL CAPITAL TRUST PFD 7.6% Dividend SELL 04121 

33. 
SUNTRUST CAPITAL PFD 7.6% Dividend SELL 04121 

34. 
TARGETS TARGETED GROWTH Dividend TRANS 05130 TOTRUST#2 ENHANCED TERM SEC AMX FER 

35. 
TARGETS TARGETED GROWTH Dividend TRANS 05130 TRUST#2 
FER
ENHANCED TERM SEC 
36. VALLEY NATIONAL BANCORP PFD 7.75% Dividend SELL 04121 Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only)  =Assessment Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated  

Date Report 
Name Person Reporting 
fage 3of6 
ALDRICH, ANN 
5/25/2005 
VIL INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and pendent children. See pp. 34-57 filing instructions.) Descri ption Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income ring reporting period (1) (2) Amount Type (e.g. Code div. rent. -H) int.) Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) Code3 (Q-W)  (1) Type (e.g. buy, sell, merger, redem ption) Transactions during reporting period not exem from disclosure (2) (3) (4) (5) Date: Value Gain Identity Month Code2 Code buyer/seller Day (J-P) (A(if private transaction)  
37.  JOHN HANCOCK FINANCIAL INDUSTRlES FUND Dividend  TRANS FER  05/30 TOTRUST#2  
38.  SMITH BARNEY MANAGED MUNICIPALS FUND Dividend  TRANS FER  05/30 TOTRUST#2  
39.  SMITH BARNEY MUNI MONEY MARKET FUND Dividend  TRANS FER  05130 TRUST#2  
40.  NUVEEN QUALITY PFD INCOME FUND Dividend  
 TRANS FER  05130 TOTRUST#2  
41.  ALLIANCE NATL MUN INCOME FUND Dividend  TRANS  05/30 TOTRUST#2  

FER 
42. GENL MOTORS ACCEPT CORP PFD 7.35% Dividend SELL 01/23 
TOTRUST#2
HOUSEHOLD FIN CORP INTERNOTES BANK Dividend TRANS 05130 
FER 
NUVEEN PFD CONV INCOME FUND Dividend TRANS 05130 TOTRUST#2 FER 
45. SALOMON BROS EMERGING MKTS DEBT Dividend TRANS 05/30 TOTRUST#2 
FUND FER 
46. SALOMON BROS GLOBAL HIGH INCOME Dividend TRANS 05/30 TOTRUST#2 FUND FER 
AlM MONEY MARKET FUND Dividend TRANS 05/30 TOTRUST#2 FER 
GENERAL MOTORS ACCEPT CORP BOND Dividend TRANS 05/30 TRUST#2 FER 
EATON VANCE TAX ADV GLOBAL INC Dividend BUY 01/30 
FUND 
50. EATON VANCE TAX ADV GLOBAL INC TRANS 05/30 TOTRUST#2 
FUND FER 
51. 
SALOMON BROS INFLATION MGMT FUND Dividend BUY 05/28 

52. 
SALOMON BROS INFLATION MGMT FUND TRANS 05/30 TOTRUST#2 FER 

53. 
TRUST#2 DNINT 

54. 
-IRA SMITH BARNEY -JOHN HANCOCK TRANS 05/30 REGIONAL BANK SHS FER Inco me/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $!00,00!-$!,000,000 $1,000,00!-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See lumns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,00!-$5,000,000 $5,000,001-$25,000,000 $25,000,00!-$50,000,000 $More than $50,000,000 Value Method Codes  =Ap praisal Cost (Real Estate Only) Assess ment Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated 
Date Report 
Nrune Person Reporting 
ALDRICH, ANN 
512512005 
VIL INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
1fnot exempt from disclosure (1) (1) (1) 
(3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code -H)  Type (e.g. div. rent. int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g. buy, sell, merger, redemption)  Date: Month-Day  Value Code (J-P)  Gain Code (A- Identity buyer/seller (if private transaction)  
-CHECKING -KEY BANK -CLEVELAND, OHIO  TR.ANS FERIN  05/30 LOT SUBDMSION-TRANS 05/30
56. 
PRINCE GEORGES COUNTY, FER 
-DEAN WTITER MUTUAL FUND  MSDW TRANS 05130 LIQUID ASSET FUND FERIN 
-DEAN WTITER MUTUAL FUND MSDW SELL 10/15
58. 
LIQUID ASSET FUND 
-US TREAS lffi BONDS TRANS 05/30 FERIN 
US TREAS BONDS TRANS 05130
60. 
FER 
61. 
SMITH BARNEY MUNI MONEY MARKET TRANS 05/30 FUND FER 

62. 
 cmGROUP INC TRANS 05/30 FER 

63. 
-cmGROUP INC 

SELL 09129 
64.  -HOST MARRIOTT COMMON STOCK  TRANS FER  05/30  
65.  -MIRANT CORP  TRANS FER  05130  

66. 
-PEPCO HOLDING INC TRANS 05130 FER 

67. 
-SOUTHERN COMPANY COMMON STOCK TRANS 05/30 FERIN 

68. 
-VERIZON CO.MMVNlCATIONS COMMON TR.ANS 05130 STOCK FERIN 

69. 
EATON VANCE TAX ADV GLOBAL INC TRANS 05130 FUND FERIN 

70. 
EATON VANCE TAX ADV GLOBAL INC SELL 11/18 FUND 

71. 
-NUVEEN QUAUTY PFD INCOME FUND TRANS 05130 FER 

72. 
 NUVEEN QUAUTY PFD INCOME FUND SELL 11/18 Income/Gain Codes:  =$1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 =$More than $50,000,000 Value Method Codes  =Appraisal  =Cost (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value  =Other Estimated 
Date Report 
Name Person Reporting 
ALDRICH, ANN 
512512005 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(1) (2) (2) not exempt from disclosure 
(!) 
Type (e.g. 
(1) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  (2) Type (e.gValue Value Date: div.rent. Code2 Method buy, sell, Month-int.) (J-P) Code3 merger, Day (Q-W) redemption)  (3) (4) (5) Value Gain Identity Code2 Code buyer/seller (J-P) (A (if private transaction)  
73.   NUVEEN PFD CONV INCOME FUND  TRANS 05/30 FER  
74.   NUVEEN PFD CONV INCOME FUND  SEIL 11/18  
75.   SALOMON BROTHERS HIGH INCOME FUND  TRANS 05130 FER  

76. 
 SALOMON BROS EMERGING MK.TS DEBT TRANS 05130 FUND FER 

77. 
 SALOMON BROS EMERGING MKTS DEBT SEIL 11118 FUND 

SALOMON BROS GWBAL HIGH INCOME TRANS 05130 FUND FER 
79. 
SALOMON BROS GWBAL HIGH INCOME SEIL 11118 
FUND 
80.  SALOMON BROS INFLATION MGMT FUND TRANS 05130 FER 
81.   SALOMON BROS INFLATION MGMT FUND  PARTIAL SALE  11/18  
82.   AlilANCE NATL MUNI INCOME FUND  TRANS FER  05130  
83.   BLACKROCK INVESTMENT QUALITY MUNI TRUST  TRANS FER  05130  

84. BLACKROCK INVESTMENT QUALITY MUNI
 
TRUST 
85. 
 BLACKROCK MUNlCIP INCOME TRUST 

86. 
 NUVEEN DIV ADVANTAGE MUNI FUND 

87. 
TARGETS TARGETED GROWTH ENHANCED TERM SEC AMX 

88. 
-TARGERS TARGETED GROWTH ENHANCED TERM SEC AMX 

89. 
TARGETS TARGETED GROWTH ENHANCED TERM SEC 

PARTIAL 
SALE 

TRANS 
FER 

TRANS 
FER 

TRANS 
FER 

REDEEM 
TRANS 
FER 

11118 
05/30 
05130 
05130 
08/14 
05130 
TARGETS TARGETED GROWTH REDEEM 08115 ENHANCED TERM SEC Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,00J-$15,000 $15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $!,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns  and D3) $250,000-$500,000 $500,001-$1,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 $More than$50,000,000 Value Method Codes  =Appraisal  =Cast (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value  =Other Estimated $!,000,001-$5,000,000 
Date Report 
Name Person Reporting 
6of6 
ALDRICH, ANN 
512512005 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during 
Gross value end Transactions during reporting period 
Description Assets 
reporting period 
reporting period 
(including trust assets) 
Ifnot exempt from disclosure 
(2) (1) (2) (I)
(1) 
(2) (3) 
Place "(X)" after each asset exempt 
Amount 
Type (e.g. Value Value Type (e.g. Date: 
Identity Value Gain 
from prior disclosure 
buy, sell, 
Code Method Monthbuyer/seller
div. rent. 
Code 
Code Code 
Code merger, Day(J-P) (ifprivate -H) 
int.) 
(J-P) (A-redemption) transaction) 
91. AIM MONEY MARKET FUND
92. 
-JOHN HANCOCK REGIONAL BANK FUND 

93. 
-JOHN HANCOCK FINANCIAL INDUSTRIES FUND 

-SMITH BARNEY MANAGED MUNICIPALS 
94. 
FUND 
TRANS 05/30 FER 
TRANS 05/30 FER 
TRANS 05/30 FER 
TRANS 05/30 FER 
-SMITH BARNEY UNIT TRUST -UTS TRANS 05/30 FER 
-GENERAL MOTORS ACCEPT CORP BOND TRANS 05130
96. 
FER 
97. 
-GENERAL MOTORS ACCEPT CORP BOND SELL 10/18 

98. 
-HOUSEHOLD FIN CORP INTERNOTES BANK TRANS 05130 FER 

-DUBLIN OHlO RFDG IMPT SER BUY 12101 
-CUYAHOGA CNTY OHlO LTD TAX BUY 12114
100. Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 
=$More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment Cash/Market (See Column C2) =Book Value =Other =Estimated 
Name Person Reporting 
Date Report 
AIDRICH, ANN 
5/25/2005 
(Indicate part Report.) 
VJII. ADDIDONAL INFORMATION EXPIANATIONS 
VII. 
LINE TRUST DATED JUNE 22, 1966. 50% LIFE INTEREST. 

VII. 
LINE 5.CRES  CAYMAN ISLAND, B.W.I. HALF OWNED. APPRAISAL DATE: JUNE 16, 2004. 

VII. 
LINES 10-19 AND 23-52. BROKERAGE ACCOUNTS UNDER SEPARATE OWNERSHIP  TRUST. THIS TRUST 

BECAME IRREVOCABLE UPON WHICH
BECAME IRREVOCABLE 5/31104 UPON LINES 54-100. 
VII. LINE 53. BENEFICIAL INTEREST TRUST #2. IAM CO-TRUSTEE THIS IRREVOCABLE TRUST. 

Date Report 
NameofPersonReporting 
ALDRICH, ANN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best lmowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWJNGL AND WILFULLY FALSIFIES AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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