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Judicial Watch • Ann Aldrich Financial Disclosure Report for 2006

Ann Aldrich Financial Disclosure Report for 2006

Ann Aldrich Financial Disclosure Report for 2006

Page 1: Ann Aldrich Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 13, 2007

Date Uploaded to the Library:November 13, 2013

Tags:CAYMAN, Ann Aldrich, Aldrich, International, trust, 2006, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Rev.112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  101-lll) Person Reporting (last name, first, middle initial) ALDRICH, ANN Court Organization U.S. DISTRICT DIST OHIO Date Report 0510712007 Title (Article ill judges indicate active senior status; magistrate judges Indicate full-or part-time) JUDGE (SENIOR STATUS)  5a. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006  
5b. Ameuded Report Chambers Office Address CARL STOKES COURTHOUSE 801 WEST SUPERIOR VE, STE CLEVELAND, OHIO 44113 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  CO-TRUSTEE  TRUST#2
II. GREE11ENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[RJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/07/2007 
ill. NON-INVESTMENT COME. (Reporting individual and spouse; see PP. n-u instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouse's) 2006 AXA EQUITABLE ANNUITY 12000 
2.2006 
TEACHERS INSURANCE AND ANNUITY ASSOCIATION 1180 
TEACHERS INSURANCE AND ANNUITY ASSOCIATION 
4.2006 TRUST -CO-TRUSTEE FEES 380 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) 
[RJ NONE (No reportable non-investment income.) SOURCE AND TYPE 

IV, REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  GEORGE MASON UNIVERSITY SCHOOL LAW LAW ECONOMICS CENTER  OCTOBER 5-8 ARLINGTON, -SEMINAR RE: INTERNATIONAL LAW (TRANSPORTATION, MEALS LODGING)  UNIVERSITY CINCINNATI  APRlL CINCINNATI, -NINETEENTH ANNUAL AUGUST RENDIGS, NATIONAL PRODUCTS LIABILITY MOOT COURT COMPETITION (MEAL LODGING)  INTERNATIONAL JUDICIAL ACADEMY  SEPTEMBER 24-29 -THE HAGUE, NETHERLANDS -SIR RICHARD MAY SEMINAR INTERNATIONAL LAW AND INTERNATIONAL COURTS (TRANSPORTATION LODGING)  

05/07/2007
ALDRICH, ANN 

0510712007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
l:KJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (lndudes those spouse and dependent children. See pp. 32-33 instructions.) 
l:KJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

05/07/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period Description Assets Income during 
Gross value end 
(including trust assets) reporting period 
reporting period 
(4)
(2)  (1)  (2)  
Place "(X)" after each asset  Type (e.g.  Value  Value  
exempt from prior disclosure  div., rent,  Code  Method int.)  (J-P)  Code3  
(Q-W)  

(1) 
(2) (5) 
Type (e.g. buy, sell, redemption) Date Month-Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (ifprivate  
transaction) TRUST PART MONEY MARKET FUND-FLEET NATIONAL BANK  Int./Div. CHECKING KEY BANK CLEVELAND, omo  Interest CHECKING -CAYMAN NATL BANK CAYMAN BRAC, BRITISH W.1.  None UNIMPROVED REAL PROPERTY ,._.WEST END CAYMAN BRA  None HOUSE AND LOT CAYMAN BRAC, BRITISH W.I.  None IRA THE EQUITABLE ALLIANCE GROWTH INVESTORS FUND  Interest TRUST#2  Int./Div. -CHECKING-KEY BANK CLEVELAND, omo j,JE  ACCTCLOSED  05/22  
10. -US TREAS BONDS  
11. -US TREAS BONDS  
12. -SMITH BARNEY MUNI MONEYMARKET FUND  
13. -HOST HOTELS RESORTS FKA MARRIOTI COMMON STOCK  
14. -MIRANT CORP  
15. PEPCO HOLDING INC  
16. -SOUTHERN COMP ANY COMMONSTOCK  
17. -VERIZON COMMUNICATIONS  SELL  10/11 Income Gain Codes:  A-Sl,000 Jess $1,001-$2,500  c-$2,501 "$5,000  o-s5,001 -$15,ooo -$15,001  $50,000  
(See Columns and 04)  F-$50,001 -$100,000  G-$100,001-$1,000,000 -s1,ooo,001. S5,ooo,ooo aMore than $5,000,000 Value Codes  J-$15,000 less  K-$15,001 -$50,000 -$50,00l  $100,000  M-$100,001 -$250,000  
(See Columns and 03) -$250,001 -$500,000  0-$500,001 "$1,000,000 -Sl,000,001 -$5,000,000  P2-S5,000,001 "$25,000,000 Value Method Codes -$25,000,001  $50,000,000 -Cos1 (Real Estate Only) More than $50,000,000 -C.Sh Market  
(See Column C2) Appraisal  V-other m:Assessment  
U-BookValue -Estimated  

05/07/2007
ALDRICH, ANN 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period (1) (A-H)  (2) Type (e.g. div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

COMMON STOCK  
18. -WESTERN ASSET HIGH INC FUND FKA SALOMON BRO HIGH INC FUND  
19. -WESTERN ASSET INFLATION MGMT FUND FKA SALOMON BRO MGMT  
20. -NUVEEN ADVANTAGE MUNI FUND  
21. -AIM MONEY MARKET FUND  
22. -JOHN HANCOCK REGIONAL BANK FUND  
23. -JOHN HANCOCK FINANCIAL INDUSTRIES FUND  
24. -LEGG MASON MANAGED MUNI FUND FKA SMITH BARNEY MUNI  
25. -SMITH BARNEY UNIT TRUST -UTS  
26. -HOUSEHOLD FIN CORP INTERNOTES BANK  
27. -MERRILL LYNCH INC-6.375% PFD  
28. -LEGG MASON SHORT INTER GOVT FKA SALOMON BRO GOVT  
29. -NATIONAL CITY CAP TRUST 6.625%PFD  BUY  10/27  
30. -USB CAPITAL X-6.5% PFD  BUY  04/05 Income Gain Codes: 1,000 less l,001  $2,500 -$2,501 -$5,000 5,001  $15,000 $15,001 -$50,000  
(See Columns and D4) x$50,001-$100,000 100,001  $1,000,000 x$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes  J-$15,000 or!ess  KSlS,001-$50,000 =$50,001 -$100,000 =$100,001  $250,000  
(See Columns and D3) 250,001  $500,000 $500,001  $1,000,000 l,000,001  $5,000,000 -$5,000,001-S25,ooo,ooo Value Method Codes oo$25,000,00I  $50,000,000 xCost (Real Estate Only) -More than $50,000,000  T=CashMarl:et  
(See Column C2) Appraisal  V-other ""Assessment  
U=BookValue -Estimated  

05/07/2007
Vlll. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report) 
VIl. LINE TRUST DATED JUNE 22, 1966. 50% LIFE INTEREST. 
VIl. LINE 
END CAYMAN BRAC, CAYMAN ISLAND, B.W.l. HALF OWNED. APPRAISAL DATE: JUNE 16, 2004. 
VIl. LINES 7-30. BENEFICIAL INTEREST TRUST #2. CO-TRUSTEE TIDS IRREVOCABLE TRUST. 

05/07/2007
ALDRICH, ANN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned Income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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