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Judicial Watch • Ann D. Montgomery – 2007

Ann D. Montgomery – 2007

Ann D. Montgomery – 2007

Page 1: Ann D. Montgomery – 2007

Category:Federal Judges

Number of Pages:7

Date Created:October 30, 2008

Date Uploaded to the Library:November 26, 2014

Tags:Ann D Montgomery, MONTGOMERY, price, vanguard, stock, filing, 2007, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MONTGOMERY, ANN Court Organization U.S. DISTRICT COURT -MN Date Report 05/13/2008 Title (Article IIIjudges indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE III illDGE -ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01101/2007 12/31/2007 Chambers Office Address 13W U.S. COURTHOUSE 300 SOUTH FOURTH STREET MINNEAPOLIS, 55415 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 jili11g instructions.) 
[Z] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY ,...., (J1 
JJ, AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Date Report 
MONTGOMERY, ANN 05/13/2008 
III. N-JNVE ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income [Z] NONE (No reportable non-investment income.) 
 
 INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
IV, REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing /,...,,ructions.) NONE (No reportable reimbursements.) 
 
 
 
Date Report 
 
MONTGOMERY, ANN 05/13/2008 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ 	NONE (No reportable liabilities.) CREDITOR 
 
VALUE CODE 
 
 
 
Date Report 
MONTGOMERY, ANN 05/13/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure Bancorp 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 1nterest 
Vanguard/Wellington Dividend 	Redemption 4/10 
Vanguard Wellesey Inc. Fund Dividend 	Redemption 4/10 
Nortech System -Common Stock 	None Minnesota State Judge Retirement Plan None 14 Interest fann land Meeker County, Rent Neurogen Corp. HWP -Common Stock None 
Alliance Municipal Trust None 	Sell 7/17 
Lincoln Life Variable Annuity Fund Dividend 
 
10. Rowe Price -Personal Strat. Growth Dividend Sell 4/13 IRA Acct. 
 
11. Rowe Price -Cap. App. -IRA Acct. Dividend Sell 4113 
 
12. Rowe Price -Small Cap Stock -IRA Dividend Sell 4/13 Acct. 
 
13. 	 
Pershing Govt. Acct. -IRA Acct. None Sell 3/14 
 
14. 
Vanguard Energy Fund Dividend 	Sell 4/13 
 
15. 
CGM Realty Fund 	None Sell 4113 
 
16. Basic Materials Dividend 	Sell 3/20 
 
 
Alliance Bernstein Balanced Wealth Distribution Buy 4/30 Strategies -IRA Inco Gain Codes: 1,000 less =Sl,001 -S2,500 =S2,50 -S5,000 =S5,00!  Sl5,000 =Sl5,001  S50,000 
(See Columns and 04) =S50,00I  SI00,000 =SI 00,00 1,000,000 =Sl,000,001 -S5,000,000 =Mor than S5,000,000 Value Codes J=$15,000 less K=Sl5,001 S50,000 =S50,001  SI00,000 =$100,001  S250,000 
(See Columns and D3) =>250,00  S500,000 =S500,00  1,000,000 =$1,000,001  S5,000,000 =S5,000,00  S25,000,000 =S25,000,00I  SS0,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Co (Real Esta Only) =Assessment =Ca Market 
(See Column C2) =Book Value V=Other =Estima ted 
 
 
Name Person Reporting 
Date Report 
MONTGOMERY, ANN 05/13/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, trw;s,1ctions.) 
Description Assets 
(inCluding trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(l) (2) (l) (2) (l) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Alliance Bernstein Balanced Wealth Distribution Buy 4130 Strategies Inco Gain Codes: =$1,000 less =Sl,001  $2,500 =$2,501. $5,000 =$5,001  $15,000 =Sl5,001  S50,000 
(See Columns and 04) =$50,001  SI00,000 G=SI00,001-$1,000,000 =Sl,000,00l -S5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,001 -$50,000 =$50,0-01  SI0-0,0-00 =SI0-0,001  $250,000 
(See Columns and DJ) =$250,0-0 -$500,000 =$500,001 -SI ,000,000 =Sl,OOO,OOl -S5,000,0-00 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More tha $50,000,000 Value Method Codes =Appraisal =Cost (Re Estate Only) ssessmen =Cash Market 
(See Column C2) =Book Value V=O ther =Estima ted 
 
 
Date Report 
MONTGOMERY, ANN 
05/13/2008 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate parto/Report.) 
Section VII: No. Item real estate owned common  The assessed tax value approximately $79,300; the current value may actually 
less than that but share, any event, would less than $20,000. 
 
Name Person Reporting Date Report 
MONTGOMERY, ANN 05/13/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are 
 
 
compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544