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Judicial Watch • Ann D. Montgomery – 2011

Ann D. Montgomery – 2011

Ann D. Montgomery – 2011

Page 1: Ann D. Montgomery – 2011

Category:Federal Judges

Number of Pages:6

Date Created:February 26, 2013

Date Uploaded to the Library:November 26, 2014

Tags:Eagle, Ann D Montgomery, Prudential, MONTGOMERY, Global, 2011, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 
FOR CALENDAR YEAR 2011 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) MONTGOMERY, ANN Court Organization U.S. DISTRICT COURT -MN Date Report 05/1/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE III JUDGE -ACTIVE Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
13W U.S. COURTHOUSE 300 SOUTH FOURTH STREET MINNEAPOLIS, 55415 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE (No reportable agreements.) 
 
 
PARTIES AND TERMS 1994 Minnesota State (Judges) Retirement System 
 
 
 
 
05/1/2012 
MONTGOMERY, ANN 
 
Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 Minnesota State Retirement System $9,954.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 Arthur, Chapman, Kettering, Smetak Pikala Law Firm 
 
 
 
JV. REJMB URSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION American Law Institute/ American Bar Association July -30, 2011 Santa Fe, American Bar Association November -5, 2011 Seattle, American Conference Institute December -7, 2011 New York, 
 
 
PURPOSE ITEMS PAID PROVIDED 
ALl-ABA Current Developments Employment Law Conf. Transportation, lodging, meals 
ABA 5th Annual Labor Employment Law Conf. Transportation, lodging 
ACIs 16th Annual Drug Medical Device Litigation Conf. Transportation, lodging 
 
Date Report 
MONTGOMERY, ANN 
05/1/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 
 
instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
051112012MONTGOMERY, ANN 
VII. INVESTMENTS and TRUSTS --income, val11e, transactions (lncl11des those spo11se and dependent childre11; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assetsf .porting period reporting period 
(2) (2) (I) (2) (3) (4) (5) 
Place after each asset Amount Type(e Value Value Type(e Date Value Gain Identity 
exempt from prior disclosure. Code div, rent Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(AcH) int) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Bancorp Interest Nortech System -Common Stock Dividend 14 Interest farm land Meeker County, Rent Trans America Annuity None P!MCO Total Return -IMCO Dividend Prudential Natural Resources -Prudential Dividend Blackrock Global Allocation -Blackrock Dividend First Eagle Global Fund -First Eagle Dividend 
Ivy Asset Strategy -IVY Dividend 
 
10. 
Blackrock Global Allocation -IRA Dividend Blackrock 
 
 
11. Prudential Natural Resources -IRA Prudential Dividend 
12. Ivy Asset Stragegy-IRA -IVY Dividend 
13. First Eagle Global Fund -IRA -First Eagle Dividend 
14. PimcoTotal Return -IRA -PIMCO Dividend 
15. 
16. 
17. Income Gain Codes: =$1.000 less B41,00I -$2,500 =$2.501 -$5,000 =$5.001 -$t5,000 =$15,001 -$50.000 
(See Columns and D4) F=$50.001 -$100,000 =$I 00,00 -$1.000.000 Ill =$1.000,001 -$5.000.000 fl2 =More than $5.000.000 Value Codes =$15,000 less =$15.00t -$50,000 =$50.00 I00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 ,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25.000.000 =$25.000.001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
Date Report 
Name Person Reporting 
05/1/2012 
MONTGOMERY, ANN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Section II: have deferred pension benefit plan with the Minnesota State Judicial Retirement System. past years, have been reporting consistently under Section VII rather than Section II. elected receive deferred benefit monthly beginning July 2011. have now been advised more appropriately considered Section agreement reported there and the amount received Section III. 
Section VII: No. -Item real estate owned common The assessed tax value approximately $80,000; the current value may actually less than that but share, any event, would less than 
 
 
 
05/1/2012 
MONTGOMERY, ANN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: ANN MONTGOMERY 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544