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Judicial Watch • Ann D Montgomery Financial Disclosure Report for 2010

Ann D Montgomery Financial Disclosure Report for 2010

Ann D Montgomery Financial Disclosure Report for 2010

Page 1: Ann D Montgomery Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:14

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Ann D Montgomery, MONTGOMERY, transportation, 2010, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Rev. 112011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization MONTGOMERY, ANN U.S. DISTRICT COURT -MN Date Report 05/03/2011 Title (Article 111 judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full-or part-time) Nomination, Date  01/01/2010  
ARTICLE III JUDGE -ACTIVE Initial [{] Annual Sb. Amended Report Final 12/3112010 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance U.S. COURTHOUSE with applicable laws and regulations. 300 SOUTH FOURTH STREET MINNEAPOLIS, 55415 Reviewing Officer Date  
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 

instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 
(yours, not spouse's) Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 	Arthur, Chapman, Kettering, Smetak Pikala Law Firm 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 	
International Criminal March -March 21, Arusha, Tanzania !CTR Training -Direct and Transportation, lodging, meals Tribunal for Rwanda 2010 Cross Exam 	
The Aspen Institute/Robina November -Queenstown, The Aspen Institute Justice Transportation, lodging, meals Foundation November 2010 and Society Program 	
American Conference November -Orlando, Cl's 21st Annual Bad Transportation, lodging, meals Institute December 2010 Faith Litigation Conference 

Date Report 
MONTGOMERY, ANN 
05/03/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR 
DESCRIPTION VALUE CODE 

Date Report 
MONTGOMERY, ANN 
05/03/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (!) (2) (I) (2) (S) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Bancorp  Interest Nortech System -Common Stock  Dividend Minnesota State Judge Retirement Plan  None Interest farm land Meeker County,  Rent Neurogen Corp. HWP -Common Stock  None  Sold  06/01/10 Lincoln Life Variable Annuity Fund  None  Sold  03/10/10 Trans America Annuity  None  Buy  03/10/10 Alliance Bernstein Balanced Wealth Strategies  Dividend  Sold  02/16/10 Pimco Total Return  Dividend  Buy  02/16/10  
10. Prudential Natural Resource  Dividend  Buy  02/16/10  
11. Blackrock Global Allocation  Dividend  Buy  02/16/10  
12. First Eagle  Dividend  Buy  02/16/10  
13. Ivy Asset Strategy  Dividend  Buy  02/16/10  
14. Blackrock Global Allocation -IRA  Dividend  Sold (part)  02/16/10  
15. Prudential Natural Resource -IRA  Dividend  Buy  02/16/10  
16. Ivy Asset Stragegy -IRA  Dividend  Buy  02/16/10  
17. First Eagle -IRA  Dividend  Buy  02/16/10 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$1 5,00 -$50,000  
(See lumns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100.000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,00 -$500,000 =$500,00 ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More lhan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) sscssmcnt =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets  reporting period  ofreporting period  

(I) (2) (I) (2) (I) (2) (3) 
(4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
18. Pimco -IRA Dividend Buy 02/16/10 Income Gain Codes: =$I 0000 less =$I .00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000  
(See Columns and D4) =$50,001 -$100,000 100,00 -$1,000,000 =$1,000,001 -$5,000,000  112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,00 -$500,000 =$500.00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
05/03/2011MONTGOMERY, ANN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) 
Section VII: No. -Item real estate 
The assessed tax value approximately $80,000; the current value may actually 
less than that but share, any event, 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ANN MONTGOMERY 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

AOIO Rev. //20 Report Required the Ethics Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MONTGOMERY, ANN Court Organization U.S. DISTRICT COURT -MN Date Report 07111/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE Ill JUDGE -ACTIVE  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. [:zJ Amended Report Final Reporting Period 01/01/2010 12/31/20!0 Chambers Office Address 13W U.S. COURTHOUSE 300 SOUTH FOURTH STREET MINNEAPOLIS, 55415 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

MontQomerv. Ann 

III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 20IO 	Arthur, Chapman, Kettering, Smetak Pikala Law Firm 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 	International Criminal March March 21, Arusha, Tanzania !CTR Training -Direct and Transportation, lodging, meals Tribunal for Rwanda 20!0 Cross Exam 	The Aspen Institute/Robina November Queenstown, The Aspen Institute Justice Transportation, lodging, meals
Foundation November 2010 	and Society Program 	American Conference November -Orlando, Cl's 21st Annual Bad Transportation, lodging, meals Institute December 2010 Faith Litigation Conference GIFTS. (Includes tlwse spouse and dependent children; see pp. 18-31 filing 
instructions.) 
[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing 
instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) 
(2) (l) (2) (3) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001-$100,000 =$100,001 -$1,000,000 ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000 =$50,001 100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001-$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes t11ose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 

(including trust assets) reporting period reporting period 
{I) (2) (I) (2) 

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) 
{A-H) (if private 
transaction)
(Q-W) 
18. PimcoTotal Return -IRA-PIMCO Dividend Buy 02/16/10 Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(Sec Columns and 04) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000,00I  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,00  $500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00I -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
07/11/2011
MONTGOMERY, ANN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
The assessed tax value approximately $80,000; the current value may actually 
Section VII: No. Item real estate owned
less than that but share, any event, would less than $20,000. 

Date Report 
MONTGOMERY, ANN 
07/11/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ANN MONTGOMERY 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544