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Judicial Watch • Anthony Battaglia Financial Disclosure Report for 2011

Anthony Battaglia Financial Disclosure Report for 2011

Anthony Battaglia Financial Disclosure Report for 2011

Page 1: Anthony Battaglia Financial Disclosure Report for 2011

Category:Financial Disclosure

Number of Pages:7

Date Created:October 20, 2012

Date Uploaded to the Library:November 13, 2013

Tags:BATTAGLIA, Anthony Battaglia, profit, sharing, ANTHONY, Pension, price, vanguard, 2011, EPA, dividend, Financial Disclosure, ICE, CIA, income, Judge


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Repor/ Required !he Elhies Govcmmc11/ Ac/ of/978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app .{ 101-11 Person Reporting (lat name, fint, middle initial) BATTAGLIA, ANTHONY Court Organization DISTRICT COURT Date Report 04/16/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) DISTRICT JUDGE -ACTIVE  Sa. Report Type (check appropriate tn>e) Nomination Date lnitial [{] Annual Sb. Amended Report Final l{cporting Period 01/01/2011 12/31/2011 Chambers Office Address 
United States District Court 
940 Front Street, Room 2125 
San Diego, 92101-8927 
IMPORTANT NOTES: Tire instructions accompanying tlris form must followed. Complete all parts, checking tire NONE box for each part where you /rave reportable information. Insert signature last page. POSIT NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Trustee  Pension Profit Sharing Trust 
Trustee Trust (has reportable assets) 
Trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing 
instructions.) 
[Z] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
BATTAGLIA, ANTHONY 04/1612012 
III. N-INVESTMENT ME. (Reporting indfridual and spouse; see pp. 17-U filing 
imtri1'1ions.) Filer's Non-Investment Income 
[{]  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portimz the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 Self employed, Attorney 

IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 o(filing instr11itions.) 

[{]  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing 
instructions.) 
[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE 

VI. ABILITIES. (Includes those spouse and dependent d1i/dren; see pp. 31-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
BATTAGLIA, ANTHONY 04/16/2012 INVESTMENTS and TRUSTS -income, at11e, transactions (tnc111des thou spouse and dependent c11itdre11: see PP J.1-60 fitinr: instmctions.J NONE (No reportable income, assets, transactions)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (I) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-II)  (if private  
(Q-W)  transaction) Rowe Price Equity Inc Fund (Pension Plan)  Dividend Vanguard GNMA Fund (Pension Plan)  Dividend  Redeemed  02/10/11  See Vlll Vanguard High Yield Fund (Pension Plan)  Dividend Vanguard Star Fund (Profit Sharing Plan)  Dividend Vanguard Prime Fund (Profit Sharing)  Dividend  Redeemed (part)  01/18/11  Sec VIII Rowe Price High Yield Fund (Profit Sharing)  Dividend Vanguard GNMA Fund (Profit Sharing)  Dividend  Buy  02/10/1  See Vlll Rowe Price Spectrum Growth Fund (Profit Sharing)  Dividend Law Office Close Corp. Stock  None  
JO. Hennessy Fund (Tamarack Babson Value Fund)(Pension Fund)  Dividend  
11. Proctor Gamble Common Stock  Dividend  
12. Rowe Price Equity Inc. Fund  Dividend  Redeemed  01/11/1  See VIII  
13. Vanguard Index 500 Fund (Profit Sharing Plan)  Dividend  
14. Vanguard Money Market  Dividend  
15. Rowe Price Equity Income Fund (Trust #2)  Dividend  Redeemed (part)  12/28/  See VIII  
16. Vanguard Health Care Fund (Profit Sharing)  Dividend  
17. Artisan Mid Cap Fund (Profit Sharing Plan)  Dividend Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2,501 -$5,000  D=$5,00I -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50.001 -$100,000 =$100.001 -$1,000.000  Ill =$1.000,001 -$5,000.000 =More than $5.000.000 Value Codes =$15.000 less $15,001 -$50,000 =$50,001 -$100,000 00.00 -$250,000  
(Sec Columns and D3) =$250,001 -$500.000 =$500,00 -$I ,000.000 =$1,000,001 -$5,000,000 $5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Date Report 
04/16/2012
BATTAGLIA, ANTllONY INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. J-1-60 filing ;,,_,1ruc1iom.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) 
(2) (2) 
(I) 
(2) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/sci ler 
(A-II) int.) (J-P) CodeJ redemption) (A-II) (if private 
(Q-W) transaction) 
18. Vanguard Inflation Protected Securities  Dividend  
19. Vanguard GNMA Fund-IRA  Dividend  
20. Sempra Energy  Dividend  
21. Vanguard 500 Index IRA  Dividend  
22. Vanguard Midcap IRA  Dividend  
23. Vanguard Total Bond  Dividend  
24. Vanguard Small Cap IRA  Dividend  
25. Vanguard International  Dividend  
26. Vanguard Total Bond (Profit Sharing Plan)  Dividend  Buy  04/08/1  See VIII Income Gain Codes:  A=$1.000 less =$t.OOI. $2.500 =$2.501 -$5,000  D=$5,00I -$15.000 0$15.00t -$50.000  
(Sec Columns and 04) =$50.001 -$100,000 4100,001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.00I -$1,000.000 =$1.000,001 -$5,000,000  1'2 =$5.000.001  $25.000.000 =$25,000.00I -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimatcd  

Date (If lkport
BATTAGLIA, ANTHONY 
04/16/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Part VII. 
112 Redeemed and transferred full into 117 
115 Redemption I/I 8/1 for participant distribution. Redeemed 4/8/11 transfer asset #26, value code gain code Also purchased 1/31/11 for; 

pension contribution -value code Kon this transaction. 
117 Funds from transferred into this fund 
1112 Redeemed pay education loan 
1115 Partial redemption for benefit beneficiary 
#26 Purchase with redemption from Asset 

Uate lkport 
04/16/2012
BATTAGLIA, ANTHONY 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 ct. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ANTHONY BATTAGLIA 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE TlllS REPORT JIAY SUBJECT CIVIL 
AND CIUlllNAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544