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Judicial Watch • Arthur D. Spatt – 2012

Arthur D. Spatt – 2012

Arthur D. Spatt – 2012

Page 1: Arthur D. Spatt – 2012

Category:Federal Judges

Number of Pages:12

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Arthur D Spatt, Arthur, 2012, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. J/2013 
FOR CALENDAR YEAR 2012 U.S.C. app. IOI-///) Person Reporting (last name, first, middle initial) Spall, Arthur Court Organization Eastern District New York Date Report 05/06/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge, Senior  Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
Long Island Federal Courthouse Federal Plaza Central Islip, New York 11722 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[2J NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) 
1979 Individual Retirement "Keogh" Plan (See Rider annexed) 

05/0612013
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 fil
ing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) 2012  New York State Retirement Pension  $19,300.00 Spouse'S Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except.for 
honoraria
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 o.ffiling
instructions.) 
[{]  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED 

05/06/2013 GIFTS. (Includes those spouse and depend children; see pp. 28-31 filing instructions.) 
[2} NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[2} NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Spatt, Arthur 
05/06/2013

VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during 'eporting period  
{including trnst assets)  reporting period reporting period  

(I) (1) 
(2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (H)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) STOCKS AIRTOUCH COMMUNICATIONS  Dividend AMERITECH -COMMON  Dividend ATT -COMMON  Dividend BELL ATLANTIC -COMMON  Dividend CHEVRON -TEXACO  Dividend COMCAST -COMMON  Dividend EASTMAN KODAK -COMMON  Dividend PACIFIC TELESIS -COMMON  Dividend  
10. PEPSICO -COMMON  Dividend  
11. SOUTHWESTERN BELL -COMMON  Dividend  
12. U.S. WEST -COMMON  Dividend  
13. XEROX -COMMON  Dividend  
14. U.S. WEST MEDIA GROUP  Interest  
15. EASTMAN CHEMICAL CO.  Dividend  
16. AIRTOUCH COMMUNICATIONS  Dividend  
17. NCR CORP.  Dividend Income Gain Codes:  A41.000 orlcss =$1,001 -$2.500 =$2,501 -$5.000 =$5,001 -$15.000 =$15.00t -$50,000  
(Sec Columns and 04) =$50.001 -$t00.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1 .000.001 -$5.000.000  1'2 =$5,000.001 -$25,000.000 =$25.000,00 -$50.000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Spatt, Arthur 
05/06/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructillns.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  rep011ing period reporting period  

(I) (2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

18. TRICON GLOBAL  Dividend  
19. SBC COMMUNICATIONS  Dividend  
20. COMPAQ COMPUTER  Dividend  
21. GENERAL ELECTRIC CO.  Dividend  
22. AGERE SYSTEMS, INC.  Dividend  
23. YUM BRANDS, INC.  Dividend  
24. HEWLETT PACKARD CO.  Dividend  
25. QWEST COMMUNICATIONS  Dividend  
26. CHESAPEAKE UTILITIES CORP.  Dividend  
27. VODAFONE  Dividend  
28. iDEARC iNC.  Dividend  
29. LSI Corp.  Dividend  
30. LIMITED PARTNERSHIP  
31. BERKSHIRE LAND VENTURE CO.  Dividend  
32. BERKSHIRE LAND VENTURE CO.  Interest  
33. INTEREST  
34. NORTH FORK BANK, including IRA accounts cash  Interest Income Gain Codes: 41.000 Jess  B=$1,00J -$2,500 $2.501 -$5.000 =$5.001 -$15.000 =$15.00 -$50,000  
(Sec Columns and 04) =$50.001  $100.000 =$100.001 -$1.000.000  Ill =$1,000.001 -$5,000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 $50.001 -$100,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 $500.000 =$500,001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/06/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent chitdren; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) (2) (I) (2) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller Income Gain Codes: A=$ 1.000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5.001  $15.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.001  $100.000 =$1 00.001 -$1,000.000 111 =$1.000.001  $5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.00 -$500.000 0=$500.001 -$1.000.000 =$1.000.001  $5.000.000 =$5.000.001  $25.000.000 =$25.000.001 -$50.000.000 1'4 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) =Other =Book Value =Estimated 

05/06/2013
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 offiting i11s1r11ctitms.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
Transactions during reporting period 

(2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

52. STATE DORMITORY AUTHORITY  Interest  
53. NORTHPORT-E.NORTHPORT  Interest  
54. Syracuse UGO  Interest  
55. Sachem Cent. Sch. Dist.  Interest  
56. STA POWER AUTHORITY  Interest  
57. State Environmental FACS  Interest  
58. Buffalo,  Interest  
59. Niagara Wheatfield, Central  Interest  
60. HAVERSTRAW STRONG POINT  Interest  
61. MONROE CNTY INDL DEV CORP  Interest  
62. LIBERTY DEV CORP  Interest  
63. ROME  Interest  
64. RENSSELEAR MUN.  Interest  
65. IRA STOCKS  
66. ALLEGHENY ENERGY INC.  Dividend  
67. AMERICAN ELECTRIC POWER CO., INC.  Dividend  
68. CASCADE NATURAL GAS CORP.  Dividend Income Gain Codes: =$1,000 less =$1 ,001 -$2.500 =$2 .50 -$5 .000 =$5,001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50.00I -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100,000 =$100.001 -$250.000  
(Sec Columns and D3) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000.000  1'2 =$5,000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/06/2013
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 ciffiling instmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (2) (3) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
CENTRAL SOUTH WEST CORP.  Dividend  

CONNECTIV INC. Dividend 
71. 
CONNECTIV INC. Dividend 

72. 
ENERGY EAST CORP Dividend 

ENOVA CORP. Dividend 
FPL GROUP INC. Dividend 
FIRST ENERGY CORP. 
Dividend 
76. MIDAMERICAN ENERGY HOLDINGS 
Dividend 
co.  
77. NEVADA POWER CO.  Dividend  
78. NEW ENGLAND ELECTRIC SYSTEM  Dividend  
79. POTOMAC ELECTRIC POWER CO.  Dividend  
80. TEXAS UTILITIES CO. (Holding Co.)  Dividend  
81. TEXAS UTILITIES  Dividend  
82. WESTERN RESOURCES INC. (Western Energy, Inc.)  Dividend  
83. PMC CAPITAL INC.  Dividend  
84. ROCHESTER GAS ELECTRIC CORP.  Dividend  
85. SEMPA ENERGY  Dividend Income Gain Codes: =$1.000 less 1,001 -$2,500 =$2.501 -$5.000  D=$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 100,000 =$1 00,00 -$1,000,000  111 =$1.000.001 -$5.000,000  112 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50.001 -$100,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500,001 -$1.000.000 =$1,000.001 -$5.000.000  1'2 =$5,000.001 -$25,000.000 =$25.000,001 -$50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/06/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting pe1iod ofreporting period 
(I) (2) (I) (2) (I) (2) (3) 
(5) 

Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
(A-H) int.) (J-P) Code redemption) (A-H) Income Gain Codes: =$1,000 less =$1 ,001 -$2.500 =$2.501 -$5.000 45.001 -$15,000 =$15.001 -$50,000  
(Sec Columns and D4)  F=$50,00 1-$100,000 =$100.001 -$1,000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15,000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1,000.001 -$5.000.000 =$5.000.00 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcm =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/06/2013
Spat!, Arthur 
VII. INVESTMENTS and TRUSTS	ing insrr11c1ions.J 
-income, vatue, transactions (1nc111des those ofspo11se and dependent children; see PP 34-60 fil NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (I) 
(2) (I) 
(3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

!03.  CORPORATE BONDS  
104.  TENESSEE VALLEY AUTHORITY Bond 993 Series  Interest  
!05.  COMMONWEALTH EDISON CO. 8.625% Due 2/1/2002  Interest  
106.  OPPENHEIMER HIGH YIELD FUND (See Rider  Dividend  
107.  WARWICK CENT.  Interest Income Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15,000 415,00 -$50.000 (Sec Columns and D4) =$50,001 -$100.000 =$!00.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 4500,00 -$1.000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 =Cost (Real Estate Only) =Cash Market Value Method Codes =Assessment 
(Sec Column C2) =Other =Estimated 
Name Person Reporting 
Date Report
Spatt, Arthur 
05/06/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
RIDER (Response "II -AGREEMENTS" --first page) former participating member the Spall Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice law 1978, share the pension plan was severed and "rolled qver." The funds were not used and were placed individual retirement accounts two types ofinvestments follows: bonds and stocks the aggregate value approximately $296,000.00 December 31, 2012. cash the Capital One Savings Bank, Great Neck, New York branch, the estimated sum of$25,122.81 December 31, 2012. 
RIDER (Response "II -AGREEMENTS" --first page) 
Prior entering into the Spat! Bauman, P.C. pension plan, when was single practitioner started individual retirement "Keogh Plan." When withdrew 

from the practice law, "rolled over" the Keogh Plan, and remains that unused condition. The "Keogh" funds are Oppenheimer High Yield Fund and are the value approximately $30,000.00 December 31, 2012. 

05/06/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Arthur Spatt 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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