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Judicial Watch • Arthur D Spatt Financial Disclosure Report for 2003

Arthur D Spatt Financial Disclosure Report for 2003

Arthur D Spatt Financial Disclosure Report for 2003

Page 1: Arthur D Spatt Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:10

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Keogh, ELECTRIC, Spatt, Arthur D Spatt, Energy, Arthur, individual, 2003, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev.112004 

Calendar Year 2003 U.S.C. app.  101-lil). 	Person Reporting (Last name, First name. Middle initial) Court Organization Spatt, Arthur Eastern District New York Title (Article Judges indicate active senior status; RcpQrtType (check appropriate type) magistrate judges indicate full-or part-time) Nomination, Date 

U.S. District Judge, Active Inilial Final 	Date ort 5/6/2004 Reporting Period 11112003 

12131/2003 Chambers Office Address the basis ofthe information contained this Report and any 

modifications pertaining thereto, is, opinion. compliance Long Island Federal Courthouse 
with applicable and regulations. 

1024 Federal Plaza 
Reviewing Officer 

Central Islip, New York 11722 
JMPORTANT NOTES: The instructions accompanying this fonn must followed. eon.>tetc all parts, checking the NONE box for each part where you lave reportable information. Sign last page. POSIDONS. (Reporting individual only; pp. 9-13 filing instructions) 
sec 

 NONE -(Noreportablepositions.) 
(Reporting individual only; pp. 14-16 filing instructions) 

Il. AGREEMENTS. 	see NONE -(No reportable agrc:ancnts.) 	Prior pension and profit-sharing plans lled over (See Rider annexed hereto) 	Individual Rctircmcnt "Keogh Plan (Sec Rider annexed) 
ts:d :.'t)
tfl --fT1
Nr-""' 
o-0 en: .......c=,l>  rT1 ::z: .... ...,,.,,r-::s: rci 
"'Tl 
-c:::> NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 11-24 filing instructions) Filer's Non-Investment Income NONE -(No reportable non-invtment income.) 
 NONE 
IV. 
 NONE GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE -(No such reportable gifts.) 

(See Columns -104) $50,001-Sl00,000 $100,001-Sl,OOO,COO Sl,000,001-S5,000,000 =More than SS,000,000 Value Codes: ""$15,000 less $15,001-SS0,000 ""$50,-001-Sl00,000 $100,001-$250,000 
(See Cohmms and 03) $250,000-SS00.000 $500,001-$1,000,000 -Sl,000,001-SS,OOO,OOO SS,000,001-$25,000,000 S25,000.001-S50,000,000 =$Mare than SS0,000,000 

{Sec Column C:!) 

Date Report Page 4of5 
Name Person Reporting 
Spatt, Arthur 
5/612004 VIL INVESTMENTS and TRUSTS -income, value, lr.mscations (includes !hose ofthe spouse and dependent childn:n. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during n:porting period 
Description AssclS 
reportingperiod reporting period 
(includiDg trust assets) 
(2) (2) (1) not eiu:Iqlt from 
SS.  Place cxr after eich asset exempt from prior disclosure OTSEGO COUNTY Amount Coclc (A-H)  Type (e.g div. rent. int.) Interest  Value Cock:2 (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, lion)  (2) Date: Month-Day  (3) Value Codc2 (J-P)  Gain Code (A-H)  (S) Identity buya/scllcr (ifprivate transaction)  
56.  NEW YORK STATE ENVIRONMENTAL  Interest  
57.  BRIARCLIFF MANOR  Interest  
58.  GREECE CSD  Interest  

60. 
SCO'Fl.A GLENVIU.E, Interest 
IRA STOCKS 
61. 
ALLEGHENY ENERGY INC. Dividend 

62. 
AMERICAN ELECTRIC POWER CO., INC. Dividend 

63. 
CASCADE NATURAL GAS CORP. Dividend 

64. 
CENTRAL SOUTH WEST CORP. Dividend 

65. 
CONNECTIV INC. Dividend 

66. 
CONNECTIV INC. Dividend 

67. 
ENERGY EAST CORP Dividend 

68. 
ENOVACORP. Dividend 

69. 
FPL GROUP INC. Dividend 

70. 
FIRST ENERGY CORP. Dividend 

MIDAMERICAN ENERGY HOLDINGS CO. Dividend

71. 

72. 
NEVADA POWER CO. Dividend Jncame.IGain Codes:   Sl,000 less Sl,001-$2,SOO $2,SO SS,000 SS,001-SJS,000 Sl5,001-SSO,OOO  
(See Columns and 04) $50,001-SlOO,OOO SlOO,OOl-Sl,000,000 Sl,000,001 S5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-SlOO,OOO Sl00,001-$250,000  
(See ColllllDIS and D3) S?S0,000-$500,000 $500,001-$1,000,000 $1,000,001$5,000,000 -S5,000,001-S25,000,000 $25,000,001-$50,000,000 =SM.ore than sso.000,000 Value Method Codes Cost (Real Est3le Only) =Assessment Cash/Market 
(See Column C:?) =Book Value =Other 
Name Person Reporting 
Date Report 
Spatt, Arthur 
5/612004 INVESTMENTS and TRUSTS -income, value, tl'll11Scatiom (includes !hose the spouse and dependent c:bildn:n. See pp. 34-57 filing instructions.) Income during Gross value encl Transactions dming reporting period 
Description Assels 
iepOTtingperiod reporting period 
{including lnJst assets) 
not exempt from disclos!R {1) (2) (1) (2) 
76. 
Place oo afla-each asset exempt finm prior disclos1n NEW ENGLAND ELECTRIC SYSTEM  kmunt Code (A-H)  Type (e.g. div. rent inL) Dividend  Value Code2 (J-P)  Value Mc:dlocl Code3 (Q-W)  Type (e.g. buy, sell, merger,  (2) Date: Month-Day  Value Code2 (J-P)  Gain (A-Ii)  Identity buycrfsdler (ifpriva transaction)  
POTOMAC ELECTRIC POWER CO.  Dividend  
TEXAS UI'ILlTIES CO. (Holding Co.)  Dividend  
TEXAS u:rnn'JES  Dividend  

WESTERN RESOURCES INC. (Westt:m Energy. Dividend 
Inc.) 
78. 	
PMC CAPITAL INC. Dividend merger 

79. 	
ROCHESTER GAS ELECTRIC CORP. Dividend 

80. 
SEMPA ENERGY Dividend 

81. 
SIERRA PACIFIC Dividend 

82. 
PEPCO HOLDINGS, INC. Dividend 

EA.Gm MER.GER CORP. Dividend 
84. 
RGS ENERGY GROUP, INC. Dividend merger 06/01 

85. 
CORPORATE BONDS 

86. 
TENESSEE VAll.EY AUTHORITY Power Bond Interest 1993 Series 

87. 	
COMMONWEAL1li EDISON CO. 8.625% Due Interest 211/2002 

88. 	
OPPENHEIMER mGH YIEID FUND (See Dividend Ridcr2) 

89. 	
WARWICK.NY CENT. Interest Income/Gain Codes: $1,000 less $1,001..S:,500  -$2,501..SS,000 SS,OOlSIS,000 $15,001-$50,000  
(Sec Colu!IDIS and D4) SSO,OOJ..$100,000 $100.001-$1,000,000 Sl,000,001-SS,000,000 Mon: than $5,000,000 Value Codes: $15,000or less $15,001-$50,000 SS0,001-$100,000 Sl00,001-$250,000  
(See Columns andD3)   S250,000-S500,000 S500.00J-Sl,000,000 Sl,000,001S5,000,000 S5,000,001-S25,000,000 S25,000,00l-S50,000,000 SMore than SS0,000,000 Value Method Codes  =Appraisal  =Cost (Real Estate Only) Assessment Cash/Market  
(Sec Column C2)  =Book Value  =Other  =Estimated  

Name Person Reporting 
Date Report 
Spatt, Arthur 
51612004 
(Indicate part Report.) 
vm. ADDIDONAL INFORMATION EXPLANATIONS 
RIDER (Response "Il -AGREEMENTS" -first page) former participating member the Spatt Bauman .C. pension and profit-sharing plan, when withdrew from the firm and the practice law, 
share the pension plan was severed and "rolled over. The funds were not used and were plaeed individual retirement accollllts two types 
investments follows: bonds and stocks the aggregate value of$250,541.78 ofDecembcr31, 2003. cash the Oreenpoint Savings Ban1c, Hewlett, NewYork branch, the swn $38,111.63 cmber 31, 2003. 
RIDER (Response "Il -AGREEMENTS" -firstpage) 
Prior entering into the Spatt Bauman, .C. pension plan, when was single practitioner started individual retirement "Keogh Plan. When withdrew from the practice law, "rolled over" the Keogh Plan, and remains that unused condition. The "Keogh" funds are Oppenheimer High Yield Fund and are the value approximately $82,926.03 December 2003. 

IX. CERTIFICATION. certify that all infonnation given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief: and that any information not reported was withheld because met applicable statutory provisions permittiiig non-disclosure. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND Wll..FULLY FALSIFIES FAILS Fil.E TIIlS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)



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