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Judicial Watch • Arthur D Spatt Financial Disclosure Report for 2005

Arthur D Spatt Financial Disclosure Report for 2005

Arthur D Spatt Financial Disclosure Report for 2005

Page 1: Arthur D Spatt Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:13

Date Created:January 29, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Spatt, Arthur D Spatt, Arthur, Appraisal, Market, 2005, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES DISTRICT COURT 
EASTERN DISTRICT NEW YORK 
ARTHUR SPATI POST OFFICE BOX 9014 
United States District Judge CENTRAL ISLIP, NEW YORK 11722-9014 
July 28, 2006 
Hon. Ortrie Smith, Chair 
Committee Financial Disclosure 
Dear Judge Smith: response your letter July 201 please advised that Financial Disclosure return for 2005, Part VII, page lines and 65, erroneously listed value method code "V". The correct value method code should "T". appreciate this opportunity amend return reflect the correct value code for these two listings. 

ADS:mk 
.......> 
'::J 
= Government Act 1978
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  /0/-// Person Reporting (last name, first, middle initial) Spat!, Anhur Court Organiution Eastern District New York Date Report 05/08/2006 Title (Article Ill judges indicale active senior status; magistrate judges indicate full-or part-lime) U.S. District Judge, Senior  Sa. Report Type (check appropriate type) Nomination. Dare Initial [81 Annual Final Reporting Period 01101/2005 12/31/2005  
Sb. Amended Report Chambers Office Address Long Island Federal Courthouse P.O. Box 9014 Central Islip. New York 11722 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Dale PORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
NONE (No reportable positions.) 

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II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
NONE (No reportable agreements.) 1979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) Individual Retirement "Keogh" Plan (See Rider annexed) 

Name Person Reporting 
Spatt, Arthur 

Ill, NON-INVESTMENT INCOME, (Reporting indfridual and spouu: see pp. 17-24 instructions.) 

SOURCE AND TYPE 12/27/89 New York State Retirement Pension 
-If you were married during any p11rtion the reporting year, complete this section. 
SOURCE AND TYPE 

JV, REIMBURSEMENTS -transportation, /odging,food, entertainment. (Includes those spouse und dependent children. See pp. 25-27 instructions.) 
 NONE (No reportable reimbursements.) 

05/0812006
Spatt, Arthur 
V GIFTS. (Includes thou spouse and dependent L'hildren. See pp. ZB-3 instructions.) 
(KJ NONE (No reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and dependent  NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during rcpt>rting period (including 1rus1 asseis) reporting period reporting period 
(I) (2) (2) (I) not cxcmpl from disclosure 
Place "(X)" after each assel Amount Type (e.g. Value Value Type (e.g. 
exempt from prior disclosure Code div. rent. Code2 Melhod buy. sell. 
Date Value Gain Jdenlity 
(A-H) int.) (J-P) Code3 merger. 
Monlh-Code Code buyer/seller 
(Q-W) rcdt:mption) Day (A-H) (if priva1e 
transaction) Income Gain Codes: ==S 1.000 less =Sl.001  S2.SOO =$2,501 -SS.IJOO D=S5.00l SIS,OOO =SI S.001  $50.000 
{S1,..-.:: Columns ant.I 04) =$SO.OU  00.000 =$100.001 -Sl.000,000 fll =s1.ooo,001.ss.ooo.ooo ==More than $5,000,000 
 Value Codes 1415,000 orlcss =$I S.00 -SS0.000 L=SSO.OOl SI00.000 =SI 00.00 $250.000 Columns and 03) =$250,00 -SS00,000 O=SS00.001-$1,000.000 =$1,000,001  Sl.000.000 =SS.000,001 -$25.000,000 =s2s.ooo.001 -sso.000.000 =More than SS0.000,000 
(Soc Column C2} V=Other Value Method Codes =Cost (Rc::al E.1a1e Only) T=Cash Market Appraisal =Assessment Book Value ::Estimated 

Date Report 
Spatt, Arthur 
05/08/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP. 14-57 filinx instructions) NONE (No reportable income, assets, transactions.) 
Description Asscls 
Income during 
Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) 
(2) (2) 
(I) not exempt from di.sclosurc 
Place "(X)" afer each asset exempt from prior disclosure  Amount Code (A-H)  Type(e.g. div., rent. int.)  Value Code2 (J-P)  Value Method Codel (Q-W)  Type(e.g. buy, sell. merger. redemption)  (2) Date Month-Day  Value Code (J-P)  Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  
18. AIRTOUCH COMMUNICATIONS  Dividend  

19. 
LUCENT TECHNOLOGIES, INC. Dividend 

20. 
NCR CORP. Dividend Income Gain Codes: 	A=S 1,000 less 1.00 -$2,500 =$2,50 -S5,000 D=S5,00I -S15,000 E=Sl5,00J -S50,000 (S-c Columns and 04) F=$50,00 -SI 00.000 =SI00,001 -Sl,000,000 1,000,00 -$5,000,000 =Mon: than SS,000,000 
Value Codes 15.000 ll!SS $15,001 -$50,000 =$50,001 -SI00,000 SI00,001 -$250.000 {St!e Columns and 03) N=$250,00 -$500,000 $500,00I ,000,000 -s1.ooo,001 -s5.ooo.ooo S5.ooo.001 -S25.ooo.ooo 

Pl=$25,000,00 -$50,000,000 =More 1han $50,000,000 
Value Mclhod Codes -Cost (Real Esta!< Only) =Cash Market =Appraisal =Assessmen1 
U=Book Value: 

(Sec Column C2) =Estimated 

Date Report 
Spatt, Arthur 
05/08/2006 
VII. ESTM ENTS and TRUSTS -income. value:transactions (includes those the '""use and dependent children. PP. 14-s1 filing instructions> NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Trdnsactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) (I) (2) (I) not exempt from disclosure
Place "(X)" after each assel Amount Type (e.g. Value Value Type(e.g. (2) 
(5) 
exempt from prior disclosure Code div., rent. Code Method buy. sell, 
Dale Value Gain ldenlily 
(A-H) inl.) Code 
merger. 
Month -Code2 Code buyer/seller 
(Q-W) redemption) 
Day (1-P) (A-H) (if privale 
transaction) Income Gain Codc:s: =SJ.000 ,00 -S2.500 =$2,501 -ss.ooo  D=S5,001-Sl5,000 =Sl5,00I -S50,000  
(Sec Columns and 04)  F=$50,00 00,000 =SI00.001 -Sl,000,000  111 =Sl.000.001 -ss.000.000  li2 :::More 1han $5,000,000 Value Codt:S 15,000 less =Sl5,00I -$50,000  L=S50,001-SIOO,OOO =SI 00,00 -$250,000  
(Sc."( Columns and 03) =S250,001 -SS00,000  0=S500,00l-Sl.000,000 =s1.ooo.001 -s5.ooo.ooo =$5,000,001 -S25.000,000 Value Method Codes =$25.000,001 -$50,000,000 =Cos! (Real Esta1e Only) =Moro 1han $50,000,000 =Cash Market  
(Sec Column C2) =Appraisal cQther =Assessmenc =Book Value  W=Estima1cd Income Gain Codes: ,000 less -SI.DOI -$2,500 =$2,50 -SS.WO D=SS,001 -SIS,000 E=SIS,001-SSO,OllO (See Columns and 04) =$50,00  00,0QO =$I DO.DO $1,000,000 Ill =$1,000,001 -SS.000,000 =More lhan $5.000.000 
Value Codes ""$15,000 less =$15,001 -$50,000 =SS0,001 -SID0,000 =SI 00,00 -$250,000 (SeeColumns and DJ) N=S250,DO -$500,000 O=SSOO,OOl -Sl,000,000 =St,OOO,DOl -$5,000,000 =SS,Oll0,001 -S2S.ooo.ooo =$25,000,DOI -SS0,000,000 =Mon: lhan $50,000,000 
(See Column C2) 
Yalu< Melhod Codes =Cosl (Real Estaie Only) .,.Cash Marker Appraisal =Asscssmenr Book Value 

W=Esrimated 

05/08/2006
Spatt, Arthur lnco Gain Codes:  A=S 1.000 less =St.001-$2,500 $2,501 -$5,000  D=SS.001-SIS.OOO 15,001 -$50,000  
(Sec Columns and 04) Value Codes =$50,00 -SI 00,000 $15,000 less =$100,001 -$1,000,000 K=Sl5,00l -SSO,OOO  fll =$1,000,001 -$5,000,000 L=$50,001 -SI00,000  112 =More 1han $5,000,000 =SI 00,00 -$250,000  
(S.:c Columns and DJ) =$250,00 -$500,000  0=$500,001-Sl.OOO,OOO  Pl=Sl,000,001 -$5. 000,000 =$5,000,001 -$25,000,000 Value Molhod Codes (Soc Column C2) =$25,000,001 -$50,000,000 =Appraisal =Book Value =Cost (Roal Estate Only)  P4=More than $50.000,000 =-Assessment W=-Esrimated ==Cash Market  

05/08/2006
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS -income, valu. transactions (includes thou th spous and dependent children. see pp. 1-1-s1 filin11 instructions) NONE (No reportable income. assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) (2) not c:xcmpt from disclos ure 
Place "(X)" after each assel Amount Type(c.g. Value Value Type (e.g. 
(2) (3) 
exempt from prior disclosure Code div rent. Code Melhod buy. sell. 
Date Value Gain ldenlily 
(A-H) int) 
Code merger. 
Month-Code Code buyer/seller 
(Q-W) redemption) Day (A-II) (if privale 
transaction) 03. COMMONWEAL EDISON CO. 8.625% Due 2/1/2002  lnteresl  
104. OPPENHEIMER HIGH YIELD FUND (See Rider  Dividend  
105. WARWICK CENT.  Interest =$1,000 less =Sl,001 -$2,500 
(Sr..-e Columns and 04) =$50,001 -SI00.000 =SI00,001 -Sl,000,000 111 Sl,000,001 -S5.000,000 112 =Mon: than $5,000,000 Income Gain Cod1.-s: c=$2,501 -$5,000 D=S5.00l -Sl5,000 =$15.001 -$50,000 
Valu Codes =SIS,000 less K=Sl5.00l -S50.000 =$50,00 -SI 00,000 =SI00.001 -$250,000 (See Columns and DJ) =$250,00 -$500,000 $500,00 1,000.000 =Sl,000,001 -$5.000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000,000 =Mon: than $50.000,000 
Yalu< Molhod Codes :::Cost (Real Estate Only) =Cash Market Appraisal =Assessment =Book Value 

(Sec Column C2) 	
V-oth