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Judicial Watch • Arthur D Spatt Financial Disclosure Report for 2006

Arthur D Spatt Financial Disclosure Report for 2006

Arthur D Spatt Financial Disclosure Report for 2006

Page 1: Arthur D Spatt Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:12

Date Created:September 4, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Spatt, Arthur D Spatt, Arthur, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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FOR CALENDAR YEAR 2006 Person Reporting (last name, first, middle initial) Court Organization 
Spatt, Arthur Eastern District New York Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full-or part-time) 
Nomination, Date 
U.S. District Judge, Senior 
Initial Annual Date Report 
05/08/2007 Reporting Period 
01/01/2006 Final 
12/31/2006 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
Long Island Federal Courthouse 
P.O. Box 9014 
Central Islip, New York 11722 

Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.) POSITION  .,,  ,....,  j  

II. AGREEMENTS, (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS 1979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) Individual Retirement "Keogh" Plan (See Rider annexed) 

III, NON-INVESTMENT ME, (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 12/27/89  New York State Retirement Pension 17,955.96 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 

Date Report 
Name Person Reporting 
05/08/2006
Spatt, Arthur GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
(E] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI, LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[EJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting Date Report 
Spatt, Arthur 05/08/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Place "(X)" after each asset exempt from prior disclosure 
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., ren  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) STOCKS AIRTOUCH COMMUNICATIONS Dividend 
AMERITECH -COMMON Dividend 
ATT -COMMON Dividend 
ATT Wireless Services Dividend redemption I0/10 UPRR Securities LLC 
BELL ATLANTIC -COMMON Dividend 

BELL SOUTH -COMMON Dividend buyout ATT 
CHEVRON-TEXACO Dividend 
COMCAST -COMMON Dividend 

10. 
EASTMAN KODAK -COMMON Dividend 

11. 
PACIFIC TELESIS -COMMON Dividend 

12. 
PEPSICO -COMMON Dividend 

SOUTHWESTERN BELL -COMMON Dividend 

14. 
U.S. WEST -COMMON Dividend 

15. 
XEROX -COMMON Dividend 

16. 
U.S. WEST MEDIA GROUP Interest 

EASTMAN CHEMICAL CO. Dividend Income Gain Codes: 1,000 Jess l,001 -S2,500 =$2,50 -$5,000 =$5,001 -$15,000 =SJ5,00I -$50,000  
(See Columns and 04) =S50,00J -$100,000 =$I 00,00 1,000,000 =SJ,000,001 -$5,000,000 =More than SS,000,000 Value Codes =SI 5,000 less =SI 5,001 -$50,000 =$50,00 -SI 00,000 =SI 00,00 -$250,000  
(See Columns and 03) =S250,00J -S500,000 =$500,00 1,000,000 =Sl.000,001 -$5,000,000 =$5.000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50.000,000 =Cash Market  
(See Column CZ) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
05/08/2006
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) (2) 
(1) (2) (I) 
(2) (3) 
(4) 
Place "(X)" after each asset Amount Type (e.g. 
Value Value Type (e.g. exempt from prior disclosure 
Code 
div., rent, 
Code Method buy, sell, (A-H) int.) (J-P) Code redemption) 
(Q-W) 
18. 
AIRTOUCH COMMUNICATIONS Dividend 

19. 
LUCENT TECHNOLOGIES, INC. Dividend 

20. 
NCR CORP. Dividend
21TRICON GLOBAL Dividend 
22. 
SBC COMMUNICATIONS Dividend 
23. 
COMPAQ COMPUTER Dividend 
24. 
GENERAL ELECTRIC CO. Dividend 

25. 
AGERE SYSTEMS, INC. Dividend 

26. 
YUM BRANDS, INC. Dividend 

27. 
HEWLETT PACKARD CO. Dividend. 

28. 
QWEST COMMUNICATIONS Dividend 

29. 
CHESAPEAKE UTILITIES CORP. Dividend 

30. 
VODAFONE Dividend 

31. 
iDEARC iNC. Dividend spin-off 

32. 
LIMITED PARTNERSHIP 

Date  Value  Gain  Identity  
Month  Code  Code  buyer/seller  
Day  (J-P)  (A-H)  (if private  
transaction)  

1117 
BERKSHIRE LAND VENTURE CO. Dividend 
BERKSHIRE LAND VENTURE CO. Interest Inco Gain Codes: 1,000 less 1,00 -S2,500 =$2,501 -$5,000 =S5,00I -$15,000 =$15,001 -S50,000  
(See Columns and 04)  F=S50,00l -SI00,000 00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000  L=S50,00l -SI00,000 =$100,001 -$250,000  
(See Column and 03) =S250,00 -$500,000 =S5oo,ool -Sl,000,000 =Sl,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cost (Real Estate Only) =More tha $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other ssessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
05/08/2006
Spatt, Arthur 
VII. INVESTMENTS and STS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Description Assets 
Transactions during reporting period 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
INTEREST 
reporting period 
reporting period 
(I) Amount 
Code 
(A-H) 
(2) 
(I) 
Value div rent, Code int.) (J-P) 
Type (e.g. 
(2) (I) 
Value Type (e.g. 

Method buy, sell, Code redemption) 
(Q-W) 
(2) Date Month Day 
(4) (5)
(3) 
Gain Identity Code Value 
Code buyer/seller (J-P) 
(A-H) 	(if private transaction) 

36. 
NORTH FORK BANK, including IRA Interest accounts cash 

37. 
Portion Pension Plan Rolled Over (See Part II) 

38. 
BONDS 

39. 
NEW YORK STATE HOUSING Interest AGENCY 

40. 
POWER AUTHORITY Interest 

41. 
DORMITORY AUTHORITY Interest 

42. 
DORMITORY AUTHORITY Interest 

DORMITORY AUTHORITY Interest 

44. ISRAEL BONDS Interest 

45. 
N.Y. STATE THRUWAY Interest 

46. 
COUNTY WASHINGTON Interest 

NEW YORK STATE URBAN DEV. Interest 
SOMERS CENTRAL SCHOOL DIST. Interest 

49. STATE THRUWAY AUTHORITY Interest 

50. 
NYC TRANSITIONAL FINANCE AUTH. Interest 

51. 
NYS DEPT. HEAL Interest Income Gain Codes: 1,000 less =Sl ,001 -$2,500 =$2,501 -$5,000 =SS,001 -$15,000 =$15,001 -S50,000  
(See Columns and 04)  F=S50,001-SIOO,OOO I00,00 1,000,000 1,000,00 -$5,000,000 =More than S5,000,000 Value Codes 15,000 less  K=$15,001 -$50,000 =$50,00 -SI 00,000 =SI 00,00 -$250,000  
(See Columns and DJ) =$250,00 -$500,000  0=$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,001 -SS0,000,000 =Cost (Real Estate Only) =More than SS0,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
Spatt, Arthur 
0510812006 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I)  (2)  (1)  
Place "(X)" after each asset  Amount  Type(e.g.  Value  
exempt from prior disclosure  Code  div., rent,  Code  
(A-H) int.)  (J-P)  

69. IRA STOCKS 
(2)  (I)  (2)  (3)  (4)  (5)  
Value  Type(e.g.  Date  Value  Gain  Identity  
Method  buy, sell,  Month- Code  Code  buyer/seller  
Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

70.  ALLEGHENY ENERGY INC.  Dividend  
71.  AMERICAN ELECTRIC POWER CO.,  Dividend  
INC.  

72. 
CASCADE NATURAL GAS CORP. Dividend 

73. 
CENTRAL SOUTH WEST CORP. Dividend 

74. 
CONNECTIV INC. Dividend 

75. 
CONNECTIV INC. Dividend 

76. 
ENERGY EAST CORP Dividend 

77. 
ENOVA CORP. Dividend 

78. 
FPL GROUP INC. Dividend 

79. 
FIRST ENERGY CORP. Dividend 

80. 
MIDAMERICAN ENERGY HOLDINGS Dividend co. 

81. 
NEVADA POWER CO. Dividend 

82. 
NEW ENGLAND ELECTRIC SYSTEM Dividend 

83. 
POTOMAC ELECTRIC POWER CO. Dividend 

84. 
TEXAS UTILITIES CO. (Holding Co.) Dividend 

85. 
TEXAS UTILITIES Dividend Income Gain Codes: 1,000 less 1,00 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =Sl5,00l -S50,000  
(See Columns and 04) =$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl ,000,001 -S5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -S50,000  L=S50,00l -SIOO,OOO =SI00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -Sl,000,000 1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other ::::Assessment =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) (1) 
Amount 
Type (e.g. Value
Place "(X)" after each asset 

Value Type (e.g. 
Date 
Value 
Gain 

Identity 
Code 
div., rent, Code 
Code 
buyer/seller
exempt from prior disclosure 
Method buy, sell, 
Month 
Code 

(1) (4)
(2) (1) (3) 
(A-H) int.) 
Code redemption) 
Day 
(if private 
(J-P) 
(A-H) 
transaction)
(Q-W) 

86. 
WESTERN RESOURCES INC. (Western Dividend Energy, Inc.) 

87. 
PMC CAPITAL INC. Dividend 

88. 
ROCHESTER GAS ELECTRIC CORP. Dividend 

89. 
SEMPA ENERGY Dividend 

90. 
SIERRA PACIFIC Dividend 

91. 
PEPCO HOLDINGS, INC. Dividend 

92. 
EAGLE MERGER CORP. Dividend 

93. 
RGS ENERGY GROUP, INC. Dividend 

94. 
OCCIDENT PETROLEUM CORP. Dividend 

95. 
KIMBERLY-CLARK CORP. Dividend 

96. 
CISCO SYSTEMS INC. Dividend 

JOHNSON JOHNSON Dividend 

98. PMC COMMERCIAL TRUST Dividend 
THE SOUTHERN COMPANY Dividend 

100. WESTSTAR ENERGY Dividend 
IOI. PUGET ENERGY INC. Dividend 
102. CHESAPEAKE UTILITIES CORP. Dividend Income Gain Codes: 1,000 less =Sl,001  S2,500 =S2,501 -$5,000 =$5,001 -Sl5,000 15,00 -S50,000  
(See Columns and 04) =S50,00I -SI00,000 =SI 00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 I00,000 100,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code (Q-W)  (1) Type (e.g. buy, sell, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

103. 
VERIZON COMMUNICATIONS Dividend 

104. 
CORPORATE BONDS 

105. 
TENESSEE VALLEY AUTHORITY Interest Bond 1993 Series 

106. 
COMMONWEAL EDISON CO. 8.625% Interest Due 2/1/2002 

107. 
OPPENHEIMER HIGH YIELD FUND Dividend (See Rider 

108. 
WARWICK CENT. Interest Income Gain Codes: 1,000 Jess l,001 -$2.500 =$2.501 -$5,000 =S5.00I -$15.000 =SJ5,00J -$50.000  
(See Columns and 04) =S50,00J -SI00,000 I00,00 -SI ,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =Sl5,00J -$50,000 =$50,001 -SI00,000 =SJ00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 -SI ,000,000 =SJ,000,001 -$5,000,000 =S5,000,00J  $25,000,000 Value Method Codes =S25,000,00J -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Name Person Reporting Date Report 

Spatt, Arthur 05/08/2006 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.) 
RIDER (Response "II -AGREEMENTS" --first page) former participating member the Spatt Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice oflaw 1978, 

share the pension plan was severed and "rolled over." The funds were not used and were placed individual retirement accounts two types investments 
follows: bonds and stocks the aggregate value $311,220.41 December 31, 2006. cash the North Fork Savings Bank, Hewlett, New York branch, the sum of$22,754.98 December 31, 2006. 
RIDER (Response "JI -AGREEMENTS" --first page) 
Prior entering into the Spatt Bauman, P.C. pension plan, when was single practitioner started individual retirement "Keogh Plan." When withdrew 

from the practice oflaw, "rolled over" the Keogh Plan, and remains that unused condition. The "Keogh" funds are Oppenheimer High Yield Fund and 
are the value approximately $102,211.30 December 31, 2006. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544