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Judicial Watch • Arthur D Spatt Financial Disclosure Report for 2007

Arthur D Spatt Financial Disclosure Report for 2007

Arthur D Spatt Financial Disclosure Report for 2007

Page 1: Arthur D Spatt Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:12

Date Created:October 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Spatt, Arthur D Spatt, Arthur, 2007, INVESTMENTS, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
IZJ NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY 

JI. AGREEMENTS. (Reporting Individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) 
CJ(/) :z: ,=J:> ;::oz 111()
OJ:> 
;1;-)> 
-1? Individual Retirement "Keogh" Plan (See Rider annexed) 

0510612008
Spatt, Arthur 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) 12/27/89 New York State Retirement Pension 18,039.96 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenl 
(Includes those spouse and dependent children; see pp. 25-27 filing instn1ctions.) 
[ZJ NONE (No reportable reimbursements.) 
ITEMS PAID PROVIDED 

0510612008 GIFTS. (Includes those spouse and dependent children; see pp. 28-3 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRlPTION 	VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

05/06/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Transactions during reporting period 
Income during Gross value end 
(including trust assets) 
reporting period reporting period 
Value 
Identity 
Gain
Value 
Date
Place (X)" after each asset Amount 
Type (e.g., Value 
Type (e.g., 
Code 
Code 
buyer/seller
Method 
Code
div., rent, Code 
buy, sell, 
Month-
exempt from prior disclosure 
(A-H) 
(if private int.) 
Code 
redemption) 
(A-H)
Day (J-P)
(J-P) 
(I) 
(2) (5)(1) (2) (4) transaction) STOCKS 
AIRTOUCH COMMUNICATIONS Dividend 
AMERITECH -COMMON Dividend 

ATT -COMMON Dividend 
BELL ATLANTIC -COMMON Dividend 
CHEVRON-TEXACO Dividend 
COMCAST -COMMON Dividend EASTMAN KODAK -COMMON Dividend PACIFIC TELESIS -COMMON Dividend 
10. PEPSICO -COMMON Dividend 
11. SOUTHWESTERN BELL -COMMON 
Dividend 
12. U.S. WEST -COMMON 
Dividend 
13. 
XEROX -COMMON Dividend 

14. 
U.S. WEST MEDIA GROUP Interest 

15. 
EASTMAN CHEMICAL CO. Dividend 

16. 
AIRTOUCH COMMUNICATIONS Dividend 

17. 
LUCENT TECHNOLOGIES, INC. Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
05/06/2008
Spart, Arthur 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I)
(2) 
(2) 
(I) 
(2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transaction) 
18. 
NCR CORP. Dividend 

19. 
TRICON GLOBAL Dividend 

20. 
SBC COMMUNICATIONS Dividend 

21. 
COMPAQ COMPUTER Dividend 

22. 
GENERAL ELECTRIC CO. Dividend 

AGERE SYSTEMS, INC. Dividend 
24. YUM BRANDS, INC. Dividend 

34. INTEREST Income Gain Codes: =$1,000 less =$!,00! -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Colwnns and D4) =$50,001 -$100,000  G=$100,00l -$1,000,000 =$1,000,001 -$5,000,000  H2=More thao $5,000,000 Value Codes  J=$15,000 less =$15,001 -$50,000  L=$50,001  $100,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000  0=$500,001. $1,000,000 =$1,000,001. $5,000,000 =$5,000,001  $25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markc1  
(Sec Column C2)  U=Book Value  V=Otber  W=Estima ted  

0510612008
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure 
Income during  Gross value end  Transactio during  reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  
(Q-W)  

(5) 
Identity 
buyer/seller 
(if private transaction) 
NORTH FORK BANK, including IRA Interest accounts cash 
36. 
Portion Pension Plan Rolled Over (See Part II) 

37. 
BONDS 

NEW YORK STATE HOUSING Interest AGENCY 
POWER AUTHORITY Interest 
40. 
DORMITORY AUTHORITY Interest 

41. 
DORMITORY AUTHORITY Interest 

42. 
DORMITORY AUTHORITY Interest Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Colunms and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000or lesc   K=$15,00l $50,000  L=$50,001-$100,000 =$100,001 -$250,000  
(See Colwnns aod D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

0510612008
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children: see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) (I) (2) 
(2) 
(4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  

69. State Environmental FACS  Interest  buy  

70. 
HAVERSTRAW STRONG POINT Interest buy 

71. 
IRA STOCKS 

72.  ALLEGHENY ENERGY INC.  Dividend  
73.  AMERICAN ELECTRJC POWER CO.,  Dividend  
INC.  

Date 
Month Day 

7/18 
7/18 
Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  

84. 
NEW ENGLAND ELECTRIC SYSTEM Dividend 

85. 
POTOMAC ELECTRIC POWER CO. Dividend Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501  $5,000 =$5,001  $15,000 15,001  $50,000  
(See Columns and D4) =$50,001. $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 More tban $5,000,000 Value Codes =$15,000 orless =$15,001  $50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 $5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(I) (2) (l) 
(2) 
(3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transaction) 
86. TEXAS UTILITIES CO. (Holding Co.) Dividend 
TEXAS UTILITIES Dividend 
88. WESTERN RESOURCES INC. (Western Dividend Energy, Inc.) 
PMC CAPITAL INC. Dividend 
ROCHESTER GAS ELECTRIC CORP. Dividend 
SEMP ENERGY Dividend 

IOI. THE SOUTHERN COMPANY Dividend 
102.  WESTST ENERGY  Dividend Income Gain Codes: (See Columns and 04) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$1,000 less =$50,001  $100,000 =$15,000 less =$250,001  $500,000 =$25,000,001 -$50,000,000 =Appraisal =Book Value =$1,001. $2,500 =$100,001  $1,000,000 =$15,001  $50,000 0=$500,001-$1,000,000 =Cost (Real Estate Only) =Other =$2,501. $5,000 =$1,000,001  $5,000,000 =$50,00 -$1 Go',000 =$1,000,001. $5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001  $15,000 =More than $5,000,000 =$I 00,00  $250,000 =$5,000,001  $25,000,000 =Cash Market  E=$15,00I -$50,000  

Name Person Reporting 
Date Report 
05/06/2008
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

05/06/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporl) 
RIDER (Response "II -AGREEMENTS" --first page) former participating member the Spall Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice Jaw 1978, 

share the pension plan was severed and "rolled over." The funds were not used and were pfaced individual retirement accounts two types investments 
follows: bonds and stocks the aggregate value of$352,836.21 December 31, 2007. cash the North Fork Savings Bank, Hewlett, New York branch, the sum of$29,624.57 December 31, 2007. 
RIDER (Response "II -AGREEMENTS" --first page) 
Prior entering into the Spatt Bauman, P.C. pension plan, when was single practitioner started individual retirement "Keogh Plan." When withdrew 

from the practice law, "rolled over" the Keogh Plan, and remains that unused condition. The "Keogh" funds are Oppenheimer High Yield Fund and are the value approximately$ 02,097.24 December 31, 2007. 

05/06/2008
Spart, Arthur 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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