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Judicial Watch • Arthur D Spatt Financial Disclosure Report for 2008

Arthur D Spatt Financial Disclosure Report for 2008

Arthur D Spatt Financial Disclosure Report for 2008

Page 1: Arthur D Spatt Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:12

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Spatt, Arthur D Spatt, Venture, response, Arthur, children, dependent, 2008, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Spatt_Authur_D 

Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 
(yours, not spouse's) 2008 New York State Retirement Pension 	$18,328.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Do/far amount not required except/or honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[Z] 	
NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

05/12/2009
Spatt, Arthur 
Page 3of12 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 

instructions.) 
[ZJ NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, vatue, transacnons r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) 
(I) 
(2) 
(I) 
(3) 
(4) 
Gain 
(5) 
Identity Place "(X)" after each asset 
Amount 
Type (e.g., 
Value 
Value
Value Type (e.g., Date 
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code (Q-W)  buy, sell, redemption)  Month-Day  Code (J-P)  Code (A-H)  buyer/seller (if private transaction)  
18.  LUCENT TECHNOLOGIES, INC.  Dividend  Sold  11/26  

19. NCR CORP. Dividend 
20. 
TRJCON GLOBAL Dividend 

21. 
SBC COMMUNICATIONS Dividend 

22. 
COMPAQ COMPUTER Dividend 

GENERAL ELECTRIC CO. Dividend 
AGERE SYSTEMS, INC. Dividend 
25. 
YUM BRANDS, INC. Dividend 

26. 
HEWLETT PACKARD CO. Dividend 

QWEST COMMUNICATIONS Dividend 
28. CHESAPEAKE UTILITIES CORP. Dividend 
29. 
VODAFONE Dividend 

30. 
iDEARCiNC. Dividend 

31. 
LSI Corp. Dividend 

32. LIMITED PARTNERSHIP 
BERKSHIRE LAND VENTURE CO. Dividend 
BERKSHIRE LAND VENTURE CO. Interest Income Gain Codes: =St ,000 less 1,00  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 -$50,000  
(See Columns and 04) =$50,001 -SI00,000  G=SI00,001 $1,000,000 =$1,000,001  $5,000,000 ore than $5,000,000 Value Codes =$15,000 less  K=Sl5,001-S50,000 =$50,001-SI00,000 =SI00,001  $250,000  
(See Columns aod DJ) =$250,001 -$500,000 =$500,001  Sl,000,000 =St.000.001 -S5.ooo.ooo =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

05/12/2009
Spatt, Arthur 

VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

NONE (No reportable income, assets, transactions.) 

Spatt, Arthur 
05/12/2009
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Spatt, Arthur 
05/12/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing
instructions.) NONE (No reportable income, assets, transactions.) 
Income Gain des: 1.000 less B=Sl,001  S2,500 =$2,501 -S5,000 D=S5,001-Sl5,000 =Sl5,001 -S50,000 (See Columns and 04) F=$50,001-SIOO,OOO =SI00,001  $1,000,000 =Sl,000,001  $5,000,000 =More than SS,000,000 
Valu Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$I 00,000 =Sl00,00I -S250,000 

(See Columns and 03) =$250,001  $500,000 =S500.001. s1.ooo.ooo =SI,000.001-$5.000,000 =$5,000.001 -$25.000,000 =$25,000,001  S5o,ooo.ooo -More tha $50.000.000 
Valu Method Codes =Appraisal -Co (Real Esta Ooly) =Assessment =Cash Mark.et (See Column C2) U=Book Value V=Other =Estimated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/ReporL) 
RIDER (Response "II -AGREEMENTS" -first page) former participating member the Spatt Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice oflaw 1978, 

share the pension plan was severed and "rolled over." The funds were not used and were placed individual retirement accounts two types investments 
follows: bonds and stocks the aggregate value of$250,256.97 December 31, 2008. cash the Capital One Savings Bank, Great Neck, New York branch, the sum of$21,483.13 December 31, 2008. 
RIDER (Response "II -AGREEMENTS" --first page) 
Prior entering into the Spatt Bauman, P.C. pension plan, when was single practitioner started individual retirement 'tKeogh Plan." When withdrew 

from the practice law, "rolled over" the Keogh Plan, and remains that unused condition. The "Keogh" funds are Oppenheimer High Yield Fund and are the value approximately $21,919.65 December 31, 2008. 

IX. CERTIFICATION. certify that all information given above {including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL S;NCTIONS U.S.C. app.  104)



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