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Judicial Watch • Arthur D Spatt Financial Disclosure Report for 2010

Arthur D Spatt Financial Disclosure Report for 2010

Arthur D Spatt Financial Disclosure Report for 2010

Page 1: Arthur D Spatt Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:24

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Arthur D Spatt, Arthur, Gross, 2010, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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POSI NS. (Reponing individual only; see pp. 9-1 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II, AGREEMENTS, (Reponing individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) 1979 Individual Retirement "Keogh" Plan (See Rider annexed) 
Spatt, Arthur 

Ill. NON-INVESTMENT INCOME. (Reporting individual and spouu; see pp. 17-U o/filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  
SOURCE AND TYPE  (yours, not spouse's) 2010  New York State Retirement Pension  $18,820.00 Spouse's Non-Investment Income -I/you were ma"ied during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE 
.5. 
VJ. LIABILITIES. (Includes th.use spouse and dependtnt children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE 

Date Report 
Name Penon Reporting 
05/05/2011
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS -incomt!, value, transactions (Includes those ofspoust! and dependent children: St!t! pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during roporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) 
(I) 
(3) (4) (5) 
Place "{X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  rrrm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gtiin COOes: =$1,000 less =$1,00 -$2.500 =$2,501 -$5,000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$I 00,000 =$100.001 -$1.000.000  Ill =$1.000,001 -$5.000.000  112 =Mor< than $5.000.000 Value Codes =Sll,000 less =S15.00I -SS0.000 =SS0.001 -SI00.000 =SI00.001 -$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =SS00.00 1.000.000 =Sl.000.001 -SS.000.000 =SS.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnl =Cash MarlC1  
(Sec Column C2) =Hook Value =Oth ... .,. =Estimated NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross va1ue end Transactions during reponing period (including trust assets) reponing period reponing period 
(I) (2) (I) (4) (5) 
Place "(X)" after each assel 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, nun/dd/yy Code2 Code buyer/seller Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.00t -SI 5.000 =St5.00I -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =SJ00.001 -$1.000.000  111 =Sl.000.00t -$5.000.000  I12 =More than $5.000.000 Voluc Cod.:s =SI 5.000 less =SI 5.00 -$50.000 =$50.001  St00.000 =StOO.OOt -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.00t -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Meth Codes ==Appraisal =Cost (Real Es1a1 Only) ==AsscssmL'Tll =Cash Markct  
(Sci! Column C2) =Hook Value =Other =Estimated  

Name Penon Reporting 
Dale Report 

05/05/2011 
VII. INVESTMENTS and TRUSTS -income, .-atue, transactions rrnc1udes thou spouse and dependent children; see pp. 34-60 filing instrudions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div., rent, int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell. redemption)  Date mrn/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
35.  Portion Pension Plan Rolled Over (See Part II)  

BONDS 
37. NEW YORK HOUSING Interest FINANCE AGENCY 
POWER AUTHORITY Interest Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501  $5.000 =$5.001 -$15,000 =S15.00I -S50.000  
(Sec Columns and D4) =$50.001 -$100.000 4100.001 -$1,000.000  Ill =$1,000,001 -$5.000.000  112 =More than S5.000.000 ValueCod..-s 15.000 kss =$15.001  $50.000 =$50.001 -SI00.000 =SI00.001 -5250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -$1.000.000 =Sl.000.001 -$5.ooo.ooo =S5.000.00t -$25.000.000 =$25.000.001  Sl0.000.000 =More than $50.000.000 Value Method Cocks "'"Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Bool.. Value =Othcr =Estimated  

Date Report 
ame Penon Reporting 
Spall, Arthur 
0510512011 
VII. INVESTMENTS and TRUSTS -income, value, "ansacr ions (Inc ludes rhoseofspouse and dep endenrchi1dre see pp. u-600/fili ngi nmucrions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 

(including trust assets) reporting period reporting period 
(I) (2) (I) (I) 
(3) (4) 
Place "(X)" afier each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/ddlyy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less  B=Sl .001-$2.500 =$2.501  $5.000 =$5,001. $15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.00 -$I 00.000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5,000.000 Valu.: Codes 15.000 less =$15.001 -S50.000 =S50.00I-SI00.000 =SI00.001 -$250.000  
(Sec Columns and DJ) =$250.00 -$500.000 =$500.001 -Sl.000.000 =St.000.001  S5.ooo.ooo =S5.ooo.001 -sn.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Valui: Mc1hod Codes  Q=Appr.iisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sc.: Column C2J =Book Value =Othl'T =Estimated  

VII. INVESTMENTS and TRUSTS 
-income, value, transactions (lndudn those spouse and dependent children; pp. 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets Income during reporting period Gross value end reporting period ransactions during reporting period  

(I) (2) (I) (2) (I) 
(3) (4) (S) ace "(X)" after each asset 
Amou Type (e.g., Value Value Type (e.g Date Value Gain Identity exempt from prior discl osu 
Code div. rent, Code2 Method buy, sell mrnldd/yy Code2 Code buyer/seller 
(A-fl) inl.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 15.001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =Sl.000.001 -$5.000.000  112 =More than $5.000.000 V:Jluc Codes 5.000 kss =SI 5.001 -$50.000 =$50.001 -SI00.000 =SI00.001 -$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -Sl.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More 1han $50.000.000 Value Method Codes =Appraisal =Cost (Real Es1atc Only) =-Assessment =Cash Market  
!Sec Column C2) =-Hook Value =Olhcr  W=Estimatcd  

VII. INVESTMENTS and TRUSTS -income, vatue,transat:tions (rnt:1udn1hose ofspouseanddependm1.:hildr en:supp. 14-6ooffilincins1ru.:1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reponing period  
(including trust assets)  reponing period reponing period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g..  Date  Value  Gain  Identity  
empt from prior disclosure  Code  div. rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. SEMPA ENERGY Dividend 
87. SIERRA PACIFIC Dividend 
88. 
PEPCO HOLDINGS, INC. Dividend 

89. 
EAGLE MERGER CORP. Dividend 

RGS ENERGY GROUP, INC. Dividend 
OCCIDENTAL PETROLEUM CORP. Dividend Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2..lOI  $5,000 =S5.00I  $15.000 =Sl5,00I  S50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -Sl,000.000  Ill =Sl.000.001 -$5.000.000  112 =More 1han S5.000.000 Value Codes =SI 5.000 less =SIS,001 -SS0.000 =SS0.001 -$100.000 =$100.001 -S250.000  
(Sec Columns and 03) =$250.001 -S500.000 =S500,00 1.000.000 =Sl.000.001 -SS.000,000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More 1han $50.000.000 Vrkct  
(Sec Column C2) =!look Value =Other =Estimated  

Date Report 
Name Penon Reporting 
Spatt, Arthur 
05/05/2011 II. INV EST NTS and -income, value, transat:tions (Includes thou spouse and dependent children: Set PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/ddlyy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103.  ENERGY TRANFER PARTNERS  Dividend  
104. ENERGY INC.  Dividend  
105.  CORPORA BONDS  
106.  TENESSEE VALLEY AUTHORITY Bond 1993 Series  Interest  
107.  COMMONWEAL EDISON CO. 8.625% Due /2002  Interest  
108.  OPPENHEIMER HIGH YIELD FUND (See Rider  Dividend  
109.  WARWICK CENT.  Interest Income Gain Codes:  A=$1.000 less  B=Sl.001-$2.500 =$2.501 -$5.000  D=$5.001 -$15,000 =$1 5,001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Cod.:s =Sl5.000 less  K=SI 5.001 -S50.000 =S50.00I -SI00.000 =SI 00.00  S250.000  
(Sec Columns and DJ)  N=S250.00I -$500.000  o=S500.00I -Sl.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000  
PJ=$25.000.001 -$50.000.000 =More than $50.000.000 Value Mthod Codes  Q=Appraisal =Cost (Real Estate Only)  S=AsSCSSID.."'Tll =Cash Marlct  
(Sec Column C2) =Book Value =Othcr =Estimated  

Name Penon Rrporting 
Date Rport 
05/05/2011
Spall, Arthur 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
RIDER (Response "'II -AGREEMENTS"' --first page) former participating member the Spall Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice law 1978, 

share the pension plan was severed and "rolled over." The funds were not used and were placed individual retirement accounts two types investments follows: bonds and stocks the aggregate value otJI December 31, cash the Capital One Savings Bank, Great Neck, New York branch, the estimated sum of!9as December 31, 2010. 
RIDER (Response "II -AGREEMENTS" --first page) 
Prior entering into the Spall Bauman, P.C. pension plan, when was single practitioner started individual retirement "'Keogh Plan."' When withdrew 
from the practice oflaw, "rolled over" the Keogh Plan, and remains that unused condition. The "Keogh" funds are Oppenheimer High Yield Fund and 
are the value appro"imately December 31, 

IX. CERTIFICATION. certify Iha all informal ion ghen above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because mel applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Arthur Spatt 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS I979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) 1979 Individual Retirement "Keogh" Plan (See Rider annexed) 
Soatt. Arthur 

III. NON-INVESTMENT INCOME. (Reponingindividualand spouse;see pp.17-Uofjilinginstructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  New York State Retirement Pension  $18,820.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this uction. 
(Dollar amount not required except for honoraria.) 
[{) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-2 filing instructions.) 
[{) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS, (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing 
instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE 

Name Person Reporting 
Date Report 
Spall, Arthur 
07/11/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1ud thouofspouuand dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end 
Transactions during reponing period 
Description Assets 
Income during 
(including trust assets) reponing period reponing period 

(2) (I) (2) (I) (2) (3) (5) 
Place "(X)" afler each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,00 -$2.500 =$2.501 -Sl.000  D=$l.00t -Sl5.000 =$15.001-SlO.OOO  
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -SI.000.000  Ill =$1.000.001 -$5.000.000  112 =More than Sl.000.000 Value Codes 15.000 less =Sl5.00I -SS0.000 =$50.001 -SI00.000 =Si00.001  $250.000  
(Sec Columns and 03) =SlS0.00 -SS00.000 =$500.00 1.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -Sl0.000.000 =More than S.50.000.000 Value Method Codes =Appra;sal =Cost (Real Estate Only) =Asscssm1..,,t =Cash Marlct  
(Sec Column C2) =Book Value =Other =Estima1cd  

Date Report 
Name Person Reporting 
07111/2011
Spall, Arthur 
VII. INVESTMENTS and TRUSTS -income, value, transactions (/nclud those spouse and dependmtchildren; St!t! pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period  ofreponing period Incom Gain Codes: 1.000 less  B=$1,00t -$2.500 42.501  Sl.000 =S5.001  Sl5,000  E=Sl5.00I. S50.000  
(Se Columns and D4) =$50.001 -$100,000 =$I 00.00 -$1.000.000  111 =Sl.000.001 -$5.000.000  112 =More than S5.000.000 Value Codes 15.000 less =Sl5.00l -S50.000 =S50.00I. SI00.000 =SI00.001  S250.000  
(Sec Columns and DJ)  N=S250.00 -$500.000  0=S00.001  Sl.000.000 =Sl.000.001. Sl.000.000 =Sl.000.001  $25.000.000 =$25.000.001 -Sl0.000.000 =More than SS0.000.000 Value Method Codes =Appraisal =Cost (Ri:al Estate Only) =-Asscssm1..'Tlt  T=Cash Market  
(Sec Column C2) =Book Value ==Oth1.1 :ol:::stimatcd  

Name Penon Reporting 
Date Report 
Spatt, Arthur 
07111/2011 
VII. INV EST MENT and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP. 14-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (4) 
(S) 
Place "(X)" afler each asset  Amount  Type (e.g.  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
ex.empt from prior disclosure  Code  div., rent,  Code  Method  buy. sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =S15,00l -S50.000  
(See Columns and D4) =$50.00t -$100.000 =SI00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Valuo Codes 15.000 less =SI S.001 -$50.000 =$50.001 -SI00.000 =SI00.001 -$250.000  
(Set Columns and 03) $250.00I -$500.000 =Sl00.00 1.000.000 =Sl.000.001 Sl.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Cocks ""Appraisal =Cost (Real Estate Only) =AsscsslTlCl1t =Cash Marlct  
{Sec Column C2) =Boo Valul!' =Othc..'T ==Estimated  

-income, value, transactions onc1udeo those spouu and dqundm1 children; see PP. 1-t-60 filing instr11c1ions.J  NONE (No reportable income, assets, transactions.) Descriplion Assels (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  

(I) (2) (I) (3) 
(4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-ll) int.) (J-P) 	Code redemption) (J-P) (AH) (if private (Q-W) transaction) Income Gain Ccxlcs: =$1.000 less =$1,001 -$2.500 =$2.50I -$5.000 =SS.001 -St5.000 =St5.00t -S50.000  
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  111 =Sl.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes 15.000 less =$15.001 -$50.000 =$50.001 -St00.000 =St00.001 -$250.000  
!Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -Sl.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Volue Method Codes =Apprais:il =Cost (Real Ec.siatc Only) =Assessment =Cash Market  
(Sci! Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes thou spouse and dependent children; see PP. 1-1-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period reponing period  

(I) 
(2) 
(I) 
(2) (I) 
(4) (S) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller Income Gain Codes: =$1,000 less  li=Sl,001 -$2,500 =$2,501  $5,000 =$5,001  $15.000  E=Sl5,00l -S50.000  
(See Columns and 04) =$50.001  $100.000 =SI00.001 -$1.000.000  Ill =$1.000.001  $5,000.000  112 =More than $5.000.000 Value Codes =Sl5.000 less =Sl5.00I. $50.000 =$50.001  SI00.000 =SI00.001. $250.000  
(See Columns and DJ) =$250.001  $500.000 =$500.00  1.000.000 =Sl.000.001  $5,000,000 =Sl.000.001 -$25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method COOcs =Appraisal =Cost (Real Estalc Only) ::::Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 

(I) (2) (I) 
(3) (4) (5) 
Place "(X)" afer each asset exempt from prior disclosure 
Amount Type e.g., Value Value Type (e.g., Date Value Gain Identity Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int) (JP) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less =$1.001  $2.500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=S50.00l $100.000 =$100.00  1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Cod.:s =S15.000 less =SIS.001 -SS0.000 =$50.001  SI00.000 =SI 00.00  $250.000  
(Sec Columns and DJ) =$250.001  $500.000 =$500.001  Sl.000.000 =Sl.000.001  Sl.000.000 =$5.000.001 -$25.000.000 =$25.000.00  $50.000.000 =Moce thon $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcn1 =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
Spall, Arthur 
07111/2011 
VII. EST MENTS and TRUSTS -income, vatue, transactions