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Judicial Watch • Arthur J. Gajarsa – 2006

Arthur J. Gajarsa – 2006

Arthur J. Gajarsa – 2006

Page 1: Arthur J. Gajarsa – 2006

Category:Federal Judges

Number of Pages:12

Date Created:September 14, 2007

Date Uploaded to the Library:October 20, 2014

Tags:Gajarsa, Arthur J Gajarsa, Arthur, 2006, INVESTMENTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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niteo tafoz Qlourt Jppealz AMENDMENT 
for Jlleoeral @irru:it 
717 MADISON PLACE, N.W. WASHINGTON, D.C. 20439 
 
CHAMBERS 
(202) 633-6570 
JUDGE ARTHUR GAJARSA 
 
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June 19, 2007 
 
O}> 
-.,1., 
Mr. George Reynolds Staff Counsel Committee Financial Disclosure Administrative Office the United States Courts One Columbus Circle, N.E., Suite 2-301 Washington, D.C. 20544 
Re: Amendment 2006 Financial Disclosure 
Dear Mr. Reynolds: the process recently certifying travel for the Calendar Year 2006, noted that had inadvertently omitted Financial Disclosure for 2006 trip Houston, Texas funded the University Houston Law School. The trip took place March 28-29 2006. traveled the Law School lecture specific developments intellectual property. The reimbursement for air travel, hotel, meals and miscellaneous expenses was 
$1,694.00. 
Please consider this letter amendment Financial Disclosure Statement which was filed May 14, 2007. 
 
Jflnib: taz  
TJr-}>One Columbus Circle, N.E, Suite 2-301 
.. 
Washington, D.C. 20544 
rri 
Re: Financial Disclosure 2006 
Dear Judge Smith: letter dated June 26, 2007, you requested certain clarifications three entries financial disclosure statement filed May 15, 2007. 
With respect Part VII, page line 33, you asked for explanation for Citigroup, Smith-Barney, Government Mmkt. This sweep account which varies according the time the year and December 31, 2006, the amount was noted line 33. was established February 2006 account for the transfer from Legg Mason Smith Barney. 
You also asked for clarification the two entries -number 63, Realogy 
Corporation and, number 64, Wyndham Worldwide Corporation. Both these were 
spin-offs from Cendant Corporation noted. There was income noted 
Column the entry should none for both lines. 
Very truly yours, 
 
Arthur Gajarsa Circuit Judge Enclosure copies) 
 
AOlO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Gajarsa, Arthur Court Organization U.S. Court Appeals for the Feb-eML c.11t.c.u1t Date Report 05/01/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Appeals Judge -Active 5a. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
5b. Amended Report Chambers Office Address 717 Madison Place, N.W. Washington, D.C. 20439 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign 011 last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Board Trustees Rensselaer Institute 
-;o Board Directors Georgetown University 
Cl-1 
-jj:?. 
-nr5. 
() 
II. AGREEMENTS, (Reporting individual only; see pp. 14-16 instructions.) 
 NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
Date Report 
Gajarsa, Arthur 
05/01/2007 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[RJ NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 	 
INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required exceptfor honoraria.) 
[RJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION NEW YORK INTELLECTUAL PROPERTY LAW ASSOCIATION MARCH 24, 2006, NEW YOOUT POCKET COSTS) RK, NY, HONORING FEDERAL JUDICIARY, (TRAIN, 	IPR JUDICIAL WORKSHOP MAY 22-24, 2006, MONTECATINI, ALY, SPEAKER, (AIRFARE, OUT POCKET COSTS) 
VIii AIA.14 /,/(Iii. 
THE MENTOR GROUP 	SEPTEMBER 13-16, 2006, PANELIST, (AIRFARE, OUT POCKET COSTS) UNIVERSITY DAYTON SCHOOL LAW OCTOBER 29-30, 2006, KEYNOTE SPEAKER, (AIRFARE, HOTEL) 
Date Report 
Gajarsa, Arthur 
05/01/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) [EJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE CITIGROUP -SMITH BARNEY MARGIN LOAN 
 
 
 
 
Date Report 
Gajarsa, Arthur 
05/01/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after.each.asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (!) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div, rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-!) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25;000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
Date Report 
Gajarsa, Arthur 
05/01/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description ofAssets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (:X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (!) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) lncome:Gain Codes: ,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Cohnnns and D4) F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001  $5;000,000 =More than $5,000,000 Value CodCs =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes ;e$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
Gajarsa, Arthur 
05/01/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
Date Report 
Gajarsa, Arthur 
05/01/2007 
VII. INVESTMENTS and income, value, transac!Wns (Includes those the spouse and dependent children. See PP 34-60 filing Instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (2) (I) (2) (3) (4) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code! buyer/seller 
(A-H) int.) (J-P) Code redemption) Day {JP) (AH) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less =$15,001-$50,000 L=$So,001. $loo;ooo =$100,001 -$250,000 
(See Columns.Cl and D3) =$250,001 -$500,000 =;$500,001-$1,000,000 =$1,000,001-.$5,00Q,000 =$5;000,001 -$25,000,000 Value Method Codes =$25;000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
05/01/2007 
Gajarsa, Arthur 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report) 
PART VII. INVESTMENTS AND TRUST: 
 
NUVEEN SECTOR PORTFOLIO BIOTECHNOLOGY -UIT -ALL SHARES SOLD PRIOR YEAR. PRIOR YEAR SHOULD HAVE REPORTED 
REMAINING VALUE. 
JANUS INVT GLOBAL LIFE SCIENCES -ALL SHARES SOLD PRIOR YEAR. PRIOR YEAR SHOULD HAVE REPORTED REMAINING VALUE. 
REALOGY CORP AND WYNDAM WORLDWIDE CORP WERE ACQUIRED VIA SPIN -OFF FROM CENDANT CORP. CENDANT CORP 
 
SUBSEQUENTLY CHANGED ITS NAME AVIS BUDGET CORP. 
Date Report 
Gajarsa, Arthur 
05/01/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, aud that any information not reported was withheld because met applicable statutory 
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are 
compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544