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Judicial Watch • Arthur J. Gajarsa – 2007

Arthur J. Gajarsa – 2007

Arthur J. Gajarsa – 2007

Page 1: Arthur J. Gajarsa – 2007

Category:Federal Judges

Number of Pages:13

Date Created:November 4, 2008

Date Uploaded to the Library:October 20, 2014

Tags:Gajarsa, Arthur J Gajarsa, Arthur, Market, 2007, assets, INVESTMENTS, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Gaj arsa, Arthur Court Organization U.S. Court Appeals for the Federal Cicuit Date Report 05/15/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Appeals Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 717 Madison Place, N.W. Washington, D.C. 20439 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
Board Trustees Rensselaer Institute 
Board Directors Georgetown University 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) 
[ZJ 
 
PARTIES AND TERMS 
 
 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [ZJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Incoine -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offili11g instructions.) PURPOSE ITEMS PAID PROVIDED NEW JERSEY INTELLECTUAL PROPERTY LAW ASSOCIATION 06/08/2007 SHORT HILLS JEFFERSON MEDAL AWARD HOTEL, BREAKFAST 
FEDERAL CIRCUIT 06/27/2007 CAMBRIDGE 9TH BAR HOTEL,PERSONAL CAR MILEAGE, DINNER BAR ASSOCIATION BENCH ANNUAL 	 
INTELLECTUAL 11/10/07 -SAN JUAN, STATE BAR AIR FARE, TAXI PROPERTY SECTION -11/11/07 PUERTO RICO GEORGIA STATE BAR GEORGIA 
 
 
 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 
 
 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions anc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
---- -------- 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(2) 
(2) 
(2) 
(3) 
dentity 
G(5) 
buyer/seller Place (X) after each asset 
Amount 
Value 
Value 
Type (e.g., 
Date 
Value 
Gain 
Type (e.g., 
Code 
Code 
buy, sell, 
Method 
Month 
Code 
div., rent, 
Code Iexempt from prior disclosure 
(A-H) 
(J-P) int.) 
Code3 
redemption) 
Day 
(A-H) (if private 
(J-P) 
transaction) 
(Q-W) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$!,000,000 =S!,000,001  $5,000,000 =More than $51000,000 Value Codes =S15,000 less =$15,001 -$50,000 =$50,001  $100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appr aisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during reporting period 
(1) Amount 
Code 
(A-H) 
(2) 
Type (e.g., div,, rent, int.) 
Gross value end 
reporting period 
(1) (2) 
Value Value 
Code Method 
 
Code 
(J-P) 
(Q-W) 
(1) 
Type (e.g., buy, sell, redemption) Transactions during reporting period 
(2) 
Date Gain Identity Month Code 
Code buyer/seller 
Day (J-P) 
(A-H) (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions  Code Method buy, sell, Month -Code Code buyer/seller 
(A-H) int.) (J-P) Code redem ption) (A-H)Day (J-P) (if private 
 (Q-W) transaclion) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 :SSo,ooo (See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column Cl) =Book Value =Other =Estimated 
 
 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset (2)(1) Amount Type (e.g., (1) (2) (1) Value Value Type (2) (3) (4) (5) (e.g., Date Value Gain ldenlily 
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month -Code Code buyer/seller 
(A-H) int.) 
(J-P) 
Code redemption) 
(Q-W) 
Day (J-P) 
(A-H) (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 --, =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 Ill =$1,000,00J -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) :;:Jssessment =Cash Market 
(See Column C2) :::Book Value =Other =Estimated 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see .i4-6o filing instructions.; NONE (No reportable income, assets, transactions.) 
-.-------------------- Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (!) IAmount Code (A-H) (2) Type (e.g., div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =S!,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value =Other W=Estimated 
 
Name Person Reporting 
Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end (including trust assets) 
reporting period reporting period 
(1) (2) (2) (1) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., 
Code div., rent) Code Method buy, sell, (A-H) 
exempt from prior disclosure int.) (J-P) 	Code redemption) (Q-W) 
Transactions during reporting period 
 
(2) 
Date Month Value Code Gain Code Identity buyer/seller 
Day (J-P) (A-H) (if private 
transaction) 
 
86. -WACHOVIA CORP 2ND NEW 
87. -MASS MUTUAL PARTICIPATION INVS 
88. -CVCI YMEN OFF CLA PART-BUY 03/26 
89. -DOW JONES INC PART-BUY 02/02 
90. -DOW JONES INC PART-BUY 01/25 
91. -DOW JONES INC SELL 05/09 
92. -EVERGREEN INCOME ADVANTAGE FUND SELL 05/07 
93. -JOHN HANCOCK PREFERRED INCOME FUND SELL 01/25 
94. -RITE AID CORP SELL 09/28 Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 :$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) Value Codes (See Columns and 03) =$50,001 -$100,000J =$15,000 Jess =$250.001 -$500,000 =$100,001 -$1,000,000 =$15,001 -$50,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000L =$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $5,000,000 =$100,001 -$250,000 :$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000Q =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Aisessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
PART VII. INVESTMENTS AND TRUST: 2007, FOR ALL IRAS, LISTED TOTAL INCOME AND VALUE FOR THE ENTIRE IRA, AND LISTED INDIVIDUAL SECURITES BELOW WHICH ARE PRECEDED A-. 
 
 
 
Date Report 
Gajarsa, Arthur 
05/15/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
niiu tutez (!lour Jppmz 
fnr flt Jl1ural (!Iirrnit 
 
 
717 MADISON PLACE, N.W. WASHINGTON, D.C. 20439 
CHAMBERS 
(202) 633-6570 
JUDGE ARTHUR GAJARSA 
July 17, 2008 
,.__, 
(.f) C-) 
r---. (._ 
Judge Ortrie Smith, Chair 
o=:: Committee Financial Disclosure c..n::, .-0 
Administrative Office the United States Courts 
Suite 2-301 	t; 
oJ::c 
One Columbus Circle, N.E. 	.,.,.J> .,., 
Washington, D.C. 20544 
rrt CJ1 
Re: Financial Disclosure -Calendar Year 2007 
Dear Judge Smith: response your letter dated July 2008, please see the following explanations: 
 	 
Part VII, page lines and were both money market funds which were purchased various times during 2007, each total $15,000 less; 
 
 	 
Part VII, page line another money market fund which was purchased various times during 2007 totaling between $50,001 and $100,000; 
 
 	 
Part VII, page line limited partnership which was purchased 2007 for between $50,001 and $100,000; 
 
 	 
Part VII, page line stock IRA which had value below the reporting threshold for both 2006 and 2007; 
 
 	 
Ortek Therapeutics, Part VII, page line the 2006 report should have been included the 2007 report and was inadvertently omitted. has income, with value between $15,001 and $50,000, similar the information disclosed 2006; and 
 
 	 
Citigroup Smith Barney Government Money Market, Part VII, page line the 2006 report was fully liquidated December 31, 2006. 
 
 
This should answer all your questions. you need additional information, please advise.