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Judicial Watch • Arthur J. Gajarsa – 2011

Arthur J. Gajarsa – 2011

Arthur J. Gajarsa – 2011

Page 1: Arthur J. Gajarsa – 2011

Category:Federal Judges

Number of Pages:11

Date Created:December 1, 2012

Date Uploaded to the Library:October 20, 2014

Tags:Symposium, Gajarsa, Arthur J Gajarsa, Arthur, meals, lodging, transportation, 2011, assets, transactions, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Governmenl Act 1978 
Rev. 112012 
FINAL FILING USC. app  101-111) Person Reporting (last name, first, middle initial) GaJarsa, Arthur Court Organization U.S. Court Appeals for the Federal Circuit Date Report 07/27/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Appeals Judge -Senior Sa. Report Type (check appropriate type) Nommat1on Date lmttal Annual [ZJ Fmal Sb. Amended Report Reporting Period 01/01/2011 06/30/2012 Chambers Office Address 
717 Madison Place, N.W. Washington, D.C. 20439 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Board Trustees Rensselaer Institute Board Visitors Georgetown University 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
07/27/2012 
Gajarsa, Arthur 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2112 -6/12 University New Hampshire School Law -Professor (Salary $10,000 
position) Spouses Non-Investment Income -ljyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honorana) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(includes those spouse and dependent children; see pp. 25-27 filing rnstrucrrons.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED AMERICAN CONFERENCE INSTITUTE 01/29/2011-02/01/201 NEW YORK, SPEAKING SYMPOSIUM TRANSPORTATION, MEALS, LODGING LOS ANGELES INTELLECTUAL PROPERTY LAW ASSOCIATION 03/18/2011-03/22/201 LOS ANGELES, KEYNOTE SPEAKER TRANSPORTATION, MEALS, LODGING NEW YORK INTELLECTUAL PROPERTY LAW ASSOCJA TION 03/24/1 -03/26/1 NEW YORK, SPEAKING SYMPOSIUM ANNUAL JUDGES DINNER TRANSPORTATION, MEALS, LODGING 
 
 
Date Report 
Gajarsa, Arthur 
07/27/20I 
FEDERAL CIRCUIT BAR 03/31/201 I-04/0l/201 SAN JOSE, CALlFORNlA SPEAKlNG TRANSPORTATlON, MEALS, ASSOCIATION SYMPOSIUM LODGING 	PHILADELPHIA 04/26/2011-04/27/201 NEW YORK, KEYNOTE SPEAKER TRANSPORTATION, MEALS, INTELLECTUAL THE JOINT PRIVATE LODGING, CABS PROPERTY LAW PRACTICE ASSOCIATION 
CONNECTICUT 04/27/2011-04/28/2011 NEW HAVEN, KEYNOTE SPEAKER NONE INTELLECTUAL ANNUAL DINNER PROPERTY LAW ASSOCIA TJON 
FEDERAL CIRCUIT BAR ASSOCIATION 	 
ASSOCIA T!ON CORPORATE PATENT ATTORNEYS PATENT TRADEMARK OFFICE-CHAMBER COMMERCEFEDERAL CIRCUIT BAR ASSOCIATION 
 
10. 
ECNI 
 
11. 	 
NEW YORK INTELLECTUAL PROPERTY LAW ASSOCIATION 	STANFORD LAW SCHOOL CONFERENCE INTELLECTUAL PROPERTY LAW AND BIOSCIENCES 
I3. 
05/l6/20I l-05/18/201 MUNICH, GERMANY 
06/26/2011-06/29/201 SEATTLE, 
I0/22/2011-I 0/28/20I TOKYO, JAPAN 1/08/201 I-I I/l l/2011 ROME, ITALY SYMPOSIUM 
03/23/2012 -03/24/2012 NEW YORK, 
0412612012 04/27/20I SAN FRANCISCO, 
 
SPEAKING 
SYMPOSIUM 
PANEL MEMBER VARIOUS PRESENT TIO 
KEYNOTE SPEAKER PRESENTATION 
SYMPOSIUM 
ATTENDANCE 90TH ANNUAL DINNER HONOR THE FEDERAL JUDICIARY 
PARTICIPANT CONFERENCE 
TRANSPORTATION, MEALS, LODGING 
TRANSPORTATION, MEALS, 
LODGING, CABS, PARKING 
TRANSPORTATION, MEALS, LODGING 
TRANSPORTATION, MEALS, LODGING, CABS 
TRANSPORTATION, MEALS, LODGING 
TRANSPORTATION, MEALS, LODGING GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE MORGAN STANLEY SMITH BARNEY MARGIN LOAN 
 
 
 
 
07/27/2012 
Gajarsa, Arthur 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end Transact10ns dunng reporting penod 
(rncludrng trust assets) reporting period reportmg period 
 
(I) (2) (I) (2) (1) (2) (3) (5) 
Place (X) after each asset exempt from pnor disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) COIN COLLECTION None BANK AMERICA Interest 
ROCKYWOLD DEEPHAVEN CAMPS Dividend SPECIAL SITUATIONS LIFE SCIENCES Int/Div. Income Gam Codes =$1.000 less =$1,001-$2.500 c=$2.501 -$5,000 045.001 -$15.000 =$15,00 -$50,000 
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 H2=More than $5.000.000 Value Codes J=$ 5.000 less 415,001 -$50.000 L=$50.00I -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) N=$250.00 -$500.000 0=$500,00 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
Date Report 
Gajarsa, Arthur 
07/27/2012 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions onc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end Transacllons during reportmg penod including trust assets) reporting penod ofreporting penod 
 
(I) 
(2) 
(I) (2) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
CodeI 
exempt from prior disclosure 
div, rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) mt.) Code redemption) (J-P) (A-H) (ifpnvate 
transaction) 
(Q-W) 
18. 
ANADIGICS INC None 
 
19. 
CORNlNG INC Dividend Income Gam Codes =$1.000 less B=$1,00l -$2.500 =$2,501 -$5,000 =$5,001 -$t5,000 =$15.001 -$50.000 
(Sec Columns and 04) =$50.001  $100,000 =$100.001  $1,000.000 =$1.000,001  $5.000.000 112=More than $5,000.000 Value Codes =$15.000 less =$15.001  $50,000 L=$50,00I  $100.000 =$100.001  $250.000 
(Sec Columns and 03) =$250.00  $500.000 =$500,001  $1,000.000 =$1,000.001  $5,000,000 =$5,000,001 -$25,000.000 =$25.000.00  $50.000.000 =More Jhan $50,000.000 Value Method Codes =Appraisal =CoSI (Real Eslate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =01hcr =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(mcluding tru;t assets) reporting period ofreporting penod 
 
(2) (I) (I) (3) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/sel !er (A-H) int (J-P) Code3 redemption) (J-P) (A-H) (1fpnvate (Q-W) transaction) Income Gam Codes A=$1.000 less =$1.001  $2.500 =$2,501  $5,000 =$5 001 -$15,000 E=$15.00l -$50.000 
(See Columns and D4) =$50.001 -$100,000 =$100.001 -$1,000,000 =$1.000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 450,001 -$I 00.000 =$100.00 -$250.000 
(Sec Columns and D3) N=$250.001 -$500.000 =$500,001 -$1,000.000 Pl=$1,000,001 -$5,000,000 =$5.000,00 -$25,000,000 =$25.000.00 -$50.000,000 =More 1han $50.000,000 Value Method Codes =Appraisal =Cost (Real Eslate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=01hcr =Estimated 
 
 
07/27/2012 
Gajarsa, Arthur 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end Transactions dunng reporting penod 
(including trust assets) reporting period ofreportmg penod 
 
(I) (I) (3) (4) (5) 
Amount Type g., Value Value Type{e Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
-BABSON CAP PARTNERS INVESTO (FORMALY MASS MUTUAL PARTICIP) 
53. -ROSETTA STONE, INC Sold 03/11/11 
Jncome Gam Codes =$1.000 less B=$1,001-$2.500 c=$2.501 -$5.000 =$5.001  $15.000 =$15.001 -$50.000 (Sec Columns and D4) F=$50.00I -$100,000 =$100,001 -$1.000.000 Ill =$1.000,001 -$5.000,000 112 =More 1han $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00I !00.000 =$100.001 -$250.000 (Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000.001 -$25.ooo.ooo 25.000.00I  $50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Es1atc Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other Est1matcd 
07/27/2012 
Gajarsa, Arthur 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reportmg penod 
(including trust assets) reportmg period ofreporting period 
 
(I) (2) (I) (2) (I) (2) (3) (4) 
Place (X) after each asset Amount Type g., Value Value Type(e Date Value Gain Identity 
exempt from prior disclosure Code div. rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) (J-P) Code redemption) (J-P) (A-H) (ifpnvate 
 
transaction) Income Gam Codes =$1,000 less =$1 ,001  $2.500 =$2.501 $5.000 =$5.001. $15,000  5,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100.00I  $1.000.000 Ill =$1.000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001  $100.000 =$100 001 -$250.000 
(See Columns and D3) =$250.00 -$500.000 =$500,00  $1,000.000 =$1.000.001  $5.000,000 =$5.000,001  $25,000.000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real slate Only) Assessment =Cash Market 
(Sec Column C2) =Book Value =01hcr =Estimated 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparlofreporl.) 
PART VII 
LINE 11: NSTAR-MERGED WITH NORTHEAST UTILITIES 04/10/2012. 
LINES 15 AND LINES 52, HAD NAME CHANGE DURING THE YEAR. LINE 51 NEW NAME BABSON CAP CORP INVESTORS COM FROM MASSMUTUAL CORP INVESTORS. LINES 52 NEW NAME BABSON CAPITAL PART INVESTORS FROM MASS MUTUAL PARTICIPATION INVS. 
LINES -68 HAD NAME CHANGE, AMERICAN WAS ADDED THE BEGINNING EACH INVESTMENT. 
MORGAN STANLEY IRA ACCOUNTS UTILIZE VARIOUS CIT! BANK CASH ACCOUNTS THEIR BANK DEPOSIT PROGRAM. THESE ACCOUNTS OPEN CLOSE DURING THE YEAR CASH FLOWS THROUGH THE ACCOUNTS. THERE GAIN LOSS UPON THE CLOSING THESE CASH DEPOSIT PROGRAM ACCOUNTS. 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance girts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Arthur Gajarsa 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544