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Judicial Watch • Arthur J Gajarsa Financial Disclosure Report for 2007

Arthur J Gajarsa Financial Disclosure Report for 2007

Arthur J Gajarsa Financial Disclosure Report for 2007

Page 1: Arthur J Gajarsa Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:13

Date Created:November 4, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Gajarsa, Arthur J Gajarsa, Arthur, Market, 2007, INVESTMENTS, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Gaj arsa, Arthur Court Organization U.S. Court Appeals for the Federal Cicuit Date Report 05/15/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Appeals Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 717 Madison Place, N.W. Washington, D.C. 20439 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
Board Trustees Rensselaer Institute 
Board Directors Georgetown University 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.)
[ZJ 

PARTIES AND TERMS 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [ZJ NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Incoine -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offili11g instructions.) PURPOSE  ITEMS PAID PROVIDED  NEW JERSEY INTELLECTUAL PROPERTY LAW ASSOCIATION  06/08/2007  SHORT HILLS  08' JEFFERSON MEDAL AWARD  HOTEL, BREAKFAST 
FEDERAL CIRCUIT 06/27/2007 CAMBRIDGE 9TH BAR HOTEL,PERSONAL CAR MILEAGE, DINNER BAR ASSOCIATION BENCH ANNUAL 	
INTELLECTUAL 11/10/07 -SAN JUAN, STATE BAR AIR FARE, TAXI PROPERTY SECTION -11/11/07 PUERTO RICO GEORGIA STATE BAR GEORGIA 

Date Report 
Gajarsa, Arthur 
05/15/2008 

Date Report 
Gajarsa, Arthur 
05/15/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions anc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
----  --------  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) 
(2) 
(2) 
(2) 
(3) 
dentity 
G(5) 
buyer/seller Place "(X)" after each asset 
Amount 
Value 
Value 
Type (e.g., 
Date 
Value 
Gain
Type (e.g., 
Code 
Code 
buy, sell, 
Method 
Month 
Code
div., rent, 
Code Iexempt from prior disclosure 
(A-H) 
(J-P) int.) 
Code3 
redemption) 
Day 
(A-H) (if private 
(J-P) 
transaction)
(Q-W) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 $5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$!,000,000 =S!,000,001  $5,000,000 =More than $51000,000 Value Codes =S15,000 less =$15,001 -$50,000 =$50,001  $100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appr aisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Income during reporting period 
(1) Amount 
Code 
(A-H) 
(2) 
Type (e.g., div,, rent, int.) 
Gross value end 
reporting period 
(1)  (2)  
Value  Value  
Code  Method  

Code
(J-P) 
(Q-W) 
(1) 
Type (e.g., buy, sell, redemption) Transactions during reporting period 
(2) 
Date Gain Identity Month Code 
Code buyer/seller 
Day (J-P) 
(A-H) (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions   Code Method buy,  sell, Month -Code Code buyer/seller  
(A-H) int.)  (J-P) Code redem ption) (A-H)Day (J-P) (if private 
 (Q-W)  transaclion) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 :SSo,ooo (See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 

(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column Cl) =Book Value =Other =Estimated 

Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets)  Income during reporting period  Gross value end reporting period  Transactions during reporting period  
Place "(X)" after each asset  (2)(1) Amount Type (e.g.,  (1) (2) (1) Value Value Type  (2) (3) (4) (5) (e.g., Date Value Gain ldenlily  
exempt from prior disclosure  Code div., rent,  Code Method buy,  sell, Month -Code Code buyer/seller  
(A-H) int.) 
(J-P) 
Code redemption) 
(Q-W) 
Day (J-P) 
(A-H) (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000  --, =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000  Ill =$1,000,00J -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) :;:Jssessment =Cash Market  
(See Column C2) :::Book Value =Other =Estimated  

Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see .i4-6o filing instructions.; NONE (No reportable income, assets, transactions.) 
-.-------------------- Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure (!) IAmount Code (A-H)  (2) Type (e.g., div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code (Q-W)  (1) Type (e.g., buy, sell, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =S!,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value =Other  W=Estimated  

Name Person Reporting 
Date Report 
Gajarsa, Arthur 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end (including trust assets) 
reporting period reporting period 
(1) (2) (2) (1) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., 
Code div., rent) Code Method buy, sell, (A-H) 
exempt from prior disclosure int.) (J-P) 	Code redemption) (Q-W) 
Transactions during reporting period 

(2) 
Date Month "'Value Code  Gain Code  Identity buyer/seller  
Day  (J-P)  (A-H)  (if private  
transaction)  

86. -WACHOVIA CORP 2ND NEW  
87. -MASS MUTUAL PARTICIPATION INVS  
88. -CVCI YMEN OFF CLA  PART-BUY  03/26  
89. -DOW JONES INC  PART-BUY  02/02  
90. -DOW JONES INC  PART-BUY  01/25  
91. -DOW JONES INC  SELL  05/09  
92. -EVERGREEN INCOME ADVANTAGE FUND  SELL  05/07  
93. -JOHN HANCOCK PREFERRED INCOME FUND  SELL  01/25  
94. -RITE AID CORP  SELL  09/28 Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 :$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) Value Codes (See Columns and 03) =$50,001 -$100,000J =$15,000 Jess =$250.001 -$500,000 =$100,001 -$1,000,000 =$15,001 -$50,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000L =$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $5,000,000 =$100,001 -$250,000 :$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000Q =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =A'isessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Gajarsa, Arthur 
05/15/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
PART VII. INVESTMENTS AND TRUST: 2007, FOR ALL IRA'S, LISTED TOTAL INCOME AND VALUE FOR THE ENTIRE IRA, AND LISTED INDIVIDUAL SECURITES BELOW WHICH ARE PRECEDED A"-". 

Date Report 
Gajarsa, Arthur 
05/15/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

niiu tutez (!lour Jppmz 
fnr flt Jl1ural (!Iirrnit 

717 MADISON PLACE, N.W. WASHINGTON, D.C. 20439 
CHAMBERS 
(202) 633-6570
JUDGE ARTHUR GAJARSA 
July 17, 2008 
,.__, 
(.f) C-)
r---. (._
Judge Ortrie Smith, Chair 
o=:: Committee Financial Disclosure c..n:':," .-0
Administrative Office the United States Courts 
Suite 2-301 	t; 
oJ::c 
One Columbus Circle, N.E. 	.,.,.J> .,.,
Washington, D.C. 20544 
rrt CJ1
Re: Financial Disclosure -Calendar Year 2007 
Dear Judge Smith: response your letter dated July 2008, please see the following explanations: 
 	
Part VII, page lines and were both money market funds which were purchased various times during 2007, each total $15,000 less; 

 	
Part VII, page line another money market fund which was purchased various times during 2007 totaling between $50,001 and $100,000; 

 	
Part VII, page line limited partnership which was purchased 2007 for between $50,001 and $100,000; 

 	
Part VII, page line stock IRA which had value below the reporting threshold for both 2006 and 2007; 

 	
"Ortek Therapeutics", Part VII, page line the 2006 report should have been included the 2007 report and was inadvertently omitted. has income, with value between $15,001 and $50,000, similar the information disclosed 2006; and 

 	
"Citigroup Smith Barney Government Money Market", Part VII, page line the 2006 report was fully liquidated December 31, 2006. 

This should answer all your questions. you need additional information, please advise.



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