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Judicial Watch • Arthur L. Alarcon – 2012

Arthur L. Alarcon – 2012

Arthur L. Alarcon – 2012

Page 1: Arthur L. Alarcon – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Alarcon, Arthur L Alarcon, Arthur, Retirement, 2012, Gross, stock, assets, spouse, transactions, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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AOIO 
Rev. 112013 Government Act 1978 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Alarcon, Arthur 
Court Appeals -9th Circuit 
03/15/2013 Title (Article Ill judges indicate active senior status; 
Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
Nomination Date 
01/01/2012 
Circuit Judge -Senior Status
Initial Annual Final [{] 
12/31/2012 
Sb. Amended Report Chambers Office Address 
U.S. Courthouse 
312 No. Spring Street 
Los Angeles, 90012 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Director  Las Familias de! Pueblo not-for-profit corporation) 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 6/76  Employee's Retirement Benefit (Los Angeles County) 6/76  Employee's Retirement Benefit (State California) 6192  State Judge's Pension  

(yours, not spouse's) 2012  Retirement Benefits, State California  $2, 621.00  
2.2012  Retirement Benefits, Los Angeles County  $12,627.00  
3.2012  Retirement Benefits, State California Judges  $41,920 .00  
4.2012  West Services Inc., book royalties  $6,863.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Retirement Plan Citibank 
2.2012 Retirement Plan Honeywell 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

[{] NONE (No reportable reimbursements.) 

Alarcon, Arthur 
03/15/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 

[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 

[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Alarcon, Arthur 
03/15/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(2) (I) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Cal Western Life Ins Interest U.S. Treasury Bills Interest Redeemed 07/31/12 
United Airline Stock None 
Citibank Accounts Interest Jncomc Gain Codes: =$I ,000 Jess =$1,001 -$2,500 =$2,50 -$5,000  D=$5,00J -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

03/15/2013 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (2) (I) 
(I) (2) 
(3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. 
-Cisco Stock Dividend 

19. 
-Merck Stock Dividend 

20. 
-EXXON Mobil Corp Stock Dividend 

21. 
-Intel Stock Dividend Income Gain Codes: =$I ,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$I 00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,00 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
{Sec Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000.000 =$5,000,00 -$25.000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

03/15/2013 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) 
(I) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
35. 
-Ca Ref G/O Unltd Bond (F4 acq Interest Redeemed 08/01/12 06/07/10) 

36. 
-Ca Var Purp Fsa G/O Cus Bond Interest (A32 acq 06/22/10) 

37. 
-Ca Stwide County Dev Prop Bond Interest (R58 acq 08/16110) 

38. 
-Ca Var Purp G/O Txbl Bond (5F7 acq Interest 06/03/10) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$1 5,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$!00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Alarcon, Arthur 
03/15/2013

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing ins1ructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (I) 
(3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. 
-Ca Infra Econ Dev Rev Ser Bond Interest Redeemed 04/12/12 (34Z acq 08/13/10) 

53. 
-Ca Cmnty Dev Auth Rev Prop Bond Interest (R58 acq 08/16/10) Jncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500.00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

03/15/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during repor ting period  
(including trust assets)  reporting period  ofreporting period  
 

(2) (I) (2) (2) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. -!shares Msci Eafe Index Fund (EFA) (465)  Dividend  Sold  06/12/12  
70. -!shares SP/Citigroup Intl Treas Fund (!GOV) (117)  None  Sold  01/09/12  
71. -Vanguard Growth ETF Msci Prime Mkt (VUG) (736)  Dividend  
72. -Vanguard Value ETF Msci Prime Mkt (VTV) (744)  Dividend Income Gain Codes: 41,000 less =$1,001 -$Z,500 =$Z,501 -$5,000 =$5,001 -$15,000  E=$15,00l -$50,000  
(Sec Columns and 04) =$50,001  $100,000 =$I 00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000.000 =$5,000.00 -$25,000,000 =$Z5,000,00I -$50,000,000 =More than $50,000.000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column CZ) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
03115/2013
Alarcon, Arthur
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate part ofreport.) Part VII: Differences between 2011 and 2012 for enties Column (Income) and (Gross Value) are due market fluctuation stock prices and interest/ 
dividends. Part VII: Column 0(4) intentionally left blank for entries 12, 41, 69, and 70, because there was "gain." Part VII: Column 8(1) intentionally left blank for entries and 70, because there was income. 

03/15/2013 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Arthur Alarcon 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544