Skip to content

Judicial Watch • Arthur S Spiegel Financial Disclosure Report for 2008

Arthur S Spiegel Financial Disclosure Report for 2008

Arthur S Spiegel Financial Disclosure Report for 2008

Page 1: Arthur S Spiegel Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:9

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Arthur S Spiegel, Victory, SPIEGEL, Brokerage, Arthur, shares, partial, account, trust, 2008, EPA, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Spiegel_Arthur_S 

Name Person Reporting 

Date Report 
Spiegel, Arthur 
04/16/2009 
III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 

[ZJ NONE (No reportable non-investment income.) 

AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

[ZJ NONE (No reportable reimbursements.) LOCATION PURPOSE PAID 

Name Person Reporting 
Date Report 
Spiegel, Arthur 
04/16/2009 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 

VJ. LJABJLJTJES, (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and d"J'enden1 children; see PP. 3-1-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure tfcAd  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (S)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J.P)  (A-H)  (if private  
(Q-W)  transaction) 

10. 

11. 

12. 

13. 

15. 
16.  
17. loco Gain Codes: 1,000 less 1.001  S2,500 =S2,501  $5,000 =S5,001 -Sl5,000 =Sl5,00I  S50,000  
(Sec Columns and 04) =S50,00I  Sl00,000 =Sl00,001  Sl,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =S50,00I -Sl00,000 =Sl00,001  $250,000  
(Sec Columns and 03) =$250,001  SS00,000 =SS00,001  Sl,000,000 =Sl,00-0,001  S5,000,000 =Ss,000,001  m,000,000 =$25,000,001  $50,000,000 =More than SS0,000,000 Value Met hod Codes  Q=Appraisal =Cost (Real Estate Only) =Ass essment =Cash Market  
(Sec Column C2}  U=BookValue  V-Othcr ::::Esti mated  

Date Report Arthur Spiegel 
'J'acti during reporting period Gross value 
Income 
during atendof
reporting period reporting period .
 
.(2)(I) 
 ,
  Ifriot, eJ[einpt from disClosure
(1) . 

Amt 
 
Code 
 . 
,.5) 
(A-H) 
 
J 
{J-P) (if(A-H) 
 
'.Day transaction)  
NONE (No reportable income, assets, transactions.) 
Brokerage Account 	Anadarko Petroleum Corp (APC) Div 	Exxon Mobil Corp (XOM) Div 	Fifth Third Bancorp Ohio (FITB) Div 	Marathon Oil Corp (MRO) Div 	PNC Financial Services Group (PNC) Div 	Piper Jaffray Companies Inc (PJC) None 	Procter Gamble (PG) Div Smucker Company New (SJM) Div 	U.S. Bancor Delaware New (USB) Div 
Union Pacific Cor (UNP) Div 	United States Steel Cor (X) Div 	Eaton Vance Balanced Fund (EVIFX) Div 	Gateway Fund (GATEX) Div 
Victory Ohio Muni Bond Fund (SOHTX) Div 	Midfirst Bank Rate 3.1 Fixed Int Buy 07/15/08 Matures 01123/2009 	Bank North Rate 3.7% Fixed Int Buy 07/15/08 Matures 07117 /2009 	Sterling Savings Bank Rate 4.00% Int Buy 07115108 
Fixed Matures 01/25/2010 RMA Tax Free Fund Inc Div  Brokerage Account Trust  Div Int  -UBS RMA Money Market Portfolio (FKA Victory Ohio Municipal Money  -Automatic Data Processing (ADP)  

Date Report Arthur Spiegel 
(A-H) 
NONE (No reportable income, assets, transactions.)  -Exxon Mobil Corp (XOM)  Partial Sale  01/02/08  -JP Morgan Chase Company (JPM)  -Pepsico Inc (PEP)  -Pfizer Inc (PFE))  -Pitney Bowes Inc (PB!) -Procter Gamble (PG) -3MCo(MMM) -U.S. Bancorp (USB)  -Berea Ohio 3.75% due 12/1/11 -Butler County, Ohio 4.95% due 12/1/10 -Cuyahoga County, Ohio 4.75% due 12/1/09 -Eastern Regional Wastewater 4.25% due 12/1/10 -Kings Local School District, 5.20% due 12/1/08 -Nordinia Hills, School District 4.7% due 12/1/09 -Findlay Ohio due 7/1/08 -Hamilton County, Ohio 3.125%due 12/01/12 -Ohio State 3.50% due 03/01/11 -Deerfield Twp, Ohio 4.00% due 12/01/13 Brokerage Account# Trust -Templeton Foreign Fund (TEFTX) -Victory Established Value Fund (GETGX) -Victory Small Company Opportunity Fund (GOGFX)  Div  Redemption Redemption Buy Buy Buy Partial Sale Partial Sale Partial Sale  12/01/08 07/01/08 08/18/08 12/05/08 10/22/08 03/13/08 06/24/08 06/24/08 09/10/08  

Date Report Arthur Spiegel reporting
Income   
 
during .period  
. 
:
(I) (2)  .'
 
. .:.;.:.  
Month< ,c0c1e2 
(2) ." 
Codel
... 
:.:: 
  ,.,
 
 
 . Day: (JP) (A-H) (if private 
NONE (No reportable income, assets, transactions.) 
-Victory Diversified Stock Fund (GRINX) Partial Sale 03/13/08 Partial Sale 06/24/08 
-Victory Government Reserves Fund 
Brokerage Account#  -Victory Established Value Fund (GETGX)  Div  Partial Sale Partial Sale  05/08/0812/11/08  -Victory Fund for Income (GGIFX)  Div  -UBS Ret Money Fund  Div  Brokerage Account -Trust  Div  -Victory Gradison Government Reserves  -Gateway Fund (GATEX)  -Harbor International Fund (HAINX)  -!Shares SP 500 Index Fund  -!Shares Russell 1000 Value Index  Partial Sale  04/16/08  -!Shares Russell 000 Growth Index  Partial Sale  07/08/08  -Royce Total Return (RYTRX)  

Name Person Reporting 
Date Report 
Spiegel, Arthur 
04/16/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaJepartofReporL) 

Name Penon Reporting 
Date Report 
Spiegel, Arthur 
04/16/2009 
IX. CERTIFICATION. certify that all information given above (Including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure.  further certify that earned income from outside employment and honorarla and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!