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Judicial Watch • Barbara J. Rothstein – 2010

Barbara J. Rothstein – 2010

Barbara J. Rothstein – 2010

Page 1: Barbara J. Rothstein – 2010

Category:Federal Judges

Number of Pages:10

Date Created:September 13, 2013

Date Uploaded to the Library:December 12, 2014

Tags:ROTHSTEIN, Barbara J Rothstein, Participant, Barbara, transportation, 2010, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Rothstein, Barbara Federal Judicial Center 
 
08/04/2010 Title (Article I11 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) 
 
Nomination, Date 01/01/2010 District Court Judge Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information eontalned this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
Federal Judicial Center with applicable laws and regulations. 
Washington, D.C. 20002 
 
Reviewing Officer 	Date 
IMPOR TANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. tReporang indivlduul only; see pe. 9-13 filing instructions.) 
~-] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
 
 
Rothstein, Barbara 
Name Person Reporting 
 
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 fiting instructions.) Filers Non-Investment Income NONE ~Vo reportable non-investment income.) 
DATE SOURCE AND TYPE 
 2010 	West Services, Royalties 
 3/11/10 World Learning, Consultant Fee 3.6/12/10 World Learning, Consultant Fee 4.6/15/10 The Rutter Group, faculty compensation 5.7/19/10 The Aspen Institute, faculty compensation Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section~ (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
1.2010 Medical Faculty Associates, Wages 2.2010 Self Employed Consultant Fees 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmen~ 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
 
~-~ 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE Sedona Conference January 27-31, 2010 Phoenix, 	Speaker, Panel Participant 	 
World Learning March 6-11, 2010 Pristina, Kosovo Consultant Participant, Kosovo Constitutional Court Work Project 	 
Pepperdine Dispute April 14-16, 2010 Malibu, Speaker; Panel Participant Resolution Symposium 	 
World Learning June 6-12, 20!0 Pristina, Kosovo Participant, Kosovo Constitutional Court Work Project 
 
 
Date Report 
08/04/2010 
INCOME 
(yours, not spouses) 
$4,497.00 
$5,670.00 
$3,000.00 
$500.00 
$2,000.00 
 
ITEMS PAID PROVIDED Lodging Transportation, Lodging, Meals 
Transportation, Lodging 
Transportation, Lodging 
Name Person Reporting 	Date Report 	 
The Aspen Institute July 13-19, 2010 Aspen, Speaker, Panel Participant Transportation, Lodging, Meals 	 
American Conference July 21-22, 2010 New York, Speaker, Panel Participant Transportation Institute 	 
Yale Law School November 16-17, New Haven, Speaker, Panel Participant Transportation, Meals 2010 GIFTS. ancludes those sponse and dependent children; see pp. 28-31 fillng instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent chiMren; see pp. 32-33 filing instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
Name Person Reporting Date Report 
Rothstein, Barbara 08/04/2010 
VII. INVESTMENT and TRU STS -income, vatue, transactions (Includes those spouse and dependent children; seepp. 34-60 o/fillng instructions.) NONE (No reportable income, assets, transactions.) Amcol Common Dividend Paso Corp. Dividend EQT Corporation (frmrly Equitable Resources Comm) Motorola Inc Common Dividend None New York Muni Income Interest American Euro Pacific Growth Fnd Dividend American New World Fnd Dividend Vanguard Inter Term T/E Inv Dividend Buy 07/06/10 Bancorp Account Interest 
10. 11. Capital One Bank (frmdy Chevy Chase Bank) Properties Ltd Partnership Interest Distribution 
12. 13. Rental House Redmond,WA (!999 $172,000) New Horizon Capital III, Rent Distribution 
14. 15. Rental Townhouse Strasburg, (2009 $135,000) America Movil Ads Rent Dividend 
16. Bank One Capital Trust Interest 
17. Elan Corp. Common None Value Codes =$15,000 less =$i5,00i $501000 
(seeco, .... ClandD3) N=$250,001 -$500.000 O~$50000i-:$i ~0i000 =$25,000,001- $50,000~000 Value Method Codes =Appraisal =CoSt {R~al Estate Only) S--Asse~m~i ~ash U~t .... 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
Rothstein, Barbara 08/04/2010 
VII. INVESTMENT and TRUSTS ineo.,e, value, ~ans~ctions aneludes those olspouse und dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
18. Emulex Corp. Common None 
19. Microsoft Corp. Common Dividend 
20. Company Dividend 
21. XCel Energy Dividend 
22. PPL Corp. Dividend 
23. Life Technologies Corp None 
24. Costco Wholesale Corp. Common Dividend 
25. Western Asset Inc. Dividend 
26. Starbucks Common Dividend 
27. Telefonos Mexico Common Dividend 
28. Telmex International None Sold 06/10/10 
29. Nuveen Quality Preferred Income Interest 
30. Bancorpsouth Cap Tr. Preferred Interest 
31. 3Com Corp Common None Sold 04/12/10 
32. Home Depot Inc. Common Dividend 
33. General Electric Co. Common Dividend 
34. Morgan Stanley Cap. Trust Dividend Income Gain Codes: (See Columns and D4) =$1,000 less =$50,001 $100,000 =$1,001 $2,500 =$100,091 .$1,000,000 =$2.501 $5.000 L000.001 $5.000,090 =$5.001 $15.0~) =More than $5,000.000 -515.001 $50.000 Value Codes =$15,000 less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
(See Columns and D3) =$250,001 $500,000 =$500.001 $1.000.000 =$1.000.001 $5.000.000 =$5.0~0.D01 $25.000.000 Value Method Codes =$25,000.001 $50,000,000 =Appraisal =Cost IReal Estate Only) =More than 1;50.000.000 =Assessment -~Sash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
Rothstein, Barbara 
VII. INVESTMENTS TRUSTS -income, value, trans~aions anclndes those sronse and de~.dent children; see pp. 34-60 filing instructions.) 
~-~ NONE (~o reportable income, assets, transactions.) 
35. CHS Cooperatives Preferred Dividend 
36. CEPS GovtAgency Funds None Closed 01/01/10 
37. Associated Bank Interest Open 01/01/10 
38. Deutsche Bank Interest Open 01/01/10 
39. East West Bank Interest Open 01/01/10 
40. Citizens Bank Interest Open 01/10/I0 
41. CMS Energy Dividend 
42. Pioneer Floating Rate Trust (PHD) Dividend 
43. Eaton Vance Enhanced Equity Income Fund Dividend 
44. Eaton Vance Enhanced Equity Income Interest 
45. RMR Fund (frmrly RMR Preferred Dividend Fund) 46. Dreyfus Premier Greater China Fund Dividend None 
47. Eaton Vance Greater China Fund Dividend 
48. Visa Inc Dividend 
49. IBM Dividend 
50. NJF Dividend Interest Premium Strategy Fund 51. Dell, Inc Dividend None Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100-00i $2501@ ........... 
(See Columns and D3) =$250,001 $500;000 0=$500,001~$1,000,000 000;001 000 000 =$5;000,001 $25i000~000 =$25.000.001 $50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =ASsessment =Cash Market 
(See Column c2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
Rothstein, Barbara 	08/04/2010 
VII. INVESTMENTS and TRU STS i,come, value, ~ous.ctions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE(No reportable income, assets, transactions.) 
52. 
ETrade Money Market Funds 
 
53. 
Cybersource Corp. Common Value Cod~ =$15,000 less (See Columns and D3) =$250,001 $500,000 =$25.000,001 $50.000.000 Value Method Codes =Appraisal (See Column C2) =Book Value Interest None =$15.001 $50,000 =$500,001 1,000.000 =Cost (Real Estate Only) =Other 
Sold 07/22/10 
=$2;501. $5;000 =$5,001 $15,000 =$15,001 $50.000 =$1 000,001 000 000 ~More lhan $5,009,000 ....... =$50,001 $100,000 ~$100~001 $250;~ 
S=Assessment T:::CashMarket =Estimated 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part report.) 
 
Date Report 
Name Person Reporting 
08/04/2010 
Rothstein, Barbara 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: S/Barbara Rothstein 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544