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Judicial Watch • Barbara J Rothstein Financial Disclosure Report for 2003

Barbara J Rothstein Financial Disclosure Report for 2003

Barbara J Rothstein Financial Disclosure Report for 2003

Page 1: Barbara J Rothstein Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:9

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:ROTHSTEIN, Barbara J Rothstein, paragraph, Barbara, Rental, Market, 2003, dividend, Financial Disclosure, CIA, income, Judge


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THE FEDERAL JUDICIAL CENTER 
THURGOOD MARSHALL FEDERAL JUDICIARY BUILDING 
ONE COLUMBUS CIRCLE, N.E. 
WASHINGTON, 20002-8003 

JUDGE BARBARA ROTHSTEIN DIRECTOR 
October 15, 2004 
Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, 
Washington, 20544 

Re: Calendar Year 2003 Filing The Committee: 

This reply your request for additional information dated September 16, 2004. The information follows: 
Paragraph 
Part IIIA: listed Part IlIA was listed there incorrectly. Part IIIA, the ''NONE" box should checked. 
Paragraph Part VII, page line 13: "Rental HouseOBellevue (#3)(1975 $148,000), should have been listed with parenthetical "(X)" alongside the asset name. 
Paragraph Part VII, page line 16: income was received for "Time Warner Common" and the word "NONE" should appear Column B(2) under ''Type." 
Paragraph Part VII, page line 53: You are correct. The correct value method code for this asset should code "T". hope that this information satisfies all requirements. Thank you for your 
assistance. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions) !ill NONE -(No reportable positions.) 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions) !ill NONE -(No reportable agreements.) 

PARTIES AND TERMS 

ID. NON-INVESTMENT INCOME{Reporting individual and spouse; see pp. 11-24 filing instructions> Filer's Non-Investment Income NONE -(No reportable non-investment income.) 

GROSS INCOME 
(yours. not spouse's) 
0.00 Spouse's Non-Investment Income-(If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) 

IV. REIMBURSEMENTS-transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE -(No such reportable reimbursements.) Amer. Law Inst./ American Bar Assoc. Dec. 11-13, Coronado, Ca, Educational Seminar (fravel, Meals Lodging) 
F.INANCIAL DISCLOSURE REPORT  Name Person Reporting  Date ofReport  
ROTHSTEIN, BARBARA  8/1512004 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 ofinstructions.) 
 NONE (No such reportable gifts.).
SOURCE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE (No reportable liabilities.)
CREDITOR DESCRIPTION 
VALUE CODE 

FINANCIAL.DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
ROTIISTEIN, BARBARA 
8/15/2004 
VII. INVETMENTS and TRUSTS-income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instmctions.) Income during Gross value entl Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including tmst assets) 
1101 exempt
{I)
(1) 
(5)
(2) (3) 
Place "(X)" after each asset exempt 
from prior disclosure 
Val11e Value Type (e.g. Date:
Amount Type 
Value Identity 
Code Method buy, sell, Month-
Code div. 
Code Code yer/seller 
rent. 
(J-P) Code3 merger, Day (ifprivate(A-H) int.) (AH)
redemption)
(Q-W) 
DNONE (No reportable income, assets, transactions) 
transaction) 
Amcol Common Dividend Paso Corp. Dividend 
Equitable Resources Common Dividend 
Microsoft Corp Common Dividend 
Motorola Inc Common Dividend 
NYS G/F/A Hospital Interest sell 11/30 
Oppenheimer Muni Bond Dividend 
Rochester Fund Muni's Cl.A Dividend Bancorp Account Interest 

10. Properties Ptnrshp Rent 

11. 
Rental House-Bellewe (1990 $60,000) Rent 

12. 
Rental House-Redmond (#2) (1999 $172,000) Rent 

Rental House-Bellevue (#3) (1975 $148,000) Rent 
*SEP PLAN: 
14. 
16. 
American Movil Ads Dividend 
AOL Tune Warner Common 	sell ')JO? 
17. 
Bank One Capital Trust 

18. 
Elan Corp. Common lncome/Giin Codes: =Sl,000 less 
(See Colwnns and D4) -SS0,001-$100,000 Value Codes: =SIS,000 less 
(Sec Columns and 03) =$250,000-$500,000 $25.000,001-SS0,000,000 Value Method Codes =Appraisal 
(See Column C2) =Book Value Interest 
None =Sl,001-$2,500 $100,001-$1,000,000 $15,001-$50,000 $500,001-$1,000,000 =Cost (Real Estate Only) =Other S2,501-SS,000 -$1,000,00!-SS,000,000 $50,001-$100,000 $1,000,001-$5,000,000 $More than $50,000,000 Assessment =Estimated $5,001-$15,000 $15,001-$50,000 =More than $5.000.000 =$100,001$250,000 $5,000,001-$25,000,000 Cash/Market 

Date Report 
Name Person Reporting 
ROTHSTEIN, BARBARA 
8/1512004 
VII.. INVESTMENTS and TRUSTS-income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instmctions.)  
Description ofAssets (including tn1st assets)  Income during reporting period (I) (2)  Gross value end reporting period (I) (2)  (I)  Transactions during reporting period not exempt  
(2)  (3)  (4)  (S)  
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g. div. rent.  Value Code  Value Method  Type (e.g. buy, sell,  Date: Month  Value Code2  Code  Identity buyer/seller  

Code3 merger, Day
(A-H) int) (J-P) 
(A-H) 
(ifprivate
redemption)
(Q-W) 
transaction) 
Bancorpsouth Cap Tr. Preferred Interest
 
38. 
3Com Corp Common None 

39. 
Home Depot Inc. Common Dividend 

40. 
General Electric Co. Common Dividend 

Morgan Stanley Cap. Trust Interest buy 04/21 
42. CHS Cooperatives Preferred Dividend buy 01/31 
Talk America Common (X) None 
44. CEF Government Fund Dividend buy 2/10 
part distrib 3/31 
CEF Government Fund Dividend buy 4/10 
part distrib 5122
47. 

48. 
*PENSION TRUST: 

Dell Inc. (Frmrly Dell Computer Corp.) None 
50. 
Waterhouse Securities Money Market Fund Dividend sell 1/01 

51. 
Etrade Money Market Funds Dividend buy 9/16 

part dist. 5/30
52. 
Cybersource Corp. Common None buy 11/25 $1,001-$2,SOO $2,501-$5,000 -SS,001-$15,000 $15,001-SSO,OOO Income/Gain Codes: $1,000 less 
(See ColUIDllS and 04) -SS0,001-$100,000 $100.001-S l,OOO,OOO -$1.000,001-$5,000,000 More than $5,000,000 
(See Columns and 03) $15;000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 $250,000-$500,000 SS00,001-Sl,000,000 $1,000,001-$5,000,000 SS,000,001-$25,000,000 -S25,000,00l-S50,000.000 $More than $50,000,000 Vaine Method Codes  =Appraisal  =Cost (Real Estate Only) Assessment Cash/Market  
(See Colmnn C2) Book Value  =Other  =Estimated  

Name Person Reporting 
Date Report 
ROTHSTEIN, BARBARA 
8/15/2004 

Name Person Repo1ting 
Date ofReport 
ROTHSTEIN, BARBARA 
8/1512004 certify that all information given above (including information pertaining spouse and minor dependent children, ifany) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE IBIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)