Skip to content

Judicial Watch • Barbara J Rothstein Financial Disclosure Report for 2006

Barbara J Rothstein Financial Disclosure Report for 2006

Barbara J Rothstein Financial Disclosure Report for 2006

Page 1: Barbara J Rothstein Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:9

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:ROTHSTEIN, Barbara J Rothstein, Barbara, speaker, transportation, 2006, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Rothstein, Barbara Title (Article III jndges indicate active senior status; magistrate judges indicate full-or part-time) District Court Judge Court Organization Federal Judicial Center Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Date Report 08/06/2007 Reporting Period 0110112006 1213112006  
Sb. Amended Report Chambers Office Address Federal Judicial Center Washington, D.C. 20002 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The illstructio11s acco111pa11yi11g this form must followed. Complete all parts, checki11g the NONE box for each part where you have 110 reportable i11formatio11. Sig11 011 last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) 
[2[J  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

,..._,c::J  
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.)  c;...--:J --J  
[2[J  NONE (No reportable agreements.)  (/)  

 PAR TIES AND TERMS  r-1  -j!l  C-.::> -,.....,t  .__..._ r1 

Date Report 
Rothstein, Barbara 
08/06/2007 
IIJ. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2006  The Rutter GroupSpeaker's Fee 1,000 Spouse's Non-Investment Income -If you were married during any portion the reportiltg year, complete this secti01i 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 Medical Faculty Associates, Wages 
2.2006 Self Employed Consultant Fees 
JV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 ofinstn1ctions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  American Law Institute-American Bar Assn  Feb 23-24, San Francisco, CA, Speaking Engagement (Transportation, Lodging) Seattle University School Law Apr Seattle, WA, Symposium Speaker (Transportation, Lodging) 
Law Seminars International May 11, Seattle, WA, Speaker, Class Actions Conference (Transportation) 
The Rutter Group May 23-26, San Francisco, CA, Speaker (Transportation) 
American Law Institute-American Bar Assn May 31-June Charleston, SC, Speaker {Transportation, Lodging) 

Date Report 
Rothstein, Barbara 
08/06/2007 Associaton Trial Lawyers America July 15, Seattle, WA, Speaker (Transportation, Meals, Lodging) 

Date Report 
Rothstein, Barbara 
08/06/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IBJ NONE (No reportable gifts.) 
DESCRIPTION 	VALUE 

VI. LIABILITIES. (Includes thme spouse and dependent childrer See pp. 32-33 instructions.) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Alaska Airlines 	Credit Card 
United 	Credit Card 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1)
(2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g. buy, sell, redemption) Date Month-Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =Si,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -SI5,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$ 15,000 less =SI 5,001 -$50,000  L=$50,001 -$100,000  M=SI00,001-$250,000  
(See Columns and D3) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =S5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) ""'Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
08/06/2007 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

Place 
(2) 
(2) 
Amount 
Type (e.g. 
Value 
Value
"(X)" after each asset 
(5) 
Type (e.g. 
Date 
Value 
Gain 
Identity 
Code 
div., rent, 
Method
Code
exempt from prior disclosure 
Month-
buy, sell, 
buyer/seller
Code 
Code 
(A-H) int.) 
Code3 
redemption) 
Day 
(if private 
(J-P) 
(J-P) 
(A-H) 
transaction)
(Q-W) 
18. Bank One Capital Trust  Interest  
19. Elan Corp. Common  None  
20. Emulex Corp. Common  None  
21. Microsoft Corp. Common  Dividend  partial sell  08/24  
22. Company  Dividend  
23. XCel Energy  Dividend  
24. PPL Corp.  Dividend  
25. Applera Corp. Common  Dividend  
26. Costco Wholesale Corp. Common  Dividend  
27. Pimco Corporate Income Fund  Dividend  
28. Putnam Managed High Yield Tr.  Dividend  
29. Western Asset Inc.(FrmrlySalomon Bros Inc Fnd Common)  Dividend  
30. Starbucks Common  None  
31. Telefonos Mexico Common  Dividend  
32. Pennzoil Bonds  Dividend  
33. Nuveen Quality Preferred Income  Interest  
34. Bancorpsouth Cap Tr. Preferred  Interest Income Gain Codes: =$1,000 less  8=$1,001 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes  J=$15 ,000 less =$15,001. $50,000  L=$50,001  $100,000 100,00 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000  0=$500,00 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Rothstein, Barbara 
08/06/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reportiug period 
(including trust assets) 
reporting period 
reporting period 
(2) (2) 
Place (X)" after. each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code3  
(Q-W)  

Type (e.g. buy, sell, redemption) Date Month Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =SI ,000 orless =$1 ,001 -S2,500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001  $50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  1=$15,000orless =SI 5,00 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =SI,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate  Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
Rothstein, Barbara 
08/06/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReport.) 
Part VII, Lines 14: These properties were longer rental properties January 2006. 

Rothstein, Barbara 
08/06/2007 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse aud minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 

AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!