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Judicial Watch • Barbara J Rothstein Financial Disclosure Report for 2007

Barbara J Rothstein Financial Disclosure Report for 2007

Barbara J Rothstein Financial Disclosure Report for 2007

Page 1: Barbara J Rothstein Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:8

Date Created:December 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:ROTHSTEIN, Barbara J Rothstein, Barbara, 2007, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 US.C. app.  101-111) Person Reporting (last name, first, middle initial) Rothstein, Barbara Court Organization Federal Judicial Center Date Report 08/01/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Court Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address the basis the information contained this Report and any  
modifications pertaining thereto, is, opinion, compliance  
Federal Judicial Center  with applicable laws and regulations.  
Washington, D.C. 20002  
Reviewing Officer  Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. Sign 011 last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Rothstein, Barbara 
08/0J/2008 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this secti01 (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2007 Medical Faculty Associates, Wages 
2.2007 Self Employed Consultant Fees 

IV. REJMB URSEMENTS --transportation, /odgit1g,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 

08/01/2008
Rothstein, Barbara GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  

VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ  NONE (No reportable liabilities.)  
CREDITOR 

Date Report 
Rothstein, Barbara 
08/01/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I)  (2)  
Place (X)" after each asset  Amount  Type (e.g.,  
exempt from prior disclosure  Code  div., rent,  
(A-H) int.)  

(I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Amcol Common Dividend Paso Corp. Dividend 
Equitable Resources Common Dividend 

Motorola Inc Common Dividend Oppenheimer Muni Bond  lnt./Div.  Rochester Fund Muni's Cl.A  lnt./Div.  New York Muni Income  Int.ID iv.  buy  01/27 Bancorp Account  Interest  Chevy Chase Bank Account  Interest  
10.  Provident Bank  None  closed  02/07  
11. Properties Ltd Partnership  Rent  
12.  Rental House Redmond,W 999  Rent  
$172,000)  
13.  New Horizon Capital III,  None  
14.  America Movil Ads  Dividend  
15.  Bank One Capital Trust  Interest  
16.  Elan Corp. Common  None  
17.  Emulex Corp. Common  None Income Gain Codes: ""S 1,000 less =$1,00 -$2,500 =$2,501 -$5,000  
(See Columns and 04) =$50,001 -Sl 00,000 =$100,00 1,000,000 =$1,000,001 -$5,000,000 Value Codes 15,000 less 15,001  $50,000 =S50,001 100,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 1,000,001 -$5,000,000 =$),000,001 -S50,000,000 =More than $50,000,000 Value Method Codes o:Appraisal =Cost (Real Estate Only) ""Assessment  
(See Column C2) o::Book Value =Other ""Estimated  

0=$5,001-$15,000 =More than $5,000,000 =$I 00,00 -$250,000 P2=$5,000,001 -$25,000,000  --, =$15,001 -$50,000 ""'Cash Market  

Date Report 
Rothstein, Barbara 
08/01/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Rothstein, Barbara 
08/01/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) (2) (2) (I) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date Month-Day  
35.  Morgan Stanley Cap. Trust  Dividend  

Value Code (J-P) 
Identity Code Gain 
buyer/seller (AH) 
(if private transaction) 

 Income Gain Codes: :::$1,000 less =$1,001 -$2,500 =$2,50 $5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$I 00,00 -$1,000,000 ,000,00 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -SI 00,000 =$I 00,00 -$250,000 

(See Columns and DJ) =$250,001 $500,000 =$500,00 I-$ ,000,000 =$1,000,001. $5,000,000 =$5,000,001 -$25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 
Value Method Codes =:Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V:=Other ::cEstimated 

Rothstein, Barbara 
08/01/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporl) 

Date Report 
Rothstein, Barbara 
08/01/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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